Petersen Hastings Wealth Advisors, Inc.
- Regulatory AUM
- $1.6B
- Discretionary
- $1.6B
- Clients
- 1,309
- Avg AUM / client
- $1.2M
- Accounts
- 3,444
- Employees
- 19
AUM over time
Annual snapshots from Form ADV filings · as of Apr 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 858 | $320M | 20.3% |
| High net worth individuals | 374 | $858M | 54.4% |
| Pension and profit sharing plans | 64 | $335M | 21.2% |
| Charitable organizations | 8 | $21.1M | 1.34% |
| Insurance companies | Fewer than 5 clients | $3.3M | 0.21% |
| Corporations and other businesses | 5 | $39.5M | 2.51% |
People (18)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Scott Allen Sarber | Chief Executive Officer, President | Oct 1995 (31y) | 10% – 25% | |
| Matthew Lee Neff | Vice President | Oct 2000 (26y) | 10% – 25% | |
| Blaine Arthur Carr | Treasurer | Aug 2004 (22y) | 10% – 25% | |
| Matthew James Petersen | Secretary | Mar 2013 (13y) | 10% – 25% | |
| Beck, Joshua, Allen | Chief Compliance Officer | Mar 2023 (3y) | Less than 5% | |
| Joshua James Chittenden | Registered representative | Jun 2007 (19y) | ||
| Diane Elizabeth Gaines | Registered representative | Aug 2007 (19y) | ||
| Ben Clark Tanke | Registered representative | Oct 2016 (10y) | ||
| Cory Tim Briggs | Registered representative | Jan 2017 (10y) | ||
| Haley Amanda Marie Johnson | Registered representative | Nov 2019 (7y) | ||
| John Stirn Keyes | Registered representative | Feb 2020 (6y) | ||
| Cameron James Ridgeway | Registered representative | Nov 2020 (6y) | ||
| Rachel Elizabeth Chacko | Registered representative | CFP | Jul 2022 (4y) | |
| Lilymarie Xue Mc Keirnan | Registered representative | Nov 2022 (4y) | ||
| Mathew Joseph Jack Legard | Registered representative | Aug 2024 (2y) | ||
| Susan L. Larson | Registered representative | Oct 2024 (2y) | ||
| Tanner Hale Henson | Registered representative | Dec 2024 (2y) | ||
| Andrew Jacob Bennett | Registered representative | Jun 2025 (1y) |
Undisclosed: 0% – 60% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/27/2026 | 990 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- LPL Financial $1.0B (65% of AUM) Apr 2026
- Matrix Trust Company $257M (16% of AUM) Apr 2026
- Charles Schwab & Co. $219M (14% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 27, 2026.
View current Form ADV (SEC/IAPD) ↗