Pathstone Family Office, Llc
SEC-registered
Multi-Family Office · Mega ($100B+)
CRD 151736
· SEC file 801-70776
· Englewood, NJ
· www.linkedin.com
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ADV data as of Mar 31, 2026
- Regulatory AUM
- $110B
- Discretionary
- $65.6B
- Clients
- 2,244
- Avg AUM / client
- $49.2M
- Accounts
- 27,165
- Employees
- 704
AUM over time
$1.0B
$110B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Asset allocation (SMA assets by investment type)
as of Mar 31, 2026
Pooled investment vehicles
$33.1B
30%
Registered investment companies (funds/ETFs)
$26.5B
24%
Exchange-traded equities
$23.2B
21%
US government & agency bonds
$7.7B
7%
State & local bonds
$7.7B
7%
Cash & equivalents
$5.5B
5%
Other
$4.4B
4%
Investment-grade corporate bonds
$2.2B
2%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 145 | $74.4M | 0.07% |
| High net worth individuals | 1,834 | $91.0B | 82.5% |
| Pooled investment vehicles (non-investment companies) | 165 | $10.7B | 9.67% |
| Pension and profit sharing plans | 5 | $307M | 0.28% |
| Charitable organizations | 72 | $6.3B | 5.75% |
| Corporations and other businesses | 23 | $1.9B | 1.73% |
Private funds (119)
View all →Reported in Form ADV Section 7.B.(1), filing of Dec 2024 · $7.9B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| The Vittoria Fund, L.P. | Hedge Fund | Delaware | $2.1B | 448 |
| Pleiades Investment Partners, L.P. | Hedge Fund | Delaware | $464M | 291 |
| Vlp035 Vittoria Fund E Lp | Hedge Fund | Delaware | $305M | 2 |
| Vlp043 Vittoria Fund Oc, Lp | Hedge Fund | Delaware | $279M | 2 |
| Crestone Alternative Strategies Lp | Hedge Fund | Delaware | $238M | 219 |
| Vlp057 | Hedge Fund | Delaware | $222M | 2 |
| Vlp050 Vittoria Fund Ni, Lp | Hedge Fund | Delaware | $220M | 2 |
| Vlp054 | Hedge Fund | Delaware | $169M | 2 |
| Vlp014 Vemf A, Lp | Hedge Fund | Delaware | $141M | 2 |
| The Vittoria Offshore Fund, Ltd feeder | Hedge Fund | Cayman Islands | $139M | 21 |
| Vlp055 | Hedge Fund | Delaware | $119M | 2 |
| Vlp031 | Hedge Fund | Delaware | $115M | 1 |
| Saltbox Cra Fund, L.P. | Other Private Fund | Delaware | $111M | 60 |
| Sanitas Global Opportunity Fund Lp | Hedge Fund | Delaware | $105M | 145 |
| Vlp058 | Hedge Fund | Delaware | $98.5M | 2 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Incyte Diagnostics Retirement Plan Incyte Pathology, Ps | 2024 | |
| United Airlines Pilot Retirement Account Plan United Airlines, Inc. | 2024 |
People (196)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Matthew Jacob Fleissig | Chief Executive Officer | Jun 2010 (16y) | Less than 5% | |
| Allan Jay Zachariah | Co Chairman | Sep 2010 (16y) | Less than 5% | |
| Kelly Jean Maregni | President | CFP | Jan 2016 (11y) | Less than 5% |
| Steven Barry Braverman | Co Chairman | Feb 2016 (10y) | Less than 5% | |
| Charles Paxson Keates | Interim Chief Compliance Officer/General Counsel | Sep 2023 (3y) | Less than 5% | |
| Johnston, Michelle, Ross | Chief Financial Officer | Jan 2024 (3y) | Less than 5% | |
| Joseph Louis Balducci | Registered representative | CFP | Jun 2010 (16y) | |
| Janet Mertz Brantley | Registered representative | Personal Financial Specialist | Aug 2010 (16y) | |
| Charissa Ann Taub | Registered representative | CFP | Mar 2015 (11y) | |
| Mark Nestrud Peters | Registered representative | CFA | Jan 2016 (11y) | |
| Elizabeth Alene Shea | Registered representative | CFA | Feb 2016 (10y) | |
