Arbor Capital Management Inc
- Regulatory AUM
- $372M
- Discretionary
- $289M
- Clients
- 601
- Avg AUM / client
- $620K
- Accounts
- 627
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Jun 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 440 | $125M | 33.6% |
| High net worth individuals | 136 | $177M | 47.5% |
| Pension and profit sharing plans | 25 | $64.5M | 17.3% |
| Other investment advisers | Fewer than 5 clients | $3.1M | 0.83% |
| Other | Fewer than 5 clients | $2.7M | 0.72% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Sheet Metal Workers' Local No. 33 Cleveland District Pension Plan Trustees Of Sheet Metal Workers Local 33 Pension Plan | 2024 | |
| Trailboss Enterprises, Inc. 401(k) Plan Trailboss Enterprises | 2024 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Matthew Blair Kolesky | Principal/Chief Compliance Officer | Oct 2010 (16y) | 25% – 50% | |
| Ty Anthony Schommer | Principal | CFP | Feb 2013 (13y) | 25% – 50% |
| Kirby A Houchin | Principal | CFP | Dec 2021 (5y) | 10% – 25% |
| Michele S Kitta | Registered representative | Jun 2024 (2y) | ||
| Min Jung Tavella | Registered representative | May 2026 (0y) |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Sheet Metal Workers' Local No. 33 Cleveland District Pension Plan | Trustees Of Sheet Metal Workers Local 33 Pension Plan | 457 | $200M | 05/01/2024 |
| Trailboss Enterprises, Inc. 401(k) Plan | Trailboss Enterprises | 432 | $6.7M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/26/2026 | 1.07 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: INACCURATE DISCLOSURES AND FAILURE TO RENEW REGISTRATION ON A TIMELY BASIS. Status: Final Sanction Detail: FINE LEVIED AGAINST TWO PRINCIPALS $1,000 EACH AND JOINT AND SEVERAL FINE OF $5000 LEVIED AGAINST THE INDIVIDUALS AND COMPANY. Summary: THE COMPANY FAILED TO AMEND DISCLOSURE DOCUMENTATION ON A TIMELY BASIS FOLLOWING A CHANGE IN OWNERSHIP. THE COMPANY FAILED TO RENEW ITS STATE NOTICE FILING ON A TIMELY BASIS. THESE ADMINISTRATIVE OVERSIGHTS HAVE BEEN CORRECTED.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $171M (46% of AUM) Jun 2026
- Fidelity Brokerage Services $118M (32% of AUM) Jun 2026
- Voya Financial $36.2M (10% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 26, 2026.
View current Form ADV (SEC/IAPD) ↗