Financial Engines Advisors L.L.C.
SEC-registered
Wealth Manager · Mega ($100B+)
CRD 104510
· SEC file 801-55196
· Santa Clara, CA
· www.facebook.com
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ADV data as of Jul 24, 2026
- Regulatory AUM
- $326B
- Discretionary
- $326B
- Clients
- 1,244,406
- Avg AUM / client
- $262K
- Accounts
- 1,517,156
- Employees
- 1,679
AUM over time
$47.5B
$326B
Dec 2011
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 431,514 | $92.6B | 28.4% |
| High net worth individuals | 45,656 | $86.5B | 26.5% |
| Pension and profit sharing plans | 227 | $936M | 0.29% |
| Charitable organizations | 44 | $114M | 0.03% |
| Other investment advisers | 766,796 | $146B | 44.7% |
| Corporations and other businesses | 169 | $299M | 0.09% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (723)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kimberly, Thomas, Alesbury | Executive Vice President, Head Of Product And Technology | Mar 2022 (4y) | Less than 5% | |
| Van Staveren, Suzanne, Martine | Executive Vice President, Chief Financial Officer & Chief Operating Officer | Feb 2023 (4y) | Less than 5% | |
| Gilfedder, Neil | Executive Vice President, Chief Investment Officer | Mar 2023 (3y) | Less than 5% | |
| Lavigne, Robert | Vice President, Chief Compliance Officer | Apr 2023 (3y) | Less than 5% | |
| Shah, Jay | Chief Executive Officer | Aug 2023 (3y) | Less than 5% | |
| Hanley, Megan | Executive Vice President, Chief Marketing Officer | Jan 2024 (3y) | Less than 5% | |
| O'donnell, Kelly, Susan | President Of Employer Solutions | Feb 2024 (3y) | Less than 5% | |
| Amadia, A. Allison | Svp Chief Legal And Risk Officer | Jul 2024 (2y) | Less than 5% | |
| David Robert Ankrom | Registered representative | Jan 2008 (19y) | ||
| Mark Bronislaw Kowalek | Registered representative | Jun 2008 (18y) | ||
| Monica Nicole Striplin | Registered representative | Aug 2008 (18y) | ||
| Jaime Eldon Ackles | Registered representative | Jan 2009 (18y) | ||
| Karen Sue Krusmark | Registered representative | Apr 2009 (17y) | ||
| Kurt Leon Fauerbach | Registered representative | Jan 2010 (17y) | ||
| Stephen Anthony Crane | Registered representative | Jul 2011 (15y) | ||
| Octavio Saenz Torres | Registered representative | Jul 2011 (15y) | ||
| Sonya Maurin Crenshaw | Registered representative | Sep 2011 (15y) | ||
| Clinton Matthew Stanley | Registered representative | May 2012 (14y) | ||
| Ken Seiryu Sakamoto | Registered representative | Apr 2013 (13y) | ||
| Gerald William Penegor | Registered representative | Apr 2013 (13y) | ||
| Justine E Gidaro | Registered representative | Aug 2013 (13y) | ||
| Curtis W Hagner | Registered representative | Oct 2013 (13y) | ||
| Edward Joe Dinan | Registered representative | Oct 2013 (13y) | ||
| Vallapuzha Vaidyanathan Sandhya | Registered representative | Feb 2014 (12y) | ||
| Bradley James Holly | Registered representative | Jan 2015 (12y) | ||
| Steven Michael Murray | Registered representative | Mar 2015 (11y) | ||
| Bryan Michael Moreen | Registered representative | Apr 2015 (11y) | ||
| James Michael Golichowski | Registered representative | Feb 2016 (10y) | ||
| Matthew James Kovarik | Registered representative | Feb 2016 (10y) | ||
| Justyn Joseph Delgadillo | Registered representative | Feb 2016 (10y) | ||
| Mark Lockwood Sikich | Registered representative | Mar 2016 (10y) | ||
| Dimas H Lizardo | Registered representative | Apr 2016 (10y) | ||
| William Grady Mcelroy | Registered representative | May 2016 (10y) | ||
| Dean James Hessler | Registered representative | CFP | Jul 2016 (10y) | |
| Luigi Derose | Registered representative | Jul 2016 (10y) | ||
| Jeffrey Alan Klever | Registered representative | Aug 2016 (10y) | ||
| Nathan Paul Bardin | Registered representative | Aug 2016 (10y) | ||
| Brian William Jensen | Registered representative | Sep 2016 (10y) | ||
| Douglas R Basch | Registered representative | Sep 2016 (10y) | ||
| Erik David Johnson | Registered representative | Sep 2016 (10y) | ||
| Joseph William Whitmer | Registered representative | Sep 2016 (10y) | ||
| Randy Michael Deitke | Registered representative | Sep 2016 (10y) | ||
| Steven Czech | Registered representative | Sep 2016 (10y) | ||
| Matthew G Personette | Registered representative | Sep 2016 (10y) | ||
| Jeffrey David Whitmer | Registered representative | Sep 2016 (10y) | ||
| Andrew Paul Smith | Registered representative | CFP | Oct 2016 (10y) | |
| Barry L Cantrell | Registered representative | Oct 2016 (10y) | ||
| Eric Jesse Wasson | Registered representative | Oct 2016 (10y) | ||
