Bowen, Hanes & Co Inc
- Regulatory AUM
- $4.6B
- Discretionary
- $4.6B
- Clients
- 114
- Avg AUM / client
- $40.5M
- Accounts
- 208
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Feb 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 11 | $5.2M | 0.11% |
| High net worth individuals | 65 | $552M | 11.9% |
| Pension and profit sharing plans | 5 | $76.3M | 1.65% |
| Charitable organizations | 6 | $61.1M | 1.32% |
| State or municipal government entities | 15 | $3.9B | 83.6% |
| Corporations and other businesses | 12 | $63.5M | 1.38% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hanes, Frank, Borden | Managing Director | Sep 1992 (34y) | Less than 5% | |
| Harold Jenkins Bowen | President, Director, Shareholder | Jan 1995 (32y) | 75% or more | |
| Kelly, David, Lee | Executive Vice President/Chief Compliance Officer | Jan 2003 (24y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/17/2026 | 998 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Principal Financial $3.4B (73% of AUM) Feb 2026
- Wells Fargo $3.0B (74% of AUM) Sep 2022
- Charles Schwab & Co. $621M (13% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 17, 2026.
View current Form ADV (SEC/IAPD) ↗