Mitchell, Mcleod, Pugh & Williams, Inc.
- Regulatory AUM
- $2.7B
- Discretionary
- $1.9B
- Clients
- 1,046
- Avg AUM / client
- $2.5M
- Accounts
- 2,420
- Employees
- 17
AUM over time
Annual snapshots from Form ADV filings · as of Jul 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 538 | $170M | 6.4% |
| High net worth individuals | 397 | $1.6B | 59.0% |
| Pension and profit sharing plans | 76 | $776M | 29.2% |
| Charitable organizations | 12 | $92.7M | 3.49% |
| State or municipal government entities | 1 | $11.5M | 0.43% |
| Corporations and other businesses | 22 | $38.3M | 1.44% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Scotch Companies 401(k) Profit Sharing Plan Scotch Plywood Company, Inc. | 2024 | |
| Urology Associates Of Mobile, P.A. 401(k) Profit Sharing Plan Urology Associates Of Mobile, P.A. | 2024 | |
| Galloway, Johnson, Tompkins, Burr & Smith (A Plc) 401(k) Plan Galloway, Johnson, Tompkins, Burr & Smith | 2024 | |
| Budweiser Busch Distribution Co. Inc. 401(k) Profit Sharing Plan Budweiser Busch Distributing Company, Inc. | 2024 | |
| Sirius Technical Services, Inc. 401(k) Plan Sirius Technical Services, Inc. | 2024 | |
| Premier Medical Group, Inc. 401(k) Profit Sharing Plan Premier Medical Group, Inc. | 2024 | |
| Smith Industrial Service, Inc. 401(k) Plan Smith Industrial Service, Inc. | 2024 | |
| Alabama Orthopaedic Clinic, P.C. 401(k) Profit Sharing Plan Alabama Orthopaedic Clinic, P.C. | 2024 |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Douglas Reed Mcleod | Director/Shareholder/ President | Jan 2006 (21y) | 10% – 25% | |
| Katherine Mehlburger Mcginley | Chief Compliance Officer/Shareholder | Jan 2006 (21y) | 5% – 10% | |
| Kyle Clarke Pugh | Director/Shareholder/Vice President/Secretary/Treasurer | Jan 2006 (21y) | 10% – 25% | |
| Richard Mitchell | Director/Shareholder/Vice President | Jan 2006 (21y) | 10% – 25% | |
| Thomas Bragg Van Antwerp | Director/Shareholder/Vice President | Apr 2013 (13y) | 10% – 25% | |
| Robert Alexander Arendall | Vice President/Shareholder | Apr 2021 (5y) | 5% – 10% | |
| Crowley, John, James | Shareholder | Jan 2023 (4y) | Less than 5% | |
| Gray Acker Ingle | Shareholder | Jan 2023 (4y) | Less than 5% | |
| Michael Frank Barnett | Registered representative | Jul 2022 (4y) | ||
| Thomas Fellows Iturbe | Registered representative | Jun 2025 (1y) |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (8)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Scotch Companies 401(k) Profit Sharing Plan | Scotch Plywood Company, Inc. | 473 | $43.1M | 01/01/2024 |
| Urology Associates Of Mobile, P.A. 401(k) Profit Sharing Plan | Urology Associates Of Mobile, P.A. | 201 | $25.3M | 01/01/2024 |
| Galloway, Johnson, Tompkins, Burr & Smith (A Plc) 401(k) Plan | Galloway, Johnson, Tompkins, Burr & Smith | 274 | $35.2M | 01/01/2024 |
| Budweiser Busch Distribution Co. Inc. 401(k) Profit Sharing Plan | Budweiser Busch Distributing Company, Inc. | 143 | $17.1M | 01/01/2024 |
| Sirius Technical Services, Inc. 401(k) Plan | Sirius Technical Services, Inc. | 582 | $6.1M | 01/01/2024 |
| Premier Medical Group, Inc. 401(k) Profit Sharing Plan | Premier Medical Group, Inc. | 262 | $83.3M | 01/01/2024 |
| Smith Industrial Service, Inc. 401(k) Plan | Smith Industrial Service, Inc. | 340 | $10.1M | 01/01/2024 |
| Alabama Orthopaedic Clinic, P.C. 401(k) Profit Sharing Plan | Alabama Orthopaedic Clinic, P.C. | 178 | $27.7M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/09/2026 | 1020 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Publication of periodicals or newsletters
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $1.6B (61% of AUM) Jul 2026
- Newport Trust Company $426M (21% of AUM) Mar 2024
- Ascensus Trust Company $200M (8% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 30, 2026.
View current Form ADV (SEC/IAPD) ↗