| Everett Kenneth Barnes | Registered representative | Oct 2016 (10y) | ||
| Michael Gnefkow | Registered representative | Oct 2016 (10y) | ||
| Steven Edward Crossett | Registered representative | Oct 2016 (10y) | ||
| Vincent James Mcmahon | Registered representative | Oct 2016 (10y) | ||
| Bruce Allen Alden | Registered representative | Oct 2016 (10y) | ||
| Widmark De Jesus Cano | Registered representative | Oct 2016 (10y) | ||
| Mamy Rose Faye | Registered representative | CFP | Oct 2016 (10y) | |
| Andrew Gerald Gullion | Registered representative | CFP | Nov 2016 (10y) | |
| Andrew Scott Hedrick | Registered representative | CFP Chartered Financial Consultant | Nov 2016 (10y) | |
| Austin Maximilan Konecke | Registered representative | Nov 2016 (10y) | ||
| Bert L Boutte | Registered representative | Nov 2016 (10y) | ||
| Brad Howard Draper | Registered representative | Nov 2016 (10y) | ||
| Brett Temple Stephens | Registered representative | CFP | Nov 2016 (10y) | |
| Brian Paul Leslie | Registered representative | CFP | Nov 2016 (10y) | |
| Bryan Robert Clark | Registered representative | Nov 2016 (10y) | ||
| Chad Ashton Kasper | Registered representative | Nov 2016 (10y) | ||
| Chad Nathaniel Ernzen | Registered representative | Nov 2016 (10y) | ||
| Chris Gregory Athey | Registered representative | Nov 2016 (10y) | ||
| Cimalie Ann Zoy | Registered representative | CFP | Nov 2016 (10y) | |
| Claire Helen Mork | Registered representative | CFP | Nov 2016 (10y) | |
| Craig Michael Mottl | Registered representative | CFP | Nov 2016 (10y) | |
| Dale Jay Hansen | Registered representative | Nov 2016 (10y) | ||
| Daniel Scott Henderson | Registered representative | Nov 2016 (10y) | ||
| David Martin Meinzenbach | Registered representative | Nov 2016 (10y) | ||
| Dominic Daniel Chavez | Registered representative | Nov 2016 (10y) | ||
| Don Richard Norris | Registered representative | Nov 2016 (10y) | ||
| Donald Gerard Bertrand | Registered representative | Nov 2016 (10y) | ||
| Donald Wesley Meeker | Registered representative | Nov 2016 (10y) | ||
| Douglas Alan Erbert | Registered representative | Nov 2016 (10y) | ||
| Douglas Michael Clark | Registered representative | Nov 2016 (10y) | ||
| Douglas Paul Corp | Registered representative | Nov 2016 (10y) | ||
| Enid Maria Santiago | Registered representative | Nov 2016 (10y) | ||
| Eric George Halter | Registered representative | Nov 2016 (10y) | ||
| Eric Martin Peterson | Registered representative | CFP | Nov 2016 (10y) | |
| Frederick Gerard Ferrara | Registered representative | CFA | Nov 2016 (10y) | |
| Gary A Murphy | Registered representative | CFP | Nov 2016 (10y) | |
| Gary Ernest Mills | Registered representative | Nov 2016 (10y) | ||
| Gerald Ciciarelli | Registered representative | Nov 2016 (10y) | ||
| Harry Keller Berman | Registered representative | Nov 2016 (10y) | ||
| James Francis Connelly | Registered representative | Nov 2016 (10y) | ||
| James Joseph Furlong | Registered representative | Nov 2016 (10y) | ||
| Jeffrey Garth Cram | Registered representative | Nov 2016 (10y) | ||
| Jennifer Eileen Ervin | Registered representative | Nov 2016 (10y) | ||
| Jenny Ann Seim | Registered representative | Nov 2016 (10y) | ||
| Jimmie Marlin Collicott | Registered representative | Nov 2016 (10y) | ||
| Justin David Kattau | Registered representative | Nov 2016 (10y) | ||
| Kathryn Alice Harder | Registered representative | Nov 2016 (10y) | ||
| Kelli K Smith | Registered representative | CFP | Nov 2016 (10y) | |
| Kelly Elizabeth Van Deusen | Registered representative | Nov 2016 (10y) | ||
| Kenneth Delano Grier | Registered representative | Nov 2016 (10y) | ||
| Kristie Kaye Gheysens | Registered representative | Nov 2016 (10y) | ||
| Kristopher Rostern Nuttall | Registered representative | Nov 2016 (10y) | ||
| Kurt David Balderston | Registered representative | CFP | Nov 2016 (10y) | |
| Lisa Marie Benchaabane | Registered representative | Nov 2016 (10y) | ||
| Mallory Melyn Dinis | Registered representative | Nov 2016 (10y) | ||
| Matthew Charles Ulrick | Registered representative | CFP | Nov 2016 (10y) | |
| Matthew Dominic Woryn | Registered representative | Nov 2016 (10y) | ||
| Matthew Leonard Turner | Registered representative | Nov 2016 (10y) | ||
| Michael Ryan Morgante | Registered representative | Nov 2016 (10y) | ||
| Nelson Page Brown | Registered representative | Nov 2016 (10y) | ||
| Norman Steven Thomson | Registered representative | Nov 2016 (10y) | ||
| Paul Tod Raab | Registered representative | Nov 2016 (10y) | ||
| Riley Deforest Larimore | Registered representative | Nov 2016 (10y) | ||
