Concord Wealth Partners
- Regulatory AUM
- $1.1B
- Discretionary
- $1.1B
- Clients
- 1,274
- Avg AUM / client
- $840K
- Accounts
- 3,273
- Employees
- 20
AUM over time
Annual snapshots from Form ADV filings · as of Mar 14, 2026
Investments (13F portfolio — 207 positions, $770,499,459)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Spdr Index Shs Fds | STATE STREET SPD | $34,846,941 | 763,350 | 4.52% | 3.26% |
| 2 | Nvidia Corporation | COM | $34,802,105 | 199,553 | 4.52% | 3.25% |
| 3 | Ssga Active Tr | STATE STREET BLA | $33,805,929 | 1,214,293 | 4.39% | 3.16% |
| 4 | Spdr Series Trust | STATE STREET SPD | $33,414,134 | 1,111,212 | 4.34% | 3.12% |
| 5 | Spdr Series Trust | STATE STREET SPD | $32,571,439 | 1,136,477 | 4.23% | 3.04% |
| 6 | Spdr Series Trust | STATE STREET SPD | $32,557,660 | 970,711 | 4.23% | 3.04% |
| 7 | Vanguard Scottsdale Fds | SHORT TERM TREAS | $31,688,995 | 541,322 | 4.11% | 2.96% |
| 8 | Spdr Series Trust | STATE STREET SPD | $22,086,584 | 225,580 | 2.87% | 2.06% |
| 9 | American Centy Etf Tr | AVANTIS EMGMKT | $19,992,029 | 248,102 | 2.59% | 1.87% |
| 10 | Apple Inc | COM | $17,397,528 | 68,551 | 2.26% | 1.63% |
| 11 | Microsoft Corp | COM | $15,257,976 | 41,219 | 1.98% | 1.43% |
| 12 | Wisdomtree Tr | US MIDCAP DIVID | $12,460,479 | 237,162 | 1.62% | 1.16% |
| 13 | Dimensional Etf Trust | US EQUITY MARKET | $12,457,109 | 175,675 | 1.62% | 1.16% |
| 14 | Dimensional Etf Trust | CORE FIXED INCOM | $12,008,448 | 284,426 | 1.56% | 1.12% |
| 15 | Spdr Index Shs Fds | STATE STREET SPD | $11,599,381 | 254,362 | 1.51% | 1.08% |
| 16 | Dimensional Etf Trust | SHORT DURATION F | $11,537,969 | 240,977 | 1.5% | 1.08% |
| 17 | Broadcom Inc | COM | $10,325,075 | 33,359 | 1.34% | 0.97% |
| 18 | American Centy Etf Tr | US SML CP VALU | $9,828,028 | 88,966 | 1.28% | 0.92% |
| 19 | Amazon Com Inc | COM | $9,385,672 | 45,065 | 1.22% | 0.88% |
| 20 | Invesco Exchange Traded Fd T | S&P500 QUALITY | $9,203,256 | 122,400 | 1.19% | 0.86% |
| 21 | Invesco Exchange Traded Fd T | S&P MDCP QUALITY | $9,172,840 | 88,738 | 1.19% | 0.86% |
| 22 | Jpmorgan Chase & Co | COM | $9,052,249 | 30,773 | 1.17% | 0.85% |
| 23 | Alphabet Inc | CAP STK CL A | $8,798,210 | 30,596 | 1.14% | 0.82% |
| 24 | Ishares Tr | INTL DIV GRWTH | $7,647,103 | 91,287 | 0.99% | 0.71% |
| 25 | Vanguard Whitehall Fds | INTL DVD ETF | $7,243,710 | 81,887 | 0.94% | 0.68% |
Top 25 of 207 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 974 | $324M | 30.2% |
| High net worth individuals | 258 | $691M | 64.6% |
| Pension and profit sharing plans | 17 | $31.5M | 2.95% |
| Charitable organizations | 5 | $1.9M | 0.17% |
| Other investment advisers | 9 | $1.4M | 0.13% |
| Corporations and other businesses | 11 | $20.2M | 1.89% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Koopman Lumber Company, Inc. 401(k) Profit Sharing Plan Koopman Lumber Company, Inc. | 2024 |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jonathan Wade Lopez | President | CFP | Apr 2004 (22y) | ≈ 37.5% – 75% via Concord Wealth Holdings, Llc |
| Jonathan Robert Weatherly | Chief Compliance Officer | Mar 2006 (20y) | Less than 5% | |
| Gary Neil Aiken | Chief Investment Officer | Dec 2022 (4y) | Less than 5% | |
| Justin Wade Lopez | Registered representative | Feb 2016 (10y) | ||
| Tyler Daniel Caveness | Registered representative | CFP | Sep 2016 (10y) | |
| Daniel Thomas Thornton | Registered representative | Dec 2020 (6y) | ||
| Edward Joseph Zywien | Registered representative | Oct 2021 (5y) | ||
| Adam Anthony Waitkevich | Registered representative | Oct 2021 (5y) | ||
| Marissa Mccleary Klaers | Registered representative | CFP | Nov 2022 (4y) | |
| Rebecca Michelle Blevins | Registered representative | CFP | Jul 2025 (1y) | |
| Bryan Cody Anderson | Registered representative | CFP | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Concord Wealth Holdings, Llc | Managing Member | Nov 2006 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Jonathan Wade Lopez: 50% – 75% of Concord Wealth Holdings, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Koopman Lumber Company, Inc. 401(k) Profit Sharing Plan | Koopman Lumber Company, Inc. | 381 | $29.6M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/14/2026 | 1.08 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $740M (69% of AUM) Mar 2026
- National Financial Services (Fidelity) $268M (25% of AUM) Mar 2026
- Pershing $27.2M (9% of AUM) Oct 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 14, 2026.
View current Form ADV (SEC/IAPD) ↗