| Allison Winn Kaplan | Registered representative | Nov 2016 (10y) | ||
| David Charles Kahn | Registered representative | CFP | Nov 2016 (10y) | |
| John Gabriel Decker | Registered representative | CFP | Nov 2016 (10y) | |
| John Thomas Elmes | Registered representative | CFA | Nov 2016 (10y) | |
| Michael Alexander Slud | Registered representative | CFP CFA | Nov 2016 (10y) | |
| Michael Nicholas Cafarchia | Registered representative | CFP | Nov 2016 (10y) | |
| Nathan William Guy | Registered representative | Nov 2016 (10y) | ||
| Paul Daniel Gloth | Registered representative | Nov 2016 (10y) | ||
| William M Bagnard | Registered representative | CFA | Nov 2016 (10y) | |
| Kelwin Conroy Newman | Registered representative | CFP | Jul 2017 (9y) | |
| Jeffrey Pine Scheer | Registered representative | CFA | Jun 2018 (8y) | |
| Lauren Ashley Finn | Registered representative | CFP | Jun 2018 (8y) | |
| Katheryn Elmer Gerowski | Registered representative | CFP | Nov 2018 (8y) | |
| Sharon Helene Gupta | Registered representative | Nov 2019 (7y) | ||
| Eric Montgomery Price | Registered representative | Oct 2020 (6y) | ||
| Rachel Dawn Alleman | Registered representative | CFP | Oct 2020 (6y) | |
| Blaire Bergstrom Busto | Registered representative | CFP | Oct 2020 (6y) | |
| Bryan George Digel | Registered representative | CFP | Oct 2020 (6y) | |
| Christopher Stephen Glasgow | Registered representative | CFP | Oct 2020 (6y) | |
| Haley Reutimann Estenson | Registered representative | CFP | Oct 2020 (6y) | |
| Kenneth Michael Hart | Registered representative | CFA | Oct 2020 (6y) | |
| Rachele Solomae Bouchand | Registered representative | CFP Chartered Financial Consultant | Oct 2020 (6y) | |
| Andrea Michelle Leech | Registered representative | CFP | Oct 2020 (6y) | |
| Anna Christine Johnson | Registered representative | CFP | Oct 2020 (6y) | |
| Bryce Adam Mc Donald | Registered representative | Oct 2020 (6y) | ||
| Daniel Kwon | Registered representative | Oct 2020 (6y) | ||
| Kyle Thomas Kingshott | Registered representative | CFP | Oct 2020 (6y) | |
| Susan Leonard Wittliff | Registered representative | Oct 2020 (6y) | ||
| Carly Blanche Bradshaw | Registered representative | CFP | Oct 2020 (6y) | |
| Phillip Henry Miller | Registered representative | CFP | Oct 2020 (6y) | |
| Viren Kamdar | Registered representative | CFP | Oct 2020 (6y) | |
| Jesse Lee Thomas | Registered representative | CFP | Oct 2020 (6y) | |
| Yee Derrick Feng | Registered representative | Oct 2020 (6y) | ||
| Adam Geoffrey Lewis | Registered representative | CFP | Nov 2020 (6y) | |
| Morgan Virginia Thomas | Registered representative | CFP | Nov 2020 (6y) | |
| Steven Anthony Delucia | Registered representative | CFP CFA | Nov 2020 (6y) | |
| Susan Elizabeth Peterson | Registered representative | CFA | Nov 2020 (6y) | |
| Craig Gary Metrick | Registered representative | Mar 2021 (5y) | ||
| Adam Kent Harrison | Registered representative | CFP | Aug 2021 (5y) | |
| Matthew David Butterfield | Registered representative | CFP | Dec 2021 (5y) | |
| Michelle Fran Zlotnik Epstein | Registered representative | CFP | Dec 2021 (5y) | |
| Martisha Patterson | Registered representative | CFP | May 2022 (4y) | |
| Jeffrey L Scanga | Registered representative | CFP | Jun 2022 (4y) | |
| Scott J Macaione | Registered representative | CFP CFA | Jun 2022 (4y) | |
| Vivien Johnson | Registered representative | CFP CFA | Jun 2022 (4y) | |
