Laffer Tengler Investments, Inc.
- Regulatory AUM
- $800M
- Discretionary
- $800M
- Clients
- 276
- Avg AUM / client
- $2.9M
- Accounts
- 767
- Employees
- 14
AUM over time
Annual snapshots from Form ADV filings · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 145 | $55.9M | 6.98% |
| High net worth individuals | 98 | $524M | 65.5% |
| Investment companies | 1 | $24.2M | 3.02% |
| Pension and profit sharing plans | Fewer than 5 clients | $3.4M | 0.43% |
| Charitable organizations | 6 | $11.1M | 1.39% |
| State or municipal government entities | 5 | $24.1M | 3.01% |
| Insurance companies | Fewer than 5 clients | $71.6M | 8.95% |
| Corporations and other businesses | 21 | $86.0M | 10.7% |
People (17)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Butcher, Keith, Delbert | Managing Partner | Dec 2010 (16y) | ≈ 9.38% – 37.5% via Butcherjoseph & Co. Llc | |
| Strycharz, Joseph, John | Managing Partner | Dec 2010 (16y) | ≈ 9.38% – 37.5% via Butcherjoseph & Co. Llc | |
| Nancy Caven Tengler | Chief Investment Officer And Chief Executive Officer | Nov 2019 (7y) | Less than 5% | |
| Laffer, Arthur, Betz | Portfolio Manager And President | Dec 2020 (6y) | Less than 5% | |
| Asher, Sheila | Chief Operating Officer | Jan 2022 (5y) | Less than 5% | |
| Lynch, Debra, Bellantoni | Chief Compliance Officer | Dec 2022 (4y) | Less than 5% | |
| John Stanley Rogers | Registered representative | Dec 2006 (20y) | ||
| Catherine Lorie Lafee | Registered representative | Dec 2019 (7y) | ||
| Steven Frederick Shepich | Registered representative | CFA | May 2020 (6y) | |
| Michael Joseph Madzin | Registered representative | Sep 2022 (4y) | ||
| James Kirk Meyers | Registered representative | May 2023 (3y) | ||
| Byron Duane Anderson | Registered representative | Jun 2024 (2y) | ||
| Alex Van Iderstine | Registered representative | CFA | Jul 2024 (2y) | |
| Lauren Melissa West | Registered representative | CFA | Mar 2025 (1y) | |
| Gavin Edward Grabowski | Registered representative | May 2025 (1y) | ||
| Austin Mitchell Filiere | Registered representative | CFA | Mar 2026 (0y) | |
| Nicholas George Pethokoukis | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Butcherjoseph Financial Holdings, Llc | Owner | Nov 2019 | A | 75% or more |
| Butcherjoseph & Co. Llc | Owner | Jun 2016 | B | ≈ 37.5% – 75% via Butcherjoseph Financial Holdings, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Butcher, Keith, Delbert: 25% – 50% of Butcherjoseph & Co. Llc × 50% – 75% of Butcherjoseph Financial Holdings, Llc × 75% – 100% direct ≈ 9.38% – 37.5% of the firm
- Strycharz, Joseph, John: 25% – 50% of Butcherjoseph & Co. Llc × 50% – 75% of Butcherjoseph Financial Holdings, Llc × 75% – 100% direct ≈ 9.38% – 37.5% of the firm
- Butcherjoseph & Co. Llc: 50% – 75% of Butcherjoseph Financial Holdings, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- Pershing $590M (74% of AUM) Mar 2026
- BNY Mellon $277M (68% of AUM) Mar 2018
- Charles Schwab & Co. $80.0M (10% of AUM) Mar 2026
- Northern Trust $62.2M (10% of AUM) Sep 2025
- U.S. Bank $42.8M (11% of AUM) Mar 2023
- Stifel, Nicolaus & Company, Incorporated $34.0M (22% of AUM) Mar 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