Lone Peak Global Investors, Llc
- Regulatory AUM
- $598M
- Discretionary
- $598M
- Clients
- 152
- Avg AUM / client
- $3.9M
- Accounts
- 152
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Jul 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 125 | $133M | 22.2% |
| Investment companies | 1 | $137M | 22.9% |
| Pension and profit sharing plans | 1 | $1.6M | 0.26% |
| Charitable organizations | 18 | $198M | 33.2% |
| State or municipal government entities | 1 | $106M | 17.8% |
| Corporations and other businesses | 6 | $22.5M | 3.76% |
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ryan Page Batchelor | Member/Principal/Portfolio Manager/Chief Investment Officer | CFA | Apr 2010 (16y) | 25% – 50% |
| David Webb Passey | Member/Principal/Research Analyst | CFA | Jan 2015 (12y) | 5% – 10% |
| Pierson Bryce, Heather, Dawn | Member/Principal/Chief Operating Officer | Dec 2015 (11y) | 5% – 10% | |
| Paul Russell Black | Member, Elected Manager | Jun 2018 (8y) | ≈ 1.88% – 12.5% via Thalia Street Partners Llc | |
| Payne, Sloane, Waller | Elected Manager | Jun 2018 (8y) | GP / trustee / elected manager of Thalia Street Partners Llc (indirect) | |
| Trigg, Mike, Brady | Elected Manager | Jun 2018 (8y) | GP / trustee / elected manager of Thalia Street Partners Llc (indirect) | |
| Winrich, Kurt, Randal | Member, Elected Manager | Jun 2018 (8y) | ≈ 1.88% – 12.5% via Thalia Street Partners Llc | |
| Roger Allen Hill | Member/Principal/President/Ceo | Sep 2019 (7y) | 25% – 50% | |
| Allan Cannon Nichols | Member/Principal/Portfolio Manager | CFA | Sep 2021 (5y) | Less than 5% |
| Olsingch, Harvey, Etiterengel | Chief Compliance Officer/Chief Financial Officer | Jul 2022 (4y) | Less than 5% | |
| Wayne George Pierson | Registered representative | CFA | Jul 2018 (8y) | |
| Louis James Fetch | Registered representative | Jun 2021 (5y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Wcm Investment Management | Member | Dec 2018 | A | 10% – 25% |
| Thalia Street Partners Llc | Member | Jun 2018 | B | ≈ 7.5% – 25% via Wcm Investment Management |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Paul Russell Black: 25% – 50% of Thalia Street Partners Llc × 75% – 100% of Wcm Investment Management × 10% – 25% direct ≈ 1.88% – 12.5% of the firm
- Winrich, Kurt, Randal: 25% – 50% of Thalia Street Partners Llc × 75% – 100% of Wcm Investment Management × 10% – 25% direct ≈ 1.88% – 12.5% of the firm
- Thalia Street Partners Llc: 75% – 100% of Wcm Investment Management × 10% – 25% direct ≈ 7.5% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 1.07 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- J.P. Morgan $168M (73% of AUM) Aug 2020
- Northern Trust $167M (28% of AUM) Mar 2026
- Charles Schwab & Co. $165M (28% of AUM) Mar 2026
- Fifth Third Securities, Inc. $137M (23% of AUM) Mar 2026
- State Street $106M (18% of AUM) Mar 2026
- BNY Mellon $63.3M (63% of AUM) Feb 2019
- Pershing $17.8M (13% of AUM) Sep 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 27, 2026.
View current Form ADV (SEC/IAPD) ↗