AUMdb

Capital Management Associates Inc

SEC-registered Insurance-Affiliated · Mid-sized ($1B–$10B) CRD 105010 · SEC file 801-35808 · Minneapolis, MN · WWW.TOMLUING.COM
☆ Save with Pro ADV data as of Mar 17, 2026
Regulatory AUM
$1.9B
Discretionary
$785M
Clients
932
Avg AUM / client
$2.0M
Accounts
931
Employees
17

AUM over time

$275M $1.9B
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 17, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 560 $194M 10.3%
High net worth individuals 317 $1.3B 71.0%
Pension and profit sharing plans 41 $322M 17.1%
Charitable organizations 8 $21.7M 1.16%
Corporations and other businesses 6 $7.7M 0.41%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
The National Checking Company Employee Retirement Plan National Checking Company 2024
Lathrop Gpm Llp 401(k) Plan Lathrop Gpm Llp 2024
Met Con Companies 401(k) Plan Met Con Companies, Inc. 2024
Mrci 403(b) Plan Mankato Rehabilitation Center, Inc. 2024
Foss North America, Inc. 401(k) Savings Plan Foss North America, Inc. 2024
Associated Skin Care Specialists, P.A. 401(k) Profit Sharing Plan Associated Skin Care Specialists, P.A. 2024

People (14)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Gregory Alan Stroh Chief Executive Officer, Chairman Jun 1982 (44y) 25% – 50%
Melissa Leah Glennie Chief Compliance Officer/Cfo, Coo Mar 2008 (18y) Less than 5%
Thomas Alfred Luing President CFP Sep 2011 (15y) 25% – 50%
Robert Allen Cooper Registered representative CFP Dec 2013 (13y)
Robert Doran Shepard Registered representative Jan 2014 (13y)
John Edwin Truckenbrod Registered representative CFP Aug 2016 (10y)
Scott Cameron Foreman Registered representative Aug 2016 (10y)
Jane Bonnie Truckenbrod Registered representative Aug 2016 (10y)
Alexander Luing Pengelly Registered representative CFP Mar 2017 (9y)
Herbert Morse Richardson Registered representative Feb 2019 (7y)
Michelle Henderson White Registered representative Apr 2021 (5y)
Fong Her Registered representative Apr 2021 (5y)
Gregory Brian Paine Registered representative Apr 2022 (4y)
Matthew Paul Serrano Registered representative CFP Oct 2025 (1y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Cma Financial, Inc Owner Jan 1990 A Less than 5%

Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (6)

PlanSponsorParticipantsPlan assetsAs of
The National Checking Company Employee Retirement Plan National Checking Company 183 $24.8M 04/01/2024
Lathrop Gpm Llp 401(k) Plan Lathrop Gpm Llp 193 $105M 01/01/2024
Met Con Companies 401(k) Plan Met Con Companies, Inc. 199 $21.8M 01/01/2024
Mrci 403(b) Plan Mankato Rehabilitation Center, Inc. 1,341 $12.5M 01/01/2024
Foss North America, Inc. 401(k) Savings Plan Foss North America, Inc. 95 $27.9M 01/01/2024
Associated Skin Care Specialists, P.A. 401(k) Profit Sharing Plan Associated Skin Care Specialists, P.A. 78 $35.4M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/17/2026 1.05 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2026.

View current Form ADV (SEC/IAPD) ↗