Mccarter Private Wealth Services Llc
- Regulatory AUM
- $428M
- Discretionary
- $358M
- Clients
- 126
- Avg AUM / client
- $3.4M
- Accounts
- 199
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Dec 16, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 34 | $20.8M | 4.87% |
| High net worth individuals | 83 | $363M | 84.9% |
| Charitable organizations | 8 | $38.6M | 9.02% |
| Corporations and other businesses | 1 | $5.2M | 1.22% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Melissa W Flynn | Manager | Aug 2012 (14y) | Less than 5% | |
| Keitner, Ann, Freeman | Chief Compliance Officer | Nov 2024 (2y) | Less than 5% | |
| Mark A Nowak | Registered representative | May 2011 (15y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Mccarter Private Wealth Services Holdings, Llp | Managing Member | Oct 2024 | A | 75% or more |
| Mccarter & English, Llp | Owner | Oct 2024 | B | ≈ 56.25% – 100% via Mccarter Private Wealth Services Holdings, Llp |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Mccarter & English, Llp: 75% – 100% of Mccarter Private Wealth Services Holdings, Llp × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 12/16/2025 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- National Financial Services (Fidelity) $425M (99% of AUM) Dec 2025
- Pershing $256M (88% of AUM) Mar 2021
- Charles Schwab & Co. $2.4M (1% of AUM) Nov 2024
- Bny Clearing Services Llc $813K (0% of AUM) Mar 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Dec 16, 2025.
View current Form ADV (SEC/IAPD) ↗