Retirement Fund Management, Llc
- Regulatory AUM
- $770M
- Discretionary
- $0
- Clients
- 10
- Avg AUM / client
- $77.0M
- Accounts
- 10
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Apr 28, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pension and profit sharing plans | 10 | $770M | 100.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Kloeckner Metals 401(k) Plan Klockner Metals Corporation | 2024 | |
| H.J. Russell & Company Employees' Retirement & Savings Plan H.J. Russell & Company | 2024 | |
| Kloeckner Metals Defined Benefit Plan Kloeckner Metals Corporation | 2024 | |
| Namasco Retirement Plan For The Dubuque Warehouse Employees Of The Steel Warehousing Division Kloeckner Metals Corporation | 2024 | |
| Panasonic Energy Corporation Of America Employee's 401(k) Savings Plan Panasonic Energy Corporation Of America | 2024 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mark Edward Mccoy | Managing Member, Chief Compliance Officer, President | Nov 1995 (31y) | 75% or more | |
| Mc Coy, Anne, Bailey | Secretary | Nov 1995 (31y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (5)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Kloeckner Metals 401(k) Plan | Klockner Metals Corporation | 2,303 | $289M | 01/01/2024 |
| H.J. Russell & Company Employees' Retirement & Savings Plan | H.J. Russell & Company | 1,362 | $36.0M | 01/01/2024 |
| Kloeckner Metals Defined Benefit Plan | Kloeckner Metals Corporation | 375 | $184M | 01/01/2024 |
| Namasco Retirement Plan For The Dubuque Warehouse Employees Of The Steel Warehousing Division | Kloeckner Metals Corporation | 61 | $16.1M | 01/01/2024 |
| Panasonic Energy Corporation Of America Employee's 401(k) Savings Plan | Panasonic Energy Corporation Of America | 161 | $21.8M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/28/2026 | 949 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Other services
Custody
Reported custodians
- Wells Fargo $540M (64% of AUM) Apr 2021
- Principal Financial $391M (51% of AUM) Apr 2026
- Fidelity Managed And Research Company $313M (41% of AUM) Apr 2026
- Charles Schwab & Co. $242M (29% of AUM) Apr 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 28, 2026.
View current Form ADV (SEC/IAPD) ↗