Tlc Group Investment Advisors, Llc
- Regulatory AUM
- $168M
- Discretionary
- $117M
- Clients
- 205
- Avg AUM / client
- $821K
- Accounts
- 377
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Mar 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 159 | $48.1M | 28.5% |
| High net worth individuals | 27 | $63.7M | 37.8% |
| Pension and profit sharing plans | 19 | $55.8M | 33.2% |
| Charitable organizations | Fewer than 5 clients | $736K | 0.44% |
| Corporations and other businesses | Fewer than 5 clients | $16 | 0.0% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mary Magdalene Chuhinka Kurtz | Managing Member | Mar 2006 (20y) | ≈ 56.25% – 100% via Leeward Wealth, Inc. | |
| John Eric Arrington | Chief Compliance Officer | Jan 2017 (10y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Leeward Wealth, Inc. | Owner | Jan 2013 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Mary Magdalene Chuhinka Kurtz: 75% – 100% of Leeward Wealth, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/16/2026 | 925 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- National Financial Services (Fidelity) $106M (63% of AUM) Mar 2026
- Hand Benefits & Trust $32.4M (19% of AUM) Mar 2026
- Charles Schwab & Co. $8.7M (8% of AUM) Nov 2021
- Voya Financial $8.2M (7% of AUM) Nov 2021
- Capital Bank And Trust Company $1.3M (1% of AUM) Nov 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 16, 2026.
View current Form ADV (SEC/IAPD) ↗