Cambridge Investment Research, Inc.
$198M reported client assets across 2 advisory firms in FY2020 annual amendments
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Adaptation Financial Advisors Inc. | $189M | $310M | 61.0% | 03/31/2021 |
| Hammer Asset Management Llc | $8.9M | $28.3M | 31.4% | 05/21/2021 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.