Capwealth Advisors, Llc
- Regulatory AUM
- $2.0B
- Discretionary
- $2.0B
- Clients
- 1,429
- Avg AUM / client
- $1.4M
- Accounts
- 2,798
- Employees
- 19
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Investments (13F portfolio — 118 positions, $1,347,199,834)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Federal Natl Mtg Assn Var Pfd Ser P | Preferred | $76,937,166 | 8,141,499 | 5.71% | 3.79% |
| 2 | Corning Inc Com | Stock | $59,933,132 | 440,782 | 4.45% | 2.95% |
| 3 | Federal Natl Mtg Assn Pfd 8.25 Sr T | Preferred | $58,086,670 | 5,808,667 | 4.31% | 2.86% |
| 4 | Williams Cos Inc Com | Stock | $55,479,280 | 762,287 | 4.12% | 2.73% |
| 5 | Lumen Technologies Inc Com | Stock | $48,720,633 | 7,010,163 | 3.62% | 2.4% |
| 6 | Chevron Corporation Com | Stock | $39,394,427 | 190,403 | 2.92% | 1.94% |
| 7 | Dow Hldgs Inc Com | Stock | $33,753,668 | 810,412 | 2.51% | 1.66% |
| 8 | Johnson & Johnson Com | Stock | $33,505,972 | 137,072 | 2.49% | 1.65% |
| 9 | Gilead Sciences Inc Com | Stock | $32,782,165 | 235,217 | 2.43% | 1.61% |
| 10 | Merck & Co Inc Com | Stock | $32,631,320 | 271,272 | 2.42% | 1.61% |
| 11 | Ge Vernova Inc Com | Stock | $32,335,752 | 37,044 | 2.4% | 1.59% |
| 12 | At&T Inc Com | Stock | $31,398,692 | 1,083,087 | 2.33% | 1.55% |
| 13 | Microsoft Corp Com | Stock | $29,936,134 | 80,871 | 2.22% | 1.47% |
| 14 | Rtx Corporation Com | Stock | $29,650,457 | 153,709 | 2.2% | 1.46% |
| 15 | International Business Machs Com | Stock | $29,502,099 | 121,713 | 2.19% | 1.45% |
| 16 | Federal Home Ln Mtg Corp 6.02 Non Cm Pfd | Preferred | $28,493,356 | 2,989,859 | 2.12% | 1.4% |
| 17 | Ge Aerospace Com New | Stock | $28,356,494 | 99,928 | 2.1% | 1.4% |
| 18 | Duke Energy Corp New Com New | Stock | $27,376,935 | 209,080 | 2.03% | 1.35% |
| 19 | Federal Natl Mtg Assn Pfd8.25 Ser S | Preferred | $26,079,159 | 2,191,526 | 1.94% | 1.28% |
| 20 | Bank Of Amer Corp Com | Stock | $25,624,365 | 525,628 | 1.9% | 1.26% |
| 21 | Nextera Energy Inc Com | Stock | $24,930,664 | 268,418 | 1.85% | 1.23% |
| 22 | Taiwan Semiconductor Manufact Sponsored Ads | ADR | $23,867,043 | 70,623 | 1.77% | 1.18% |
| 23 | Cvs Health Corp Com | Stock | $23,415,739 | 326,034 | 1.74% | 1.15% |
| 24 | United Parcel Svcs Inc Cl B | Stock | $22,645,163 | 230,181 | 1.68% | 1.12% |
| 25 | Federal Home Ln Mtg Corp Pfd 8.375 Ncm | Preferred | $22,017,655 | 1,948,465 | 1.63% | 1.08% |
Top 25 of 118 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,041 | $229M | 11.3% |
| High net worth individuals | 366 | $1.8B | 87.1% |
| Charitable organizations | 22 | $32.7M | 1.61% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Radiology Partners, Inc. Partner Plan Radiology Partners, Inc. | 2024 | |
| Bradley Arant Boult Cummings Llp Retirement Plan Bradley Arant Boult Cummings Llp | 2024 |
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Timothy Jude Pagliara | Chairman | Dec 2009 (17y) | ≈ 37.5% – 75% via Capwealth Group, Llc | |
| Phoebe Jones Venable | President, Chief Executive Officer | CFA | Jan 2013 (14y) | Less than 5% |
| Ryan Joseph Hitt | Cco | Mar 2015 (11y) | Less than 5% | |
| Jennifer Pagliara Horton | Registered representative | Mar 2015 (11y) | ||
| Tracy Ann Olive | Registered representative | May 2015 (11y) | ||
| Drew King O'connor | Registered representative | CFA | Apr 2020 (6y) | |
| Jason A Krueger | Registered representative | Sep 2021 (5y) | ||
| Hillary Marie Stalker | Registered representative | Oct 2022 (4y) | ||
| Michael Harrison Vaught | Registered representative | Nov 2022 (4y) | ||
| Blake Edward Harrison | Registered representative | Personal Financial Specialist | Jun 2025 (1y) | |
| Michael Dean Shahan | Registered representative | CFP | Jul 2025 (1y) | |
| Caleb Andrew Alexander | Registered representative | Dec 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Capwealth Group, Llc | Partnership | Jun 2014 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Timothy Jude Pagliara: 50% – 75% of Capwealth Group, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Radiology Partners, Inc. Partner Plan | Radiology Partners, Inc. | 1,428 | $1.0B | 01/01/2024 |
| Bradley Arant Boult Cummings Llp Retirement Plan | Bradley Arant Boult Cummings Llp | 1,172 | $694M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 975 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • ADMINISTRATIVE FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $2.0B (100% of AUM) Mar 2026
- Intl Fcstone Financial Inc. $523M (64% of AUM) Mar 2018
- Pershing $216M (26% of AUM) Mar 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