Obermeyer Wood Investment Counsel, Lllp
- Regulatory AUM
- $3.0B
- Discretionary
- $3.0B
- Clients
- 1,157
- Avg AUM / client
- $2.6M
- Accounts
- 2,732
- Employees
- 31
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 31, 2026
Investments (13F portfolio — 298 positions, $2,171,625,535)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Vanguard Index Fds | TOTAL STK MKT | $193,060,333 | 601,790 | 8.89% | 6.36% |
| 2 | Alphabet Inc | CAP STK CL C | $107,769,992 | 375,688 | 4.96% | 3.55% |
| 3 | Vanguard Index Fds | S&P 500 ETF SHS | $94,413,854 | 158,002 | 4.35% | 3.11% |
| 4 | Ishares Tr | MSCI USA QLT FCT | $87,424,148 | 455,785 | 4.03% | 2.88% |
| 5 | Taiwan Semiconductor Manufac | SPONSORED ADS | $85,676,880 | 253,519 | 3.95% | 2.82% |
| 6 | Apple Inc | COM | $82,283,668 | 324,220 | 3.79% | 2.71% |
| 7 | Janus Detroit Str Tr | HENDRSON AAA CL | $80,508,521 | 1,598,343 | 3.71% | 2.65% |
| 8 | Microsoft Corp | COM | $74,990,190 | 202,583 | 3.45% | 2.47% |
| 9 | Nvidia Corporation | COM | $73,941,509 | 423,977 | 3.4% | 2.44% |
| 10 | Rbb Fd Inc | F/M US TREASURY | $69,712,520 | 1,398,165 | 3.21% | 2.3% |
| 11 | Amazon Com Inc | COM | $66,845,819 | 320,958 | 3.08% | 2.2% |
| 12 | Berkshire Hathaway Inc Del | CL B NEW | $64,360,633 | 134,309 | 2.96% | 2.12% |
| 13 | Ishares Inc | MSCI WORLD ETF | $63,006,803 | 349,999 | 2.9% | 2.08% |
| 14 | Broadcom Inc | COM | $59,674,624 | 192,804 | 2.75% | 1.97% |
| 15 | Vanguard Star Fds | VG TL INTL STK F | $58,807,379 | 762,643 | 2.71% | 1.94% |
| 16 | Mastercard Incorporated | CL A | $58,674,662 | 117,429 | 2.7% | 1.93% |
| 17 | Asml Hldg Nv | N Y REGISTRY SHS | $56,436,309 | 42,728 | 2.6% | 1.86% |
| 18 | Rtx Corporation | COM | $50,690,021 | 262,779 | 2.33% | 1.67% |
| 19 | Meta Platforms Inc | CL A | $44,922,411 | 78,518 | 2.07% | 1.48% |
| 20 | Cme Group Inc | COM | $32,523,807 | 110,120 | 1.5% | 1.07% |
| 21 | Aon Plc | SHS CL A | $31,746,227 | 98,353 | 1.46% | 1.05% |
| 22 | Invesco Qqq Tr | UNIT SER 1 | $31,291,017 | 54,214 | 1.44% | 1.03% |
| 23 | Unitedhealth Group Inc | COM | $30,433,623 | 112,471 | 1.4% | 1.0% |
| 24 | Deere & Co | COM | $29,661,691 | 52,657 | 1.37% | 0.98% |
| 25 | Home Depot Inc | COM | $29,005,072 | 88,191 | 1.34% | 0.96% |
Top 25 of 298 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 545 | $177M | 5.83% |
| High net worth individuals | 570 | $2.5B | 83.8% |
| Pension and profit sharing plans | 2 | $5.2M | 0.17% |
| Charitable organizations | 21 | $57.8M | 1.9% |
| State or municipal government entities | 1 | $22.2M | 0.73% |
| Corporations and other businesses | 18 | $230M | 7.59% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Seakr Engineering, Inc. 401(k) Plan Seakr Engineering, Llc | 2024 |
People (22)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Roger David Hennefeld | Limited Partner And Vice President | CFA | Jan 1999 (28y) | Less than 5% |
| Alexandra Flynn Phillips | Limited Partner And President | Dec 2005 (21y) | 10% – 25% | |
| Dana Lyn Nightingale | Limited Partner And Senior Vice President | CFP CFA | Mar 2013 (13y) | 5% – 10% |
| Dines, Lee, Worsham | Limited Partner And Svp Emeritus | Oct 2014 (12y) | 5% – 10% | |
| Obermeyer, Walter, Raymond | General Partner, Chairman And Chief Investment Officer | Oct 2014 (12y) | ≈ 25% – 56.25% via Walter R. Obermeyer Holdings, Inc. | |
| Wood, George, Tod | Limited Partner And Vice President | Oct 2014 (12y) | Less than 5% | |
| Rugg, Charlton, Alexander | Chief Compliance Officer | Mar 2017 (9y) | Less than 5% | |
| Bret Rosensweig Hirsh | Limited Partner And Vice President | Aug 2018 (8y) | Less than 5% | |
| Adam Maxwell Savin | Limited Partner And Vice President | Jan 2024 (3y) | Less than 5% | |
| Brian Sheehan Brady | Registered representative | Nov 2021 (5y) | ||
| Nicholas Sebastian Barnes | Registered representative | CFA | Nov 2021 (5y) | |
| Kim Evette Brown | Registered representative | Dec 2021 (5y) | ||
| Brooke Gais | Registered representative | CFP | Sep 2023 (3y) | |
| Hayden Merrick Porter | Registered representative | CFP | Nov 2023 (3y) | |
| Ryan John Collopy | Registered representative | Jul 2025 (1y) | ||
| Caroline Barns Duke | Registered representative | Jul 2025 (1y) | ||
| Jeffrey H. Susman | Registered representative | Aug 2025 (1y) | ||
| Owen Thomas Wilson | Registered representative | Aug 2025 (1y) | ||
| Matthew David Ladley | Registered representative | Jan 2026 (1y) | ||
| Matthew James Popish | Registered representative | Jan 2026 (1y) | ||
| William Kineo Gorman | Registered representative | May 2026 (0y) | ||
| Maya Dammen | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Walter R. Obermeyer Holdings, Inc. | Managing Member | Oct 2014 | A | 50% – 75% |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Obermeyer, Walter, Raymond: 50% – 75% of Walter R. Obermeyer Holdings, Inc. × 50% – 75% direct ≈ 25% – 56.25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Seakr Engineering, Inc. 401(k) Plan | Seakr Engineering, Llc | 454 | $71.9M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/10/2026 | 1.07 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $2.1B (68% of AUM) Jul 2026
- Bok Financial Securities, Inc. $353M (14% of AUM) Nov 2022
- Fidelity Brokerage Services $257M (8% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 31, 2026.
View current Form ADV (SEC/IAPD) ↗