Asset Preservation Advisors, Llc
- Regulatory AUM
- $11.1B
- Discretionary
- $11.1B
- Clients
- 3,029
- Avg AUM / client
- $3.6M
- Accounts
- 3,029
- Employees
- 28
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Asset allocation (SMA assets by investment type)
as of Mar 30, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,033 | $583M | 5.28% |
| High net worth individuals | 1,714 | $8.6B | 77.7% |
| Investment companies | 1 | $17.7M | 0.16% |
| Charitable organizations | 9 | $31.5M | 0.29% |
| Corporations and other businesses | 272 | $1.8B | 16.6% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Apr 2024 · $68.6M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Georgia Tax Exempt Bond Fund Limited Partnership I | Other Private Fund | Georgia | $39.1M | 19 |
| Apa High Income Opportunity Fund, L.P. | Other Private Fund | Georgia | $29.5M | 27 |
People (15)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Woods, Kenneth, Ray | Chairman / Partner | Aug 1989 (37y) | Less than 5% | |
| Doty, Charles, Ray | Co Chief Executive Officer / Partner | Sep 2002 (24y) | ≈ 12.5% – 37.5% via Apa Fixed Income Advisors, Llc | |
| Kevin Burress Woods | Co Chief Executive Officer / Chief Investment Officer / Partner | Aug 2003 (23y) | ≈ 12.5% – 37.5% via Apa Fixed Income Advisors, Llc | |
| Patricia Husted Hodgman | President / Partner | Dec 2015 (11y) | Less than 5% | |
| Wesley Samuel Williams | Chief Operating Officer | Jan 2023 (4y) | Less than 5% | |
| Hart, Tara, Ann | Chief Compliance Officer | Aug 2023 (3y) | Less than 5% | |
| Wesley Kinross Pond | Registered representative | CFA | Jul 2019 (7y) | |
| Peyton Harrison Bogard | Registered representative | CFA | Apr 2022 (4y) | |
| Lauren Elizabeth Olsen | Registered representative | CFA | Apr 2024 (2y) | |
| Brandon William Hodge | Registered representative | Jul 2025 (1y) | ||
| Kyle W Turnier | Registered representative | Apr 2026 (0y) | ||
| Ergen Banja | Registered representative | May 2026 (0y) | ||
| Henry Smoot Trapnell | Registered representative | Jun 2026 (0y) | ||
| Ovadya Aryeh | Registered representative | Jun 2026 (0y) | ||
| Mary Edgeworth Grealy | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Apa Fixed Income Advisors, Llc | Owner | Sep 2021 | A | 50% – 75% |
| Im Square Holdings 8 Llc | Owner | Sep 2021 | A | 25% – 50% |
| Im Square Partners Holding | Managing Member | Jun 2021 | B | ≈ 18.75% – 50% via Im Square Holdings 8 Llc |
| Im Square Sas | Owner | Dec 2020 | B | ≈ 14.06% – 50% via Im Square Partners Holding |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Doty, Charles, Ray: 25% – 50% of Apa Fixed Income Advisors, Llc × 50% – 75% direct ≈ 12.5% – 37.5% of the firm
- Kevin Burress Woods: 25% – 50% of Apa Fixed Income Advisors, Llc × 50% – 75% direct ≈ 12.5% – 37.5% of the firm
- Im Square Partners Holding: 75% – 100% of Im Square Holdings 8 Llc × 25% – 50% direct ≈ 18.75% – 50% of the firm
- Im Square Sas: 75% – 100% of Im Square Partners Holding × 75% – 100% of Im Square Holdings 8 Llc × 25% – 50% direct ≈ 14.06% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $68.6M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Georgia Tax Exempt Bond Fund Limited Partnership I | Other Private Fund | $39.1M | $100K | 19 |
| Apa High Income Opportunity Fund, L.P. | Other Private Fund | $29.5M | $100K | 27 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $1.6B (14% of AUM) Mar 2026
- Pershing $1.5B (14% of AUM) Mar 2026
- UBS $1.2B (11% of AUM) Mar 2026
- National Financial Services (Fidelity) $1.1B (11% of AUM) Dec 2025
- Morgan Stanley $522M (11% of AUM) Sep 2021
- Raymond James $407M (11% of AUM) Nov 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