Zuckerman Investment Group, Llc
- Regulatory AUM
- $2.2B
- Discretionary
- $2.1B
- Clients
- 439
- Avg AUM / client
- $4.9M
- Accounts
- 1,463
- Employees
- 15
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Investments (13F portfolio — 135 positions, $1,066,544,723)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Vertiv Holdings Co | COM CL A | $100,605,931 | 401,492 | 9.43% | 4.64% |
| 2 | Alphabet Inc | CAP STK CL A | $46,737,305 | 162,531 | 4.38% | 2.16% |
| 3 | Ulta Beauty Inc | COM | $45,601,220 | 87,240 | 4.28% | 2.1% |
| 4 | Mckesson Corp | COM | $36,026,460 | 41,632 | 3.38% | 1.66% |
| 5 | Salesforce Inc | COM | $35,809,519 | 191,833 | 3.36% | 1.65% |
| 6 | Icon Plc | SHS | $31,094,575 | 280,992 | 2.92% | 1.43% |
| 7 | Microsoft Corp | COM | $30,902,668 | 83,482 | 2.9% | 1.43% |
| 8 | Vanguard Intl Equity Index F | FTSE EMR MKT ETF | $28,861,100 | 533,970 | 2.71% | 1.33% |
| 9 | Kkr & Co Inc | COM | $28,586,299 | 309,041 | 2.68% | 1.32% |
| 10 | Abbvie Inc | COM | $28,303,714 | 130,138 | 2.65% | 1.31% |
| 11 | Berkshire Hathaway Inc Del | CL B NEW | $27,812,972 | 58,040 | 2.61% | 1.28% |
| 12 | Vanguard Tax Managed Fds | VAN FTSE DEV MKT | $27,367,113 | 427,077 | 2.57% | 1.26% |
| 13 | Gpgi Inc | COM CL A | $27,167,140 | 1,588,722 | 2.55% | 1.25% |
| 14 | Apple Inc | COM | $25,622,117 | 100,958 | 2.4% | 1.18% |
| 15 | Dicks Sporting Goods Inc | COM | $24,595,027 | 124,036 | 2.31% | 1.13% |
| 16 | Meta Platforms Inc | CL A | $23,498,809 | 41,072 | 2.2% | 1.08% |
| 17 | Schein Henry Inc | COM | $21,266,725 | 288,558 | 1.99% | 0.98% |
| 18 | Csw Industrials Inc | COM | $20,889,844 | 80,167 | 1.96% | 0.96% |
| 19 | Amazon Com Inc | COM | $20,774,132 | 99,746 | 1.95% | 0.96% |
| 20 | Pentair Plc | SHS | $20,593,964 | 236,413 | 1.93% | 0.95% |
| 21 | Vanguard World Fd | ENERGY ETF | $20,281,051 | 117,204 | 1.9% | 0.94% |
| 22 | Resolute Hldgs Mgmt Inc | COM | $19,911,289 | 122,682 | 1.87% | 0.92% |
| 23 | Vaneck Etf Trust | OIL SERVICES ETF | $18,852,547 | 46,640 | 1.77% | 0.87% |
| 24 | Aebi Schmidt Hldg Ag | COM | $18,402,411 | 1,895,202 | 1.73% | 0.85% |
| 25 | Vanguard Index Fds | S&P 500 ETF SHS | $17,897,868 | 29,952 | 1.68% | 0.83% |
Top 25 of 135 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 159 | $64.9M | 2.99% |
| High net worth individuals | 266 | $2.0B | 91.7% |
| Pooled investment vehicles (non-investment companies) | 14 | $86.3M | 3.98% |
| Pension and profit sharing plans | Fewer than 5 clients | $4.0M | 0.18% |
| Charitable organizations | Fewer than 5 clients | $15.7M | 0.73% |
| Corporations and other businesses | Fewer than 5 clients | $8.7M | 0.4% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $9.8M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Zvs Llc | Private Equity Fund | Delaware | $9.8M | 42 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Daniel Ross Zuckerman | Ceo & Chief Compliance Officer | CFA | Feb 2010 (17y) | Less than 5% |
| Zuckerman, Sherwin, Alvin | Chairman | Jan 2018 (9y) | Less than 5% | |
| Michael P Fisherman | Partner | Mar 2019 (7y) | 10% – 25% | |
| Keith Robert Schicker | Registered representative | CFA | Apr 2019 (7y) | |
| William Howard Enoch | Registered representative | Dec 2019 (7y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Zig Holding, Llc | Manager, Class A Unitholder | Jan 2018 | A | 50% – 75% |
| Daniel R. Zuckerman Rev. Trust | Class B Unitholder | Jan 2018 | A | 25% – 50% |
| Daniel R. Zuckerman Rev. Trust | Class A Unitholder, Class B Unitholder | Jan 2018 | B | ≈ 12.5% – 37.5% via Zig Holding, Llc |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Daniel R. Zuckerman Rev. Trust: 25% – 50% of Zig Holding, Llc × 50% – 75% direct ≈ 12.5% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $9.8M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Zvs Llc | Private Equity Fund | $9.8M | $15.0K | 42 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.19 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
- • Publication of periodicals or newsletters
Custody
Reported custodians
- Charles Schwab & Co. $807M (37% of AUM) Mar 2026
- Pershing $424M (20% of AUM) Mar 2026
- Cibc National Trust Company $274M (13% of AUM) Mar 2026
- Cibc Bank Usa $228M (20% of AUM) Sep 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