Capital Advisors, Ltd., Llc
- Regulatory AUM
- $1.4B
- Discretionary
- $1.4B
- Clients
- 1,106
- Avg AUM / client
- $1.2M
- Accounts
- 1,106
- Employees
- 14
AUM over time
Annual snapshots from Form ADV filings · as of Mar 13, 2026
Investments (13F portfolio — 1,518 positions, $991,162)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | State Str Spdr S&P 500 Etf T | TR UNIT | $89,319 | 119,607 | 9.01% | 0.01% |
| 2 | Ishares Tr | RUS 1000 GRW ETF | $70,149 | 564,947 | 7.08% | 0.01% |
| 3 | Ishares Tr | MSCI USA QLT FCT | $36,269 | 165,290 | 3.66% | 0.0% |
| 4 | Vanguard Index Fds | TOTAL STK MKT | $35,494 | 95,918 | 3.58% | 0.0% |
| 5 | Vanguard Specialized Funds | DIV APP ETF | $33,138 | 140,046 | 3.34% | 0.0% |
| 6 | Ishares Tr | RUS 1000 VAL ETF | $31,317 | 129,178 | 3.16% | 0.0% |
| 7 | Invesco Qqq Tr | UNIT SER 1 | $26,399 | 35,848 | 2.66% | 0.0% |
| 8 | Invesco Exchange Traded Fd T | S&P500 EQL WGT | $26,174 | 123,013 | 2.64% | 0.0% |
| 9 | Ishares Tr | S&P MC 400GR ETF | $24,592 | 209,294 | 2.48% | 0.0% |
| 10 | Ishares Tr | CORE DIV GRWTH | $24,065 | 317,525 | 2.43% | 0.0% |
| 11 | Spdr Series Trust | ST STR SP DIV | $22,148 | 145,540 | 2.23% | 0.0% |
| 12 | Ishares Tr | S&P 500 GRWT ETF | $21,839 | 158,795 | 2.2% | 0.0% |
| 13 | Ishares Tr | MSCI USA MIN ETF | $21,625 | 224,182 | 2.18% | 0.0% |
| 14 | Ishares Tr | S&P MC 400VL ETF | $16,398 | 110,998 | 1.65% | 0.0% |
| 15 | Vanguard Index Fds | LARGE CAP ETF | $15,941 | 46,353 | 1.61% | 0.0% |
| 16 | Vanguard Index Fds | GROWTH ETF | $14,667 | 170,265 | 1.48% | 0.0% |
| 17 | Goldman Sachs Etf Tr | ACTIVEBETA US LG | $13,439 | 94,714 | 1.36% | 0.0% |
| 18 | Ishares Tr | S&P SML 600 GWT | $11,981 | 67,084 | 1.21% | 0.0% |
| 19 | Spdr Series Trust | ST STR BLO 1 ETF | $11,588 | 126,450 | 1.17% | 0.0% |
| 20 | Invesco Exch Traded Fd Tr Ii | S&P500 LOW VOL | $11,270 | 150,472 | 1.14% | 0.0% |
| 21 | Apple Inc | COM | $10,620 | 36,703 | 1.07% | 0.0% |
| 22 | First Tr Exchange Traded Fd | NASD TECH DIV | $10,432 | 90,812 | 1.05% | 0.0% |
| 23 | Ishares Bitcoin Trust Etf | SHS BEN INT | $10,315 | 309,856 | 1.04% | 0.0% |
| 24 | Ishares Tr | S&P 500 VAL ETF | $10,037 | 44,203 | 1.01% | 0.0% |
| 25 | Ishares Tr | SP SMCP600VL ETF | $9,810 | 71,773 | 0.99% | 0.0% |
Top 25 of 1,518 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 461 | $83.4M | 6.1% |
| High net worth individuals | 597 | $1.2B | 89.2% |
| Pension and profit sharing plans | 28 | $29.8M | 2.18% |
| Charitable organizations | 7 | $10.8M | 0.79% |
| Corporations and other businesses | 13 | $24.2M | 1.77% |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mark Anthony Ciulla | Chief Compliance Officer, Managing Director, And Co Managing Member | Apr 2010 (16y) | 50% – 75% | |
| Neil Ray Waxman | Managing Director, And Co Managing Member | CFP | Apr 2010 (16y) | 50% – 75% |
| Patrick T (Mi Only) Hanratty | Managing Director, And Elected Co Managing Member | CFP | Apr 2010 (16y) | Less than 5% |
| Mary Therese Kozar | Registered representative | CFP | Jun 2010 (16y) | |
| Robert Michael Holub | Registered representative | CFP CFA | Jun 2010 (16y) | |
| Melissa Sue Costello | Registered representative | CFP | Jun 2010 (16y) | |
| Zachary Alan Abrams | Registered representative | CFP | Jun 2010 (16y) | |
| Daniel John Obrien | Registered representative | CFP | Sep 2011 (15y) | |
| Nathan Price Creviston | Registered representative | CFP Chartered Financial Consultant | Sep 2018 (8y) | |
| Jacob Baucco | Registered representative | CFP | May 2024 (2y) | |
| Erin Donahue | Registered representative | Sep 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/13/2026 | 979 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Pershing $778M (57% of AUM) Mar 2026
- Charles Schwab & Co. $544M (40% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 13, 2026.
View current Form ADV (SEC/IAPD) ↗