Majority Asset Management, Inc.
- Regulatory AUM
- $36.9M
- Discretionary
- $36.9M
- Clients
- 12
- Avg AUM / client
- $3.1M
- Accounts
- 27
- Employees
- 1
AUM over time
Annual snapshots from Form ADV filings · as of Mar 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | Fewer than 5 clients | $1.3M | 3.59% |
| High net worth individuals | 12 | $30.5M | 82.7% |
| Charitable organizations | Fewer than 5 clients | $5.1M | 13.7% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Barbara Elisabeth Doty | President And Chief Compliance Officer | CFA | Oct 1992 (34y) | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/13/2026 | 1.08 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: FAILURE TO NOTICE FILE ITS FORM ADV IN NEW HAMPSHIRE. ADVISER HAD ONE CLIENT IN NEW HAMPSHIRE DURING THE RELEVANT PERIOD. Status: Final Sanction Detail: $2,500 FINE AND FILING FEES OF $600, EACH PAID BY CHECK DATED MARCH 25, 2020. CEASE AND DESIST FROM VIOLATIONS OF THE PROVISIONS OF THE NEW HAMPSHIRE UNIFORM SECURITIES ACT THAT REQUIRES AN INVESTMENT ADVISER REGISTERED WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION TO MAKE A NOTICE FILING WITH THE NEW HAMPSHIRE BUREAU OF SECURITIES REGULATION IF IT TRANSACTS BUSINESS IN THE STATE. Summary: ADVISER ORDERED TO PAY $2,500 FINE, FILING FEES OF $600 ($200 FOR EACH YEAR REQUIRED FILING WAS NOT MADE - 2016, 2017, AND 2018), AND CEASE AND DESIST FROM VIOLATIONS OF THE PROVISIONS OF THE NEW HAMPSHIRE UNIFORM SECURITIES ACT THAT REQUIRES AN INVESTMENT ADVISER REGISTERED WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION TO MAKE A NOTICE FILING WITH THE NEW HAMPSHIRE BUREAU OF SECURITIES REGULATION IF IT TRANSACTS BUSINESS IN THE STATE
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $29.9M (81% of AUM) Mar 2026
- Merrill Lynch $26.4M (68% of AUM) Oct 2021
- Fidelity Brokerage Services $7.0M (19% of AUM) Mar 2026
- Pershing $4.0M (12% of AUM) Mar 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 13, 2026.
View current Form ADV (SEC/IAPD) ↗