Atria Investments, Inc.
- Regulatory AUM
- $11.0B
- Discretionary
- $11.0B
- Clients
- 113
- Avg AUM / client
- $97.8M
- Accounts
- 31,684
- Employees
- 60
AUM over time
Annual snapshots from Form ADV filings · as of Mar 17, 2026
Asset allocation (SMA assets by investment type)
as of Mar 17, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Other investment advisers | 113 | $11.0B | 100.0% |
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ayers, Barrett, Walter | President/Ceo/Director | Nov 2018 (8y) | Less than 5% | |
| Angus, Ted, Fyke | Evp | Dec 2022 (4y) | Less than 5% | |
| Michael Kim | Director | Dec 2022 (4y) | Less than 5% | |
| Zyla, Gary, G. | Evp/Treasurer/Director | Dec 2022 (4y) | Less than 5% | |
| Daniel Brendan Mulvey | Chief Compliance Officer | Feb 2024 (2y) | Less than 5% | |
| Maiuri, Lou | Chairman, Group Chief Executive Office, Director | Sep 2024 (2y) | Less than 5% | |
| Tai Anh Vu | Registered representative | Sep 2019 (7y) | ||
| Scott Hauser Fewin | Registered representative | Jan 2024 (3y) | ||
| Vincent Scott Lewis | Registered representative | Feb 2024 (2y) | ||
| Holly Lobprise | Registered representative | CFA | Mar 2024 (2y) | |
| David Raine | Registered representative | Apr 2024 (2y) | ||
| Jonathan Samuel Sharpe | Registered representative | May 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Assetmark Financial Holdings, Inc. | Sole Shareholder Direct Owner | Dec 2022 | A | 75% or more |
| Gtcr Everest Borrower, Llc | Shareholder | Sep 2024 | B | ≈ 56.25% – 100% via Assetmark Financial Holdings, Inc. |
| Gtcr Everest Intermediate, Inc. | Managing Member | Sep 2024 | B | ≈ 42.19% – 100% via Gtcr Everest Borrower, Llc |
| Gtcr Everest Topco, Inc. | Shareholder | Sep 2024 | B | 75% or more of Violet Investors Lp (indirect) |
| Gtcr Everest Holdings, Llc. | Shareholder | Sep 2024 | B | 75% or more of Gtcr Everest Topco, Inc. (indirect) |
| Gtcr Fund Xiv/A Lp | Member | Sep 2024 | B | 25% – 50% of Gtcr Everest Holdings, Llc. (indirect) |
| Violet Investors Lp | Member | Sep 2024 | B | 25% – 50% of Gtcr Everest Holdings, Llc. (indirect) |
| Gtcr Partners Xiv/A&C Lp | General Partner | Sep 2024 | B | GP / trustee / elected manager of Gtcr Fund Xiv/A Lp (indirect) |
| Gtcr Investment Xiv Llc | General Partner | Sep 2024 | B | GP / trustee / elected manager of Gtcr Partners Xiv/A&C Lp (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Gtcr Everest Borrower, Llc: 75% – 100% of Assetmark Financial Holdings, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Gtcr Everest Intermediate, Inc.: 75% – 100% of Gtcr Everest Borrower, Llc × 75% – 100% of Assetmark Financial Holdings, Inc. × 75% – 100% direct ≈ 42.19% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/17/2026 | 1.18 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $6.9B (63% of AUM) Mar 2026
- Fidelity Clearing And Custody Solutions $2.3B (21% of AUM) Mar 2026
- Pershing $337M (4% of AUM) Mar 2022
- Fideility Clearing & Custody Solutions $94.0M (3% of AUM) Apr 2019
- TradePMR $81.5M (1% of AUM) Mar 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2026.
View current Form ADV (SEC/IAPD) ↗