| Ron W Henson | Registered representative | CFP | Jun 2022 (4y) | |
| Jeffrey Paul Bezanson | Registered representative | CFP | Jun 2022 (4y) | |
| Gregory J Mendoza | Registered representative | Jul 2022 (4y) | ||
| Robert E Overall | Registered representative | CFP | Jul 2022 (4y) | |
| John Robert Workman | Registered representative | Jul 2022 (4y) | ||
| Henry Anderson Dudley | Registered representative | Aug 2022 (4y) | ||
| Jesse Dean Ruocco | Registered representative | CFA | Aug 2022 (4y) | |
| Eleanor Hawkins Maguire | Registered representative | Aug 2022 (4y) | ||
| Ryan David Siegel | Registered representative | CFP | Oct 2022 (4y) | |
| Austin Lynch | Registered representative | CFP | Oct 2022 (4y) | |
| Megan Nicole Kelly | Registered representative | CFP | Oct 2022 (4y) | |
| Patrick Conley Milford | Registered representative | CFP | Nov 2022 (4y) | |
| Arthur Xavier Duffy | Registered representative | Mar 2023 (3y) | ||
| Matthew Andrew Thibault | Registered representative | CFP | Mar 2023 (3y) | |
| Clark Burton Davis | Registered representative | CFA | Jun 2023 (3y) | |
| Jay Owen Brainard | Registered representative | Jun 2023 (3y) | ||
| Brian Arthur Badgley | Registered representative | CFA | Sep 2023 (3y) | |
| Frederick Ross Bacani | Registered representative | Sep 2023 (3y) | ||
| Matthew Everett Taylor | Registered representative | CFA | Sep 2023 (3y) | |
| Sonia Florio Peterson | Registered representative | CFA | Sep 2023 (3y) | |
| Ari Robert Pontz | Registered representative | CFA | Sep 2023 (3y) | |
| Brett Ian Rubinson | Registered representative | CFA | Sep 2023 (3y) | |
| Darren Andrew Bramen | Registered representative | Sep 2023 (3y) | ||
| David Michael Belej | Registered representative | CFA | Sep 2023 (3y) | |
| Eric Scott Shulenberger | Registered representative | Sep 2023 (3y) | ||
| Emily L Bless | Registered representative | CFA | Sep 2023 (3y) | |
| Jeffrey Allan Morrison | Registered representative | Sep 2023 (3y) | ||
| Nathan T. Newport | Registered representative | CFA | Sep 2023 (3y) | |
| Paul R Pascarella | Registered representative | Sep 2023 (3y) | ||
| Robert David Heinrichs | Registered representative | CFA | Sep 2023 (3y) | |
| Robert Kevin Stetson | Registered representative | Sep 2023 (3y) | ||
| Wesley Daniel Yamamoto | Registered representative | CFA | Sep 2023 (3y) | |
| Jared Stuart Weiner | Registered representative | Sep 2023 (3y) | ||
| Robert Martin Lazaroff | Registered representative | CFA | Sep 2023 (3y) | |
| Julian Alexander Martinez | Registered representative | Sep 2023 (3y) | ||
| Patrick James Dougherty | Registered representative | CFA | Sep 2023 (3y) | |
| John Joseph Scuteri | Registered representative | Oct 2023 (3y) | ||
| Andrew Joseph John | Registered representative | CFA | Oct 2023 (3y) | |
| Jeffrey Allan Beachell | Registered representative | Oct 2023 (3y) | ||
| Benjamin Walter Sjosten | Registered representative | Oct 2023 (3y) | ||
| Gordon Franklin Stone | Registered representative | Oct 2023 (3y) | ||
| Jeannette Leigh Kleeman Grabe | Registered representative | Oct 2023 (3y) | ||
| Brian Michael Brady | Registered representative | CFA | Nov 2023 (3y) | |
| Melissa Anne Rutten | Registered representative | Nov 2023 (3y) | ||
| Oscar Alexander Perez | Registered representative | CFA | Nov 2023 (3y) | |
| Alyssa Cassidy Do | Registered representative | Apr 2024 (2y) | ||