| Robert Thomas Fenno | Registered representative | Nov 2016 (10y) | ||
| Ryan Michael Sullivan | Registered representative | Nov 2016 (10y) | ||
| Salvatore Antonino Mazzola | Registered representative | Nov 2016 (10y) | ||
| Sean Thomas O'bannon | Registered representative | CFP | Nov 2016 (10y) | |
| Shawn David Keller | Registered representative | Nov 2016 (10y) | ||
| Shawn Edward Mccutchan | Registered representative | Nov 2016 (10y) | ||
| Spencer Douglas Crow | Registered representative | CFP | Nov 2016 (10y) | |
| Thomas Andrew Nemec | Registered representative | Nov 2016 (10y) | ||
| Thomas Scott Wolford | Registered representative | CFP | Nov 2016 (10y) | |
| William Andrew Odonnell | Registered representative | Nov 2016 (10y) | ||
| William Cooke Tracy | Registered representative | CFA | Nov 2016 (10y) | |
| Zachary Francis Fletcher | Registered representative | Nov 2016 (10y) | ||
| Alex James Reader | Registered representative | Jan 2017 (10y) | ||
| Taralee Sundberg | Registered representative | Feb 2017 (9y) | ||
| Philip Alan Wilson | Registered representative | CFP | Feb 2017 (9y) | |
| Michael James Gavin | Registered representative | Mar 2017 (9y) | ||
| Bryan Scott Lopez | Registered representative | Apr 2017 (9y) | ||
| Christopher Carl Caposey | Registered representative | Apr 2017 (9y) | ||
| Heath A Hanchey | Registered representative | May 2017 (9y) | ||
| Eric Einar Hansen | Registered representative | May 2017 (9y) | ||
| Lori Cheryl Silverstein | Registered representative | Jun 2017 (9y) | ||
| Roger Michael Baranovic | Registered representative | Aug 2017 (9y) | ||
| Amanda Lynn Scull | Registered representative | Aug 2017 (9y) | ||
| Andrew Scott Kovalcik | Registered representative | Aug 2017 (9y) | ||
| Joseph Michael Lunn | Registered representative | Aug 2017 (9y) | ||
| Justin Blake Beavers | Registered representative | Aug 2017 (9y) | ||
| Trent Lowell Davidson | Registered representative | Aug 2017 (9y) | ||
| Wendy Kae Martinez | Registered representative | Aug 2017 (9y) | ||
| Laura Lynn Johnson | Registered representative | Oct 2017 (9y) | ||
| Eric Jeffrey Tanita | Registered representative | Nov 2017 (9y) | ||
| Lauren Kristine Wells | Registered representative | Nov 2017 (9y) | ||
| Brad Michael Maurer | Registered representative | Dec 2017 (9y) | ||
| Christopher Brandon Miller | Registered representative | Dec 2017 (9y) | ||
| Jared Christopher Duran | Registered representative | Jan 2018 (9y) | ||
| James Daniel Halloran | Registered representative | Jan 2018 (9y) | ||
| Gian Mariano Deguzman | Registered representative | Mar 2018 (8y) | ||
| Lynn Ann Lathrop | Registered representative | May 2018 (8y) | ||
| Gregory Paul Dexheimer | Registered representative | May 2018 (8y) | ||
| Michael Emory Choate | Registered representative | Jun 2018 (8y) | ||
| Charles Hugh Rapp | Registered representative | Jun 2018 (8y) | ||
| Julian Forrest Peters | Registered representative | Jul 2018 (8y) | ||
| Rosh K Mangalat | Registered representative | CFP | Sep 2018 (8y) | |
| Travis Henry Adams | Registered representative | Oct 2018 (8y) | ||
| Caitlin Chen | Registered representative | CFP | Oct 2018 (8y) | |
| Christopher George Werner | Registered representative | CFP | Oct 2018 (8y) | |
| Jesse Alan Wilson | Registered representative | CFP | Oct 2018 (8y) | |
| Brian Christopher Lipps | Registered representative | CFP CFA | Oct 2018 (8y) | |
| Kevin Alfred Shea | Registered representative | CFP CFA | Oct 2018 (8y) | |
| Meredith Rae Kitson | Registered representative | Oct 2018 (8y) | ||
| Rohi B Batra | Registered representative | CFP | Oct 2018 (8y) | |
| Salvatore Steven Marino | Registered representative | CFP | Oct 2018 (8y) | |
| Aaron Christian Mulvaney | Registered representative | Nov 2018 (8y) | ||
| Aaron Ray Rowe | Registered representative | Nov 2018 (8y) | ||
| Adam I Karron | Registered representative | Nov 2018 (8y) | ||
| Adam Roslovic | Registered representative | CFP | Nov 2018 (8y) | |
| Alan G Facey | Registered representative | CFP | Nov 2018 (8y) | |
| Aleksandra Shteyn | Registered representative | CFP | Nov 2018 (8y) | |
| Alex Boris Shurin | Registered representative | CFP Chartered Financial Consultant | Nov 2018 (8y) | |
| Allison Rawls Boyd | Registered representative | Nov 2018 (8y) | ||
| Anatoly Sabinin | Registered representative | Nov 2018 (8y) | ||
| Andrew Charles Massaro | Registered representative | CFP | Nov 2018 (8y) | |
| Andrew Nicholas Coyne | Registered representative | Nov 2018 (8y) | ||
| Andrew Peter Nemets | Registered representative | Nov 2018 (8y) | ||
