Molly B Investment Group Llc
- Regulatory AUM
- $335M
- Discretionary
- $335M
- Clients
- 308
- Avg AUM / client
- $1.1M
- Accounts
- 628
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Mar 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 114 | $34.3M | 10.3% |
| High net worth individuals | 149 | $245M | 73.3% |
| Pension and profit sharing plans | 32 | $47.3M | 14.1% |
| Charitable organizations | 6 | $2.8M | 0.84% |
| Corporations and other businesses | 7 | $5.1M | 1.53% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Tribridge Residential 401(k) Plan Tribridge Residential, Llc | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kenneth James Baer | Chief Compliance Officer | Mar 2011 (15y) | Less than 5% | |
| Baer, Molly, E. | Managing Member | Jun 2014 (12y) | 75% or more | |
| Lisa Kay Helin | Registered representative | CFP | Apr 2024 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Tribridge Residential 401(k) Plan | Tribridge Residential, Llc | 205 | $9.9M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 959 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $304M (91% of AUM) Mar 2026
- Matrix Trust Company $15.9M (7% of AUM) Feb 2023
- Ascensus Trust Company $14.1M (4% of AUM) Mar 2026
- Reliance Trust Company $8.4M (3% of AUM) Mar 2026
- Adp, Llc $7.3M (3% of AUM) Mar 2022
- John Hancock Funds, Llc $4.2M (2% of AUM) Feb 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