| Brennan C Mccormack | Registered representative | CFA | Apr 2024 (2y) | |
| Frank Fisher Mountcastle | Registered representative | Apr 2024 (2y) | ||
| Jeffrey M Durkin | Registered representative | CFP | Apr 2024 (2y) | |
| Maria Elizabeth Zesbaugh | Registered representative | Apr 2024 (2y) | ||
| Tenaya Rose Harrison Morelock | Registered representative | CFP | Apr 2024 (2y) | |
| Cassandra Marie Puhalla | Registered representative | CFA | Apr 2024 (2y) | |
| Charles Alan Olson | Registered representative | Personal Financial Specialist | Apr 2024 (2y) | |
| Christine Haverly Basler | Registered representative | Apr 2024 (2y) | ||
| James Matthew Walker | Registered representative | Apr 2024 (2y) | ||
| Kevin Richard Arnold | Registered representative | Apr 2024 (2y) | ||
| Thomas Peter Gallanis | Registered representative | CFA | Apr 2024 (2y) | |
| Koleton Gruber | Registered representative | Apr 2024 (2y) | ||
| Taylor Davison Gitcho | Registered representative | Apr 2024 (2y) | ||
| Eliza Davison Leach | Registered representative | Apr 2024 (2y) | ||
| Matthew Allen Wiles | Registered representative | CFP | May 2024 (2y) | |
| Emily Jane Mears | Registered representative | May 2024 (2y) | ||
| Hunter Robert Morgan | Registered representative | CFP | May 2024 (2y) | |
| Michael Lester Mcgowan | Registered representative | CFA | May 2024 (2y) | |
| Bliss Margaret Bernal | Registered representative | May 2024 (2y) | ||
| Miles Nathaniel Cooke | Registered representative | CFA | May 2024 (2y) | |
| Eric John Kramer | Registered representative | May 2024 (2y) | ||
| Kollin Schrenk | Registered representative | Jun 2024 (2y) | ||
| Taraneh Natalie Izadi | Registered representative | CFP | Jul 2024 (2y) | |
| Akhil Venkatesh | Registered representative | CFA | Sep 2024 (2y) | |
| James Patrick Whalen | Registered representative | CFP | Oct 2024 (2y) | |
| Eric Hayes Stephenson | Registered representative | CFP | Nov 2024 (2y) | |
| Justine Nicole Decoste | Registered representative | CFA | Jan 2025 (2y) | |
| Dominic D Alessandro | Registered representative | Jan 2025 (2y) | ||
| Mackenzie Grace Miller | Registered representative | Jan 2025 (2y) | ||
| Lori Lynn Whiting | Registered representative | CFA | Jan 2025 (2y) | |
| Kaili Chen | Registered representative | Mar 2025 (1y) | ||
| John Connor Knauth | Registered representative | CFP | Apr 2025 (1y) | |
| Cole Albert Sigurd Walton | Registered representative | CFP | May 2025 (1y) | |
| Julie Ann Becker | Registered representative | CFP | May 2025 (1y) | |
| Marcella Ann Marie Petro | Registered representative | CFP | May 2025 (1y) | |
| Christopher Huy Nguyen | Registered representative | Jun 2025 (1y) | ||
| Zachary Victor Uritsky | Registered representative | CFA | Jun 2025 (1y) | |
| Edward Scott Darling | Registered representative | Jun 2025 (1y) | ||
| Matthew Allan Lettinga | Registered representative | CFA | Jul 2025 (1y) | |
| Noah Christopher Clements | Registered representative | Jul 2025 (1y) | ||
| Gillian Craig | Registered representative | CFP | Aug 2025 (1y) | |
| Ronak Gahlawat Patel | Registered representative | CFP | Aug 2025 (1y) | |
| Katelyn Marie Hart | Registered representative | CFA | Sep 2025 (1y) | |
| Preston Kenneth Rogers | Registered representative | Sep 2025 (1y) | ||
| Paige Mackenzie Dickman | Registered representative | Oct 2025 (1y) | ||
| Emily Caroline Brengle | Registered representative | Nov 2025 (1y) | ||
