Sei
$1.4B reported client assets across 5 advisory firms in FY2021 annual amendments
Reported client assets over time
$8.6M
$1.5B
2017
2021
Same-firm comparison: 4 firms that reported Sei in both FY2020 and FY2021 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2017, 2018, 2019 are shown but partial — only FY2017: 1 cohort firms, FY2018: 1 cohort firms, FY2019: 3 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Invesco Capital Management Llc | $1.2B | $478B | 0.3% | 03/30/2022 |
| Markle Financial Llc | $122M | $150M | 81.8% | 03/31/2022 |
| Kcd Financial, Inc. | $24.0M | $130M | 18.4% | 03/28/2022 |
| Rmw Advisors, Llc | $14.8M | $207M | 7.2% | 02/21/2022 |
| Capstone Investment Group, Llc | $3.0M | $126M | 2.4% | 03/31/2022 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.