Capital Management Associates Inc
- Regulatory AUM
- $68.7M
- Discretionary
- $68.7M
- Clients
- 1
- Avg AUM / client
- $68.7M
- Accounts
- 1
- Employees
- 8
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $68.7M | 100.0% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Vincent Shields | Director | Jul 1982 (44y) | 10% – 25% | |
| Kuriloff, Dimitri, Harvey | Director Of Research | Oct 1982 (44y) | Less than 5% | |
| Shields, David, Larus | Shareholder | Dec 2012 (14y) | 25% – 50% | |
| Stephen John Portas | Chief Compliance Officer | Mar 2013 (13y) | Less than 5% | |
| Curcuru, Philip, Michael | Secretary & Treasurer | Jan 2014 (13y) | Less than 5% | |
| William Jameson Mcfadden | President & Ceo | Jan 2014 (13y) | 25% – 50% |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.19 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
Custody
Reported custodians
- Wells Fargo $87.2M (93% of AUM) Nov 2024
- Pershing $33.8M (36% of AUM) Mar 2025
- Citigroup Global Markets Inc. $10.0M (7% of AUM) Jul 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