Bok Financial Securities, Inc.
$375M reported client assets across 2 advisory firms in FY2024 annual amendments
Reported client assets over time
$348M
$348M
2023
2024
Same-firm comparison: 1 firms that reported Bok Financial Securities, Inc. in both FY2023 and FY2024 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| N | $348M | $411M | 84.6% | 03/31/2025 |
| Sherman Asset Management, Inc. | $27.5M | $131M | 21.0% | 02/14/2025 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.