AP
Alan Philip Niemann
CRD 1244350
Chartered Financial Consultant
Firms
| Firm | Role | As of |
|---|---|---|
| Cambridge Investment Research Advisors, Inc. | Registered representative | 07/20/2026 |
| Adaptation Financial Advisors Inc. | Registered representative | 07/20/2026 |
Roster data from IAPD; titles from the firms' websites where enriched.
Ownership stakes
-
Adaptation Financial Advisors Inc.
Trustee · GP / trustee / elected manager · Nov 2024
-
Adaptation Financial Advisors Inc.
Ceo, Chief Compliance Officer · Less than 5% · Nov 2024
From Form ADV Schedule A/B filings.
Source
Registration data from IAPD (investment adviser representatives feed). View on IAPD ↗