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Investment Adviser · Mid-sized ($1B–$10B)
CRD 110226
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ADV data as of Jul 24, 2025
- Regulatory AUM
- $3.0B
- Discretionary
- $3.0B
- Clients
- 430
- Avg AUM / client
- $6.9M
- Accounts
- 1,105
- Employees
- 30
AUM over time
$1.3B
$3.0B
Mar 30, 2012
Jul 24, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 24, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 121 | $44.9M | 1.51% |
| High net worth individuals | 170 | $1.3B | 43.5% |
| Pension and profit sharing plans | 3 | $58.8M | 1.97% |
| Charitable organizations | 4 | $18.2M | 0.61% |
| Corporations and other businesses | 132 | $1.6B | 52.4% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- National Financial Services (Fidelity) $1.5B (50% of AUM) Jul 2025
- Charles Schwab & Co. $732M (25% of AUM) Jul 2025
- Pershing $474M (16% of AUM) Jul 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 24, 2025.