DV
David Vincent Shields
CRD 1072810
Has disclosures
Firms
| Firm | Role | As of |
|---|---|---|
| Wellington Shields Capital Management, Llc | Registered representative | 07/20/2026 |
Roster data from IAPD; titles from the firms' websites where enriched.
Ownership stakes
-
Capital Management Associates Inc
Director · 10% – 25% · Nov 2024
-
Wellington Shields Capital Management, Llc
Elected Manager · 25% – 50% · Oct 2024
-
Wellington Shields Capital Management, Llc
Chairman · Less than 5% · Oct 2024
-
Wellington Shields & Co., Llc
Chairman/Managing Member · Less than 5% · Oct 2024
-
Wellington Shields & Co., Llc
Elected Manager · 25% – 50% · Oct 2024
From Form ADV Schedule A/B filings.
Source
Registration data from IAPD (investment adviser representatives feed). View on IAPD ↗