Fdx Advisors, Inc.
SEC-registered
Investment Adviser · Small ($100M–$1B)
CRD 104601
· SEC file 801-29775
· Berwyn, PA
· vimeo.com
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ADV data as of Jun 30, 2026
- Regulatory AUM
- $833M
- Discretionary
- $833M
- Clients
- 1
- Avg AUM / client
- $833M
- Accounts
- 3,937
- Employees
- 17
AUM over time
$131M
$8.6B
Dec 2011
Jun 2026
Annual snapshots from Form ADV filings · as of Jun 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Other investment advisers | 1 | $833M | 100.0% |
People (7)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brandon Rockwell Thomas | Co Chief Investment Officer/Managing Dir | Jan 2018 (9y) | Less than 5% | |
| O'brien, Shelly, S | Chief Legal Officer, General Counsel, Secretary | Jan 2018 (9y) | Less than 5% | |
| Larson, Bradley, Thomas | Chief Compliance Officer | Oct 2018 (8y) | Less than 5% | |
| Dana Marie D'auria | Co Chief Investment Officer | CFA | Sep 2020 (6y) | Less than 5% |
| Sipp, Thomas, Michael | Evp, Envestnet Business Lines | Dec 2022 (4y) | Less than 5% | |
| Warren, Joshua, B. | Chief Financial Officer | Jan 2024 (3y) | Less than 5% | |
| Fox, James, Lawrence | Interim Chief Executive Officer | Apr 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| M3 Fn, Llc | Sole Shareholder | Jul 2008 | A | 75% or more |
| Folio Dynamics, Inc. | Sole Member | Jul 2008 | B | ≈ 56.25% – 100% via M3 Fn, Llc |
| Folio Dynamics Holdings, Inc. | Member | Nov 2014 | B | ≈ 42.19% – 100% via Folio Dynamics, Inc. |
| Envestnet, Inc. | Sole Shareholder | Jan 2018 | B | ≈ 31.64% – 100% via Folio Dynamics Holdings, Inc. |
| Bcpe Pequod Buyer, Inc. | Owner | Nov 2024 | B | ≈ 23.73% – 100% via Envestnet, Inc. |
| Bcpe Pequod Parent , Inc. | Owner | Nov 2024 | B | ≈ 13.35% – 100% via Bcpe Pequod Intermediate, Llc |
| Bcpe Pequod Intermediate, Llc | Owner | Nov 2024 | B | ≈ 17.8% – 100% via Bcpe Pequod Buyer, Inc. |
| Bcpe Pequod Topco, Lp | Owner | Nov 2024 | B | ≈ 10.01% – 100% via Bcpe Pequod Parent , Inc. |
| Bcpe Pequod Investor, Lp | Owner | Nov 2024 | B | ≈ 5.01% – 75% via Bcpe Pequod Topco, Lp |
| Bain Capital Fund Xiii, L.P. | Owner | Nov 2024 | B | ≈ 1.25% – 37.5% via Bcpe Pequod Investor, Lp |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Folio Dynamics, Inc.: 75% – 100% of M3 Fn, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Folio Dynamics Holdings, Inc.: 75% – 100% of Folio Dynamics, Inc. × 75% – 100% of M3 Fn, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Envestnet, Inc.: 75% – 100% of Folio Dynamics Holdings, Inc. × 75% – 100% of Folio Dynamics, Inc. × 75% – 100% of M3 Fn, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Bcpe Pequod Buyer, Inc.: 75% – 100% of Envestnet, Inc. × 75% – 100% of Folio Dynamics Holdings, Inc. × 75% – 100% of Folio Dynamics, Inc. × 75% – 100% of M3 Fn, Llc × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Bcpe Pequod Parent , Inc.: 75% – 100% of Bcpe Pequod Intermediate, Llc × 75% – 100% of Bcpe Pequod Buyer, Inc. × 75% – 100% of Envestnet, Inc. × 75% – 100% of Folio Dynamics Holdings, Inc. × 75% – 100% of Folio Dynamics, Inc. × 75% – 100% of M3 Fn, Llc × 75% – 100% direct ≈ 13.35% – 100% of the firm
- Bcpe Pequod Intermediate, Llc: 75% – 100% of Bcpe Pequod Buyer, Inc. × 75% – 100% of Envestnet, Inc. × 75% – 100% of Folio Dynamics Holdings, Inc. × 75% – 100% of Folio Dynamics, Inc. × 75% – 100% of M3 Fn, Llc × 75% – 100% direct ≈ 17.8% – 100% of the firm
- Bcpe Pequod Topco, Lp: 75% – 100% of Bcpe Pequod Parent , Inc. × 75% – 100% of Bcpe Pequod Intermediate, Llc × 75% – 100% of Bcpe Pequod Buyer, Inc. × 75% – 100% of Envestnet, Inc. × 75% – 100% of Folio Dynamics Holdings, Inc. × 75% – 100% of Folio Dynamics, Inc. × 75% – 100% of M3 Fn, Llc × 75% – 100% direct ≈ 10.01% – 100% of the firm
- Bcpe Pequod Investor, Lp: 50% – 75% of Bcpe Pequod Topco, Lp × 75% – 100% of Bcpe Pequod Parent , Inc. × 75% – 100% of Bcpe Pequod Intermediate, Llc × 75% – 100% of Bcpe Pequod Buyer, Inc. × 75% – 100% of Envestnet, Inc. × 75% – 100% of Folio Dynamics Holdings, Inc. × 75% – 100% of Folio Dynamics, Inc. × 75% – 100% of M3 Fn, Llc × 75% – 100% direct ≈ 5.01% – 75% of the firm
- Bain Capital Fund Xiii, L.P.: 25% – 50% of Bcpe Pequod Investor, Lp × 50% – 75% of Bcpe Pequod Topco, Lp × 75% – 100% of Bcpe Pequod Parent , Inc. × 75% – 100% of Bcpe Pequod Intermediate, Llc × 75% – 100% of Bcpe Pequod Buyer, Inc. × 75% – 100% of Envestnet, Inc. × 75% – 100% of Folio Dynamics Holdings, Inc. × 75% – 100% of Folio Dynamics, Inc. × 75% – 100% of M3 Fn, Llc × 75% – 100% direct ≈ 1.25% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/30/2026 | 1.37 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $953M (26% of AUM) Jan 2024
- Pershing $707M (85% of AUM) Jun 2026
- National Financial Services (Fidelity) $297M (13% of AUM) Feb 2025
- Kestra Investment Services, Llc $126M (15% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 30, 2026.
View current Form ADV (SEC/IAPD) ↗