Financial Plan, Inc.
- Regulatory AUM
- $1.6B
- Discretionary
- $1.6B
- Clients
- 924
- Avg AUM / client
- $1.7M
- Accounts
- 4,049
- Employees
- 12
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 596 | $511M | 31.9% |
| High net worth individuals | 309 | $1.1B | 67.6% |
| Charitable organizations | 19 | $9.2M | 0.57% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Louws Truss, Inc 401(k) Louws Truss, Inc. | 2024 |
People (13)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Barber Twining | Chief Executive Officer | CFP | Aug 1997 (29y) | 25% – 50% |
| David Alden Dick | Chief Compliance Officer | CFP | Mar 2003 (23y) | 10% – 25% |
| William Devin Wolf | Chief Investment Officer | CFP | Aug 2010 (16y) | 10% – 25% |
| Nathan James Twining | Chief Technology Officer | CFP | Dec 2012 (14y) | 10% – 25% |
| Gabriel Aaron Twining | Chief Personnel Officer | CFP | Jan 2016 (11y) | 5% – 10% |
| Justin Lloyd Gross | Registered representative | CFP | Dec 2016 (10y) | |
| Andrew Martin Zender | Registered representative | CFP | Apr 2020 (6y) | |
| Kelsey Lynn Bouwman Martin | Registered representative | CFP | Apr 2020 (6y) | |
| Dillon Augustus Quintana | Registered representative | Jun 2023 (3y) | ||
| Mailinh Rose Tenorio Vu | Registered representative | Nov 2025 (1y) | ||
| Levi Brian Westra | Registered representative | Feb 2026 (0y) | ||
| Quinn Thomas Vicars | Registered representative | Mar 2026 (0y) | ||
| Lydia Chung Lok | Registered representative | Jun 2026 (0y) |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Louws Truss, Inc 401(k) | Louws Truss, Inc. | 112 | $3.1M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/16/2026 | 910 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Pershing $1.5B (92% of AUM) Mar 2026
- TD Ameritrade $934M (100% of AUM) Jan 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 16, 2026.
View current Form ADV (SEC/IAPD) ↗