| Andrzej Mendela | Registered representative | Nov 2018 (8y) | ||
| Ann Mary Crehan | Registered representative | CFP | Nov 2018 (8y) | |
| Anthony Joseph Czechorski | Registered representative | Nov 2018 (8y) | ||
| Ashley Sheena Zephir | Registered representative | CFP | Nov 2018 (8y) | |
| Brad James Bailey | Registered representative | Nov 2018 (8y) | ||
| Bradford Perry Johnson | Registered representative | Nov 2018 (8y) | ||
| Bradley Hess Hartzel | Registered representative | CFP | Nov 2018 (8y) | |
| Brendan M Mcgillick | Registered representative | Nov 2018 (8y) | ||
| Brett Allan Perlman | Registered representative | CFP Chartered Financial Consultant | Nov 2018 (8y) | |
| Brian Douglas Amper | Registered representative | CFP | Nov 2018 (8y) | |
| Brian Patrick Mueller | Registered representative | CFP | Nov 2018 (8y) | |
| Carlos Antonio Rodriguez | Registered representative | CFP | Nov 2018 (8y) | |
| Catherine Anne Jones | Registered representative | CFP | Nov 2018 (8y) | |
| Catherine Elizabeth Kalweit | Registered representative | CFP | Nov 2018 (8y) | |
| Charles A Nardiello | Registered representative | Nov 2018 (8y) | ||
| Christian Edward Forsyth | Registered representative | CFP | Nov 2018 (8y) | |
| Christine Rae Wessinger | Registered representative | CFP | Nov 2018 (8y) | |
| Christopher Robert Davidson | Registered representative | Nov 2018 (8y) | ||
| Christy Meyer Martinich | Registered representative | CFP | Nov 2018 (8y) | |
| Clayton Holt Ernst | Registered representative | CFP | Nov 2018 (8y) | |
| Corey Michael Fast | Registered representative | CFP | Nov 2018 (8y) | |
| Cristina Gomez Lipson | Registered representative | Nov 2018 (8y) | ||
| David Christopher Balestriere | Registered representative | CFP | Nov 2018 (8y) | |
| David Jon Heinemann | Registered representative | CFP | Nov 2018 (8y) | |
| David Thomas Sheehan | Registered representative | CFP | Nov 2018 (8y) | |
| Douglas Arthur Keegan | Registered representative | CFP | Nov 2018 (8y) | |
| Douglas James Ulrich | Registered representative | CFP | Nov 2018 (8y) | |
| Douglas Michael Rabil | Registered representative | CFP | Nov 2018 (8y) | |
| Douglas William Swartz | Registered representative | Nov 2018 (8y) | ||
| Edward John Hungler | Registered representative | CFP | Nov 2018 (8y) | |
| Eric Armando Lasso | Registered representative | CFP | Nov 2018 (8y) | |
| Erich Lamont Hoffman | Registered representative | CFP | Nov 2018 (8y) | |
| Fahima Shaw | Registered representative | CFP | Nov 2018 (8y) | |
| Fearghal O'riain | Registered representative | CFP | Nov 2018 (8y) | |
| Gabriel John Goodhope | Registered representative | CFP Chartered Financial Consultant | Nov 2018 (8y) | |
| Gary Joseph Brogna | Registered representative | Nov 2018 (8y) | ||
| Gary L Riederman | Registered representative | Nov 2018 (8y) | ||
| Gregory Phillip Sherwell | Registered representative | Nov 2018 (8y) | ||
| Isabel Angelina Barrow | Registered representative | Nov 2018 (8y) | ||
| Isabel Jacquelyn Cooper | Registered representative | Nov 2018 (8y) | ||
| Jack Isaac London | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Jacob Douglas Altic | Registered representative | Nov 2018 (8y) | ||
| James Stephen Baker | Registered representative | CFP | Nov 2018 (8y) | |
| Jared A Rubin | Registered representative | CFP | Nov 2018 (8y) | |
| Jason Alvarez De Sotomayor | Registered representative | CFP | Nov 2018 (8y) | |
| Jeanne Gonyer Baldwin | Registered representative | CFP Chartered Financial Consultant | Nov 2018 (8y) | |
| Jennifer Galt Sevier | Registered representative | CFP | Nov 2018 (8y) | |
| Jeremy Silliman Albrecht | Registered representative | Nov 2018 (8y) | ||
| Jerome Bruce Liebstein | Registered representative | CFP Chartered Financial Consultant | Nov 2018 (8y) | |
| John Fogarty Mccafferty | Registered representative | Nov 2018 (8y) | ||
| John Henry Sperger | Registered representative | CFP | Nov 2018 (8y) | |
| John Milton Davis | Registered representative | Nov 2018 (8y) | ||
| Johnathan Aaron Cherry | Registered representative | CFP | Nov 2018 (8y) | |
| Jonathan M Merrigan | Registered representative | CFP | Nov 2018 (8y) | |
| Jonathan Michael Saxon | Registered representative | Nov 2018 (8y) | ||
| Joshua J Andreasen | Registered representative | CFP | Nov 2018 (8y) | |
| James Matthew Mc Pherson | Registered representative | Nov 2018 (8y) | ||
| Kelly Ann Boisvert | Registered representative | Nov 2018 (8y) | ||
| Kevin James Yorkey | Registered representative | CFA | Nov 2018 (8y) | |
