Hilltop Securities Inc.
$1.1B reported client assets across 15 advisory firms in FY2022 annual amendments
Reported client assets over time
$61.8M
$1.2B
2017
2022
Same-firm comparison: 10 firms that reported Hilltop Securities Inc. in both FY2021 and FY2022 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2017 is shown but partial — only FY2017: 2 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Rtw Financial Advisors Inc | $428M | $464M | 92.2% | 03/30/2023 |
| Axiom Investment Management Llc | $136M | $136M | 100.0% | 03/31/2023 |
| N | $120M | $131M | 91.2% | 02/10/2023 |
| Packerland Brokerage Services, Inc. | $118M | $930M | 12.7% | 03/30/2023 |
| Chelsea Advisory Services, Inc | $89.5M | $89.5M | 100.0% | 03/08/2023 |
| Mainline West Fund Manager Llc | $51.6M | $1.8B | 2.9% | 03/20/2023 |
| Peachcap Tax & Advisory, Llc | $43.2M | $94.6M | 45.7% | 02/21/2023 |
| Precession Capital Management, Llc | $24.7M | $25.9M | 95.3% | 03/17/2023 |
| Phillips Ray Capital Management, Inc. | $23.2M | $112M | 20.8% | 03/28/2023 |
| Mutual Trust Asset Mgmt., Inc. | $19.4M | $219M | 8.9% | 01/12/2023 |
| Odeon Capital Advisors Llc | $17.1M | $459M | 3.7% | 03/30/2023 |
| Clear Haven Capital Management, Llc | $16.6M | $246M | 6.8% | 03/30/2023 |
| Regal Advisory Services, Inc. | $16.0M | $92.4M | 17.3% | 03/28/2023 |
| Kcd Financial, Inc. | $13.8M | $124M | 11.1% | 01/30/2023 |
| Footprints Asset Management & Research, Inc. | $11.6M | $32.0M | 36.2% | 03/03/2023 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.