Robertson Investment Management
- Regulatory AUM
- $534M
- Discretionary
- $343M
- Clients
- 1,143
- Avg AUM / client
- $467K
- Accounts
- 1,143
- Employees
- 20
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 371 | $295M | 55.2% |
| High net worth individuals | 767 | $195M | 36.5% |
| Banking or thrift institutions | 2 | $24.5M | 4.59% |
| Charitable organizations | 2 | $1.8M | 0.33% |
| Other investment advisers | 1 | $17.8M | 3.33% |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Chase Michael Robertson | Managing Member | Jan 2017 (10y) | ≈ 37.5% – 75% via Double C Family | |
| Sonia Constance Joao | Owner | Aug 2020 (6y) | 5% – 10% | |
| Robertson, Cole, Alexander | Shareholder | Dec 2020 (6y) | ≈ 37.5% – 75% via Double C Family | |
| Moreiro, Roberto, Nmn | Cco | Jan 2024 (3y) | Less than 5% | |
| Frederick Allen Mecklenburg | Registered representative | Jan 2011 (16y) | ||
| John Edward Langston | Registered representative | Jan 2018 (9y) | ||
| Dawn Moore Trammell | Registered representative | Dec 2018 (8y) | ||
| Robert William Kasten | Registered representative | Jan 2020 (7y) | ||
| Nghiep Hoang Nghiem | Registered representative | Jul 2025 (1y) | ||
| Daniel Pierre De Barros | Registered representative | Dec 2025 (1y) | ||
| Jason Roger Locke | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Double C Family | Owner | Dec 2020 | A | 75% or more |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Chase Michael Robertson: 50% – 75% of Double C Family × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Robertson, Cole, Alexander: 50% – 75% of Double C Family × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.2 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Pershing $272M (51% of AUM) Mar 2026
- Charles Schwab & Co. $153M (29% of AUM) Mar 2026
- Securities America $12.6M (4% of AUM) Feb 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