| Kevin Joseph Colleran | Registered representative | CFP | Nov 2018 (8y) | |
| Kevin Michael Hamel | Registered representative | CFP | Nov 2018 (8y) | |
| Kristine Duwar Chaze | Registered representative | Nov 2018 (8y) | ||
| Kristine Elizabeth Giovannelli | Registered representative | Nov 2018 (8y) | ||
| Kyle Nolan | Registered representative | CFP | Nov 2018 (8y) | |
| Lakeisha Nicole Hill | Registered representative | CFP | Nov 2018 (8y) | |
| Lance Joseph Blount | Registered representative | CFP | Nov 2018 (8y) | |
| Laurel Ruth Hostetler | Registered representative | Nov 2018 (8y) | ||
| Linda Denise Campbell | Registered representative | CFP | Nov 2018 (8y) | |
| Lisa O'lear Eitzel | Registered representative | Nov 2018 (8y) | ||
| Lori Schlager Bensing | Registered representative | Nov 2018 (8y) | ||
| Mark Raymond Palmer | Registered representative | CFP | Nov 2018 (8y) | |
| Mary Frances Martin Falanga | Registered representative | Nov 2018 (8y) | ||
| Mary Margaret Mcgrail | Registered representative | Nov 2018 (8y) | ||
| Mary Stone Davis | Registered representative | CFP | Nov 2018 (8y) | |
| Matthew Charles Wollick | Registered representative | CFP | Nov 2018 (8y) | |
| Matthew James Duskey | Registered representative | CFP | Nov 2018 (8y) | |
| Matthew Thomas Hickes | Registered representative | Nov 2018 (8y) | ||
| Michael David Tuteral | Registered representative | Nov 2018 (8y) | ||
| Natalya Bradley | Registered representative | Nov 2018 (8y) | ||
| Nathaniel Onley Parks | Registered representative | CFP | Nov 2018 (8y) | |
| Noah Christopher French | Registered representative | Nov 2018 (8y) | ||
| Patrick Ward Day | Registered representative | CFP | Nov 2018 (8y) | |
| Paul Jason Jordan | Registered representative | CFP | Nov 2018 (8y) | |
| Peter Charles Holliday | Registered representative | Nov 2018 (8y) | ||
| Rachelle Green Advani | Registered representative | Nov 2018 (8y) | ||
| Rana Maida | Registered representative | Nov 2018 (8y) | ||
| Renata Deye | Registered representative | Nov 2018 (8y) | ||
| Reynold Norman Roy | Registered representative | CFP | Nov 2018 (8y) | |
| Richard Alan Welsh | Registered representative | CFP | Nov 2018 (8y) | |
| Rita Jerra Chehoeva Head | Registered representative | Nov 2018 (8y) | ||
| Robert Alan Wheedleton | Registered representative | Nov 2018 (8y) | ||
| Robert James Andreola | Registered representative | CFP | Nov 2018 (8y) | |
| Robert Paul Jones | Registered representative | Nov 2018 (8y) | ||
| Ronald Michael Sisk | Registered representative | CFP | Nov 2018 (8y) | |
| Ryan Christopher Poirier | Registered representative | CFP | Nov 2018 (8y) | |
| Sara Schalz Uh | Registered representative | CFP | Nov 2018 (8y) | |
| Scott Matthew Morrello | Registered representative | CFP Chartered Financial Consultant | Nov 2018 (8y) | |
| Stephen Barry Freedman | Registered representative | CFP | Nov 2018 (8y) | |
| Surendra Vishnuprasad Dave | Registered representative | CFP | Nov 2018 (8y) | |
| Thomas W Wood | Registered representative | CFP Chartered Financial Consultant | Nov 2018 (8y) | |
| Timothy Howard Goode | Registered representative | CFP | Nov 2018 (8y) | |
| Troy William Wyman | Registered representative | CFP | Nov 2018 (8y) | |
| William Farup Hoffman | Registered representative | CFP | Nov 2018 (8y) | |
| Yolanda Tiffany Waters | Registered representative | CFP | Nov 2018 (8y) | |
| Zachary James Devine | Registered representative | Nov 2018 (8y) | ||
| Michael David Krowe | Registered representative | CFP | Nov 2018 (8y) | |
| William Lee Logan | Registered representative | Nov 2018 (8y) | ||
| David Paul Black | Registered representative | Nov 2018 (8y) | ||
| Kurt Madison Finchum | Registered representative | Dec 2018 (8y) | ||
| Kurt Arthur Skinner | Registered representative | Jan 2019 (8y) | ||
| Christopher Sean Kenny | Registered representative | Jan 2019 (8y) | ||
| Ryan Christopher Zeifert | Registered representative | Jan 2019 (8y) | ||
| Humberto Yee Flores | Registered representative | Feb 2019 (7y) | ||
| Andrew J Low | Registered representative | Feb 2019 (7y) | ||
| Taylor Elizabeth Hargett | Registered representative | Feb 2019 (7y) | ||
| Erin Marie Fulton | Registered representative | Apr 2019 (7y) | ||
| Shannon Marie Daly | Registered representative | CFP | Apr 2019 (7y) | |
| Matthew Robert Loeffler | Registered representative | CFP | May 2019 (7y) | |
| Markeith Anthoni Rowley | Registered representative | May 2019 (7y) | ||
| Rebecca Dawn Pawuk | Registered representative | Jul 2019 (7y) | ||
| Ian Anthony Gedminas | Registered representative | CFP | Aug 2019 (7y) | |
