Tom Johnson Investment Management, Llc
- Regulatory AUM
- $1.6B
- Discretionary
- $1.6B
- Clients
- 5,631
- Avg AUM / client
- $290K
- Accounts
- 5,631
- Employees
- 11
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 28, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 4,104 | $613M | 37.5% |
| High net worth individuals | 1,333 | $852M | 52.2% |
| Pension and profit sharing plans | 27 | $18.0M | 1.1% |
| Charitable organizations | 47 | $89.0M | 5.45% |
| Corporations and other businesses | 120 | $60.8M | 3.72% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Richard Howorth Parry | Member, Sole Trustee Of The Richard H. Parry Living Trust, President & Cio | CFA | Nov 1992 (34y) | 75% or more |
| Calfy, Lori, Ann | Senior Vice President & Chief Compliance Officer | Sep 2005 (21y) | Less than 5% | |
| Douglas Alan Haws | Registered representative | CFA | Jul 1997 (29y) | |
| Cory James Robinson | Registered representative | CFA | Apr 2004 (22y) | |
| Nicholas Jennings Pointer | Registered representative | CFA | Sep 2012 (14y) | |
| Jeremy Hunter Wilcox | Registered representative | CFP | Feb 2016 (10y) | |
| Virginia Ann Davis | Registered representative | Feb 2021 (5y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/28/2026 | 1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $627M (38% of AUM) Apr 2026
- Charles Schwab & Co. $599M (37% of AUM) Apr 2026
- Pershing $163M (10% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 28, 2026.
View current Form ADV (SEC/IAPD) ↗