| Nicholas Dyson Perrins | Registered representative | Nov 2025 (1y) | ||
| Timothy Patrick Devlin | Registered representative | CFA | Dec 2025 (1y) | |
| Sarah Heaslip Whitelaw | Registered representative | CFA | Dec 2025 (1y) | |
| John Martin Farrell | Registered representative | CFA | Dec 2025 (1y) | |
| Simon Charles Krinsky | Registered representative | CFA | Dec 2025 (1y) | |
| Andrew Michael Mulvey | Registered representative | CFA | Jan 2026 (1y) | |
| Mark Thomas Ledbetter | Registered representative | Jan 2026 (1y) | ||
| Jeffrey Andrew Daems | Registered representative | CFA | Jan 2026 (1y) | |
| Steven Wallace Peake | Registered representative | Jan 2026 (1y) | ||
| Alexander Robert Spear | Registered representative | Mar 2026 (0y) | ||
| Alexander Joseph Hart | Registered representative | CFA | Mar 2026 (0y) | |
| Jonathan Mcgregor Bordeau | Registered representative | Mar 2026 (0y) | ||
| Kelly Marie Craig | Registered representative | CFP | Mar 2026 (0y) | |
| Robyn C Varney | Registered representative | Mar 2026 (0y) | ||
| Saurabha Indravadan Shah | Registered representative | Apr 2026 (0y) | ||
| Trevor John Foehr | Registered representative | Apr 2026 (0y) | ||
| Shane Landue | Registered representative | Apr 2026 (0y) | ||
| Katherine Alexis Pease | Registered representative | May 2026 (0y) | ||
| Zachary David Chobot Rodd | Registered representative | CFA | May 2026 (0y) | |
| Clayton John Cochran | Registered representative | CFA | May 2026 (0y) | |
| Elizabeth M Smoose | Registered representative | May 2026 (0y) | ||
| Kevin Joseph Keating | Registered representative | CFA | Jun 2026 (0y) | |
| Michael H Jordan | Registered representative | Jun 2026 (0y) | ||
| Sean Michael Bannon | Registered representative | CFA | Jun 2026 (0y) | |
| Gretchen Regan | Registered representative | CFA | Jun 2026 (0y) | |
| Jaclyn Marie Shaughnessy | Registered representative | Jun 2026 (0y) | ||
| Meaghan Fay Buly | Registered representative | Jun 2026 (0y) | ||
| Richard Marsh Lunsford | Registered representative | CFP | Jun 2026 (0y) | |
| Robert M Asklar | Registered representative | CFP | Jun 2026 (0y) | |
| Ryan M Campbell | Registered representative | CFP CFA | Jun 2026 (0y) | |
| Samuel Owen Mcfall | Registered representative | CFA | Jun 2026 (0y) | |
| David James Logan | Registered representative | CFA | Jun 2026 (0y) | |
| Michael Thomas Locasale | Registered representative | CFA | Jun 2026 (0y) | |
| Michael Wynton Crook | Registered representative | Jun 2026 (0y) | ||
| Zachary Evan Fischer | Registered representative | CFP | Jun 2026 (0y) | |
| Adam Heller | Registered representative | CFP | Jun 2026 (0y) | |
| Antonio Joseph Misiti | Registered representative | Jun 2026 (0y) | ||
| Brian Andrew Maxwell | Registered representative | CFA | Jun 2026 (0y) | |
| Jill Tilzer Jokelson | Registered representative | Jun 2026 (0y) | ||
| Katie Jean Poole | Registered representative | CFP | Jun 2026 (0y) | |
| Patrick Joseph Burke | Registered representative | CFP | Jun 2026 (0y) | |
| Tyson Keith Thrush | Registered representative | CFP | Jun 2026 (0y) | |
| Jennifer Davis Pham | Registered representative | CFA | Jun 2026 (0y) | |
| Richard Walter Stevens | Registered representative | Jun 2026 (0y) | ||
| Nora Lindsey Wentzler | Registered representative | Jun 2026 (0y) | ||
| Joshua Stirling Gross | Registered representative | Jun 2026 (0y) | ||