| Kevin Joseph Maguire | Registered representative | Sep 2019 (7y) | ||
| Stanislav Sabinin | Registered representative | CFP | Sep 2019 (7y) | |
| Daniel Stephen Maner | Registered representative | Oct 2019 (7y) | ||
| Sean Anthony Connolly | Registered representative | CFP | Oct 2019 (7y) | |
| Ashley Lauren Kremhelmer | Registered representative | CFP | Oct 2019 (7y) | |
| Lisa Marie Lacross Courtney | Registered representative | Oct 2019 (7y) | ||
| Charles Christopher Scott | Registered representative | CFP | Nov 2019 (7y) | |
| Christopher Edward Ziola | Registered representative | Nov 2019 (7y) | ||
| Paul Augustine Dau | Registered representative | CFP | Jan 2020 (7y) | |
| Joelle Rhea Morris | Registered representative | Jan 2020 (7y) | ||
| Andrew Samuel Band | Registered representative | CFP | Jan 2020 (7y) | |
| Ho Young Lee | Registered representative | Jan 2020 (7y) | ||
| Rodney Eugene Weaver | Registered representative | Jan 2020 (7y) | ||
| Andrew Thomas Diciaccio | Registered representative | Feb 2020 (6y) | ||
| Steven J. Bermack | Registered representative | CFP Chartered Financial Consultant | Feb 2020 (6y) | |
| Dylan Mckinnon Wilkinson | Registered representative | Feb 2020 (6y) | ||
| Jaci L Iannello | Registered representative | CFP | Mar 2020 (6y) | |
| Yvonne Fleurange Beaudreau | Registered representative | Mar 2020 (6y) | ||
| Nathan Thayne Driggs | Registered representative | CFP | Mar 2020 (6y) | |
| Michael Robert Oldenburg | Registered representative | Mar 2020 (6y) | ||
| Monica Rose Lostumbo | Registered representative | Mar 2020 (6y) | ||
| Lavonne Nicole Patterson | Registered representative | Mar 2020 (6y) | ||
| Matthew Rudolph Ganskopp | Registered representative | Mar 2020 (6y) | ||
| Scott Addison Garrigus | Registered representative | Mar 2020 (6y) | ||
| Bryan Barrett Kiernan | Registered representative | Mar 2020 (6y) | ||
| David John Ketter | Registered representative | Mar 2020 (6y) | ||
| Edward Tyler Kraus Sanders | Registered representative | Apr 2020 (6y) | ||
| Sara Catherine Kula | Registered representative | Apr 2020 (6y) | ||
| Andrew James Greene | Registered representative | Apr 2020 (6y) | ||
| Adam Colby Young | Registered representative | Apr 2020 (6y) | ||
| Brian Michael Sites | Registered representative | CFP | Apr 2020 (6y) | |
| Joseph Thongdy Songvilay | Registered representative | May 2020 (6y) | ||
| Chance Kenneth Vogel | Registered representative | Jun 2020 (6y) | ||
| Seth Alan Gusman | Registered representative | Jun 2020 (6y) | ||
| Benjamin Thomas Bowen | Registered representative | CFP | Jun 2020 (6y) | |
| Anthony Joseph Arriaran | Registered representative | CFP | Jun 2020 (6y) | |
| Christopher Glenn Sparks | Registered representative | Jun 2020 (6y) | ||
| Ailish Kovarik | Registered representative | Aug 2020 (6y) | ||
| Daniel R Humphrey Jr. | Registered representative | Aug 2020 (6y) | ||
| Dylan Tyler Barr | Registered representative | Oct 2020 (6y) | ||
| Nicholas John Luitgaarden | Registered representative | Oct 2020 (6y) | ||
| Russell E Day | Registered representative | Oct 2020 (6y) | ||
| Lipika Swarup | Registered representative | Nov 2020 (6y) | ||
| Mark Daniel Ligeski | Registered representative | Nov 2020 (6y) | ||
| Erick N. Rivera | Registered representative | CFP | Dec 2020 (6y) | |
| Peter James Rosenfelder | Registered representative | Dec 2020 (6y) | ||
| Carin Desimone | Registered representative | Jan 2021 (6y) | ||
| Peter V Fleming | Registered representative | CFP | Feb 2021 (5y) | |
| Kay Lee Russell | Registered representative | Mar 2021 (5y) | ||
| Caroline O'neill Angell | Registered representative | CFP | Mar 2021 (5y) | |
| Sean Patrick Glazier | Registered representative | Apr 2021 (5y) | ||
| Michael David Meuse | Registered representative | Apr 2021 (5y) | ||
| Elyse B Bibb | Registered representative | Apr 2021 (5y) | ||
| Carol Ysabel Beckett | Registered representative | Apr 2021 (5y) | ||
| Emil Gil Ben David | Registered representative | CFP | Apr 2021 (5y) | |
| Matthew Paul Cuiffo | Registered representative | CFP | Apr 2021 (5y) | |
| Paul James Rubacka | Registered representative | CFP | Apr 2021 (5y) | |
| Stephen Anthony Sassi | Registered representative | Apr 2021 (5y) | ||
| Thad Borowiak | Registered representative | CFP | Apr 2021 (5y) | |
| Sean M Bowers | Registered representative | May 2021 (5y) | ||
| Ashley Nicole Warda | Registered representative | May 2021 (5y) | ||
| Corinne Elizabeth Dorey | Registered representative | May 2021 (5y) | ||
| Samuel Zachary Lindemann | Registered representative | CFP | Jun 2021 (5y) | |
| Mark Brian Digiovanni | Registered representative | CFP | Jun 2021 (5y) | |
| Gabriel Alejandro Benavides | Registered representative | Aug 2021 (5y) | ||
| Jennifer Ann Maccannon | Registered representative | Aug 2021 (5y) | ||
| Anthony Sanchez Estrada | Registered representative | CFP | Aug 2021 (5y) | |
| Jonathan S. Schneringer | Registered representative | Sep 2021 (5y) | ||
| Jennifer Lynn Chomicki | Registered representative | CFP | Sep 2021 (5y) | |
| Alvin Keith Crosby | Registered representative | Oct 2021 (5y) | ||
| Landon Devere Perry | Registered representative | Nov 2021 (5y) | ||
| Blake E. Jones | Registered representative | Nov 2021 (5y) | ||
| Abigail Elizabeth Toye | Registered representative | Dec 2021 (5y) | ||
| John Richard Czelusniak | Registered representative | Dec 2021 (5y) | ||
| Katherine Ann Creed | Registered representative | Jan 2022 (5y) | ||
| Tasha Christine Gilkey | Registered representative | Jan 2022 (5y) | ||
| David Sean Marks | Registered representative | Jan 2022 (5y) | ||
| Jovan Jontelle Rashford | Registered representative | Jan 2022 (5y) | ||
| Susan Miriam Brown | Registered representative | Jan 2022 (5y) | ||
| Anthony Nelson Badillo | Registered representative | CFP Chartered Financial Consultant | Feb 2022 (4y) | |
| Joseph Francis Ippolito | Registered representative | Feb 2022 (4y) | ||
| John Malcolm Noble | Registered representative | Feb 2022 (4y) | ||
| Keith Thomas Truex | Registered representative | Feb 2022 (4y) | ||
| Glynis Hope Banhan | Registered representative | CFP | Mar 2022 (4y) | |
| Darrin Richard Wolff | Registered representative | Mar 2022 (4y) | ||
| Robert William Barbuto | Registered representative | Mar 2022 (4y) | ||
| Brian Andrew Johnson | Registered representative | Mar 2022 (4y) | ||
| Matthew Erwin Boelter | Registered representative | Mar 2022 (4y) | ||
| Douglas Bradley Custer | Registered representative | CFP | Mar 2022 (4y) | |
| Joseph Ketter | Registered representative | Apr 2022 (4y) | ||
| Erin M. Smith | Registered representative | Apr 2022 (4y) | ||
| John M. Rey | Registered representative | Apr 2022 (4y) | ||
| Marcus Delwin Dusenbury | Registered representative | Apr 2022 (4y) | ||
| Frank Thomas Barkanic | Registered representative | CFP | Apr 2022 (4y) | |
| Mazin Ahmed Qureshi | Registered representative | CFA | Apr 2022 (4y) | |
| Brittany L Candler | Registered representative | Apr 2022 (4y) | ||
| Emanuel Lizama | Registered representative | May 2022 (4y) | ||
| James E. Williams Willis | Registered representative | May 2022 (4y) | ||
| Christopher Paul Mcdermott | Registered representative | May 2022 (4y) | ||
| Joshua Cole Pool | Registered representative | May 2022 (4y) | ||
| Kenneth Charles Parow | Registered representative | May 2022 (4y) | ||
| Shelby Lee Meyer | Registered representative | May 2022 (4y) | ||
| Jonathan Michael Hemmesch | Registered representative | Jun 2022 (4y) | ||
| Javier Enrique Lucero | Registered representative | Jun 2022 (4y) | ||
| Zachery Michael West | Registered representative | Jun 2022 (4y) | ||
| Zachary Adam Toering | Registered representative | Jun 2022 (4y) | ||
| William Ito Fleming | Registered representative | Jun 2022 (4y) | ||
| Matthew Thomas Collington | Registered representative | Jun 2022 (4y) | ||
| Edward Dale Sturdivant | Registered representative | Jun 2022 (4y) | ||
| Michael David Biancosino | Registered representative | CFP | Jun 2022 (4y) | |
| Aaron Joseph Haley | Registered representative | CFP | Jul 2022 (4y) | |
| Cameron Blake Fyhrie | Registered representative | Jul 2022 (4y) | ||
| Mark Llorens | Registered representative | Jul 2022 (4y) | ||
| Patrick James Durbin | Registered representative | CFP | Jul 2022 (4y) | |
| Andrew Paul Thomas | Registered representative | Jul 2022 (4y) | ||
| Kellie Kay Scholes | Registered representative | Jul 2022 (4y) | ||
| Aaron Charles Schmoekel | Registered representative | CFP | Jul 2022 (4y) | |
| Madeline Loomis Phillips | Registered representative | CFP | Jul 2022 (4y) | |
| Tracy Lynn Gunter | Registered representative | CFP | Jul 2022 (4y) | |
| Robert C. Ball | Registered representative | Jul 2022 (4y) | ||
| Aaron Lehi Kirkland | Registered representative | Jul 2022 (4y) | ||
| Jennifer Lyn Keiling | Registered representative | Aug 2022 (4y) | ||
| Marc Angelo De Fiori | Registered representative | Aug 2022 (4y) | ||
| Nicholas Lee | Registered representative | Aug 2022 (4y) | ||
| Ross Ryan | Registered representative | Aug 2022 (4y) | ||
| John Frank Carty | Registered representative | Aug 2022 (4y) | ||