| Walter Corlett Harris | Registered representative | CFP | Jun 2026 (0y) | |
| Jake William Sternberg | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Pathstone Intermediate Holdings, Llc | Managing Member | Feb 2010 | A | 75% or more |
| Pathstone Holdings, Llc | Member | May 2023 | B | ≈ 56.25% – 100% via Pathstone Intermediate Holdings, Llc |
| Kia Xi (Tailwind) Investor, L.P. | Limited Partner | May 2023 | B | ≈ 14.06% – 50% via Pathstone Holdings, Llc |
| Kia Xi (Tailwind) Gp, L.P. | General Partner | May 2023 | B | GP / trustee / elected manager of Kia Xi (Tailwind) Investor, L.P. (indirect) |
| Kelso Gp Xi, Llc | General Partner | May 2023 | B | GP / trustee / elected manager of Kia Xi (Tailwind) Gp, L.P. (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Pathstone Holdings, Llc: 75% – 100% of Pathstone Intermediate Holdings, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Kia Xi (Tailwind) Investor, L.P.: 25% – 50% of Pathstone Holdings, Llc × 75% – 100% of Pathstone Intermediate Holdings, Llc × 75% – 100% direct ≈ 14.06% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (119, $7.9B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| The Vittoria Fund, L.P. | Hedge Fund | $2.1B | $1.0M | 448 |
| Pleiades Investment Partners, L.P. | Hedge Fund | $464M | $1.0M | 291 |
| Vlp035 Vittoria Fund E Lp | Hedge Fund | $305M | $1.0M | 2 |
| Vlp043 Vittoria Fund Oc, Lp | Hedge Fund | $279M | $1.0M | 2 |
| Crestone Alternative Strategies Lp | Hedge Fund | $238M | $250K | 219 |
| Vlp057 | Hedge Fund | $222M | $1.0M | 2 |
| Vlp050 Vittoria Fund Ni, Lp | Hedge Fund | $220M | $1.0M | 2 |
| Vlp054 | Hedge Fund | $169M | $1.0M | 2 |
| Vlp014 Vemf A, Lp | Hedge Fund | $141M | $1.0M | 2 |
| The Vittoria Offshore Fund, Ltd | Hedge Fund | $139M | $1.0M | 21 |
| Vlp055 | Hedge Fund | $119M | $1.0M | 2 |
| Vlp031 | Hedge Fund | $115M | $1.0M | 1 |
| Saltbox Cra Fund, L.P. | Other Private Fund | $111M | $1.0M | 60 |
| Sanitas Global Opportunity Fund Lp | Hedge Fund | $105M | $500K | 145 |
| Vlp058 | Hedge Fund | $98.5M | $1.0M | 2 |
| Maroon Peaks Private Equity Fund Vii Lp | Private Equity Fund | $94.7M | $100K | 113 |
| Saltbox Partners Fund, L.P. | Other Private Fund | $94.3M | $1.0M | 65 |
| Pathstone Pma Income Series, Llc Series 2021 | Other Private Fund | $92.5M | $250K | 103 |
| Maroon Peaks Private Equity Fund Ix Lp | Private Equity Fund | $92.2M | $100K | 133 |
| Vlp042 | Hedge Fund | $91.9M | $1.0M | 2 |
| Maroon Peaks Private Equity Fund Viii Lp | Private Equity Fund | $91.3M | $100K | 119 |
| Maroon Peaks Private Equity Fund Xii Lp | Private Equity Fund | $84.0M | $100K | 173 |
| Vlp045 | Hedge Fund | $80.4M | $1.0M | 2 |
| Vlp039 | Hedge Fund | $78.5M | $1.0M | 3 |
| Maroon Peaks Private Equity Fund X Lp | Private Equity Fund | $76.8M | $100K | 144 |
Top 25 of 119 funds by gross assets · all funds
From Form ADV Section 7.B private fund reporting.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Incyte Diagnostics Retirement Plan | Incyte Pathology, Ps | 432 | $59.7M | 01/01/2024 |
| United Airlines Pilot Retirement Account Plan | United Airlines, Inc. | 17,444 | $16.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 35.7 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $28.0B (25% of AUM) Mar 2026
- Fidelity Brokerage Services $12.5B (11% of AUM) Mar 2026
- Pnc Bank $9.0B (8% of AUM) Mar 2026
- Pershing $1.1B (11% of AUM) Dec 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