| Ryan P. Becerra | Registered representative | Aug 2022 (4y) | ||
| Gregory Colonna | Registered representative | CFP | Aug 2022 (4y) | |
| Carrington O. Conley | Registered representative | Sep 2022 (4y) | ||
| Daniel Lee Alexander | Registered representative | Sep 2022 (4y) | ||
| Jane Baker Lang | Registered representative | CFP | Sep 2022 (4y) | |
| Jason Michael Cooke | Registered representative | CFP | Sep 2022 (4y) | |
| Megan Sowinski | Registered representative | CFP | Oct 2022 (4y) | |
| Alex W Pinn | Registered representative | CFP | Oct 2022 (4y) | |
| Douglas Bruce Smith | Registered representative | Oct 2022 (4y) | ||
| Cheryl West Langston | Registered representative | CFP | Oct 2022 (4y) | |
| Haley Rachel Stinson | Registered representative | CFP | Oct 2022 (4y) | |
| Darcey Keller | Registered representative | CFP | Oct 2022 (4y) | |
| Ashley Patricia Decker | Registered representative | Oct 2022 (4y) | ||
| Bernadette Marie Law | Registered representative | Oct 2022 (4y) | ||
| Susan M Lanham | Registered representative | Nov 2022 (4y) | ||
| Francis Anthony Petrangelo | Registered representative | CFP CFA | Nov 2022 (4y) | |
| Alina M Pinkard | Registered representative | Nov 2022 (4y) | ||
| Michael Paul Jergens | Registered representative | Nov 2022 (4y) | ||
| Alison Adrianna Garter | Registered representative | Nov 2022 (4y) | ||
| Alaine Danielle Macdougall | Registered representative | CFP | Nov 2022 (4y) | |
| Yassine Zahlane | Registered representative | Dec 2022 (4y) | ||
| David L Bailey | Registered representative | Dec 2022 (4y) | ||
| Joseph Arthur Lazazzero | Registered representative | Jan 2023 (4y) | ||
| Thomas Jason Colantuno | Registered representative | Jan 2023 (4y) | ||
| Brandon Alexander Bell | Registered representative | Jan 2023 (4y) | ||
| Hannah Rose Szalay | Registered representative | Jan 2023 (4y) | ||
| Kenric Alan Vezina | Registered representative | Jan 2023 (4y) | ||
| Albert R. Heath | Registered representative | Apr 2023 (3y) | ||
| Melanie Carina Guhit | Registered representative | CFP | Apr 2023 (3y) | |
| Howard Dale Erman | Registered representative | CFP | Apr 2023 (3y) | |
| Daniel George Gimmelli | Registered representative | May 2023 (3y) | ||
| Amadeus John Frega | Registered representative | Jun 2023 (3y) | ||
| Bikramjit Singh Sidhu | Registered representative | Jul 2023 (3y) | ||
| David Marc Shachory | Registered representative | Aug 2023 (3y) | ||
| Dennis Scott Packard | Registered representative | CFP | Sep 2023 (3y) | |
| Kevin Mark Brown | Registered representative | CFP | Sep 2023 (3y) | |
| William Brian Puckett | Registered representative | CFP Personal Financial Specialist | Sep 2023 (3y) | |
| Kelly Meyer Lewis | Registered representative | CFP | Sep 2023 (3y) | |
| Nefartari Titi Ward | Registered representative | CFP | Sep 2023 (3y) | |
| Deborah Kathleen Simonds | Registered representative | Oct 2023 (3y) | ||
| Joshua A Tanata | Registered representative | Oct 2023 (3y) | ||
| Elliot Bruce Herman | Registered representative | CFP | Nov 2023 (3y) | |
| Nathan Jacob Baldwin | Registered representative | CFP CFA | Nov 2023 (3y) | |
| Debra Ann Burns | Registered representative | Nov 2023 (3y) | ||
| Stephanie Ann Manchon | Registered representative | Nov 2023 (3y) | ||
| Drake Hogan | Registered representative | Nov 2023 (3y) | ||
| Eranious Mcneil Murray | Registered representative | Nov 2023 (3y) | ||
| Justin J Boxleiter | Registered representative | Nov 2023 (3y) | ||
| Sergio Anthony Decurtis | Registered representative | Dec 2023 (3y) | ||
| Kenneth Edward Robinson | Registered representative | Jan 2024 (3y) | ||
| Juan Carlos Suarez | Registered representative | Jan 2024 (3y) | ||
| Jonathan D Nida | Registered representative | CFP | Feb 2024 (2y) | |
| William Walker Lohrey | Registered representative | Feb 2024 (2y) | ||
| Bryan Patrick Keorlet | Registered representative | CFA | Mar 2024 (2y) | |
| Amin N Dabit | Registered representative | CFP | Apr 2024 (2y) | |
| Suzanne Lynn Minter | Registered representative | Apr 2024 (2y) | ||
| Benjamin David Hicks | Registered representative | CFP | Apr 2024 (2y) | |
| Kalikolehua Michelle Veiseh | Registered representative | Apr 2024 (2y) | ||
| Michael Andrew Streeto | Registered representative | CFP | Apr 2024 (2y) | |
| Taraneh Mozaffarian | Registered representative | CFP | Apr 2024 (2y) | |
| Karl Bruch | Registered representative | Apr 2024 (2y) | ||
| William Joseph Schultheis | Registered representative | Apr 2024 (2y) | ||
| Therese Elizabeth Mille | Registered representative | May 2024 (2y) | ||
| Kurt S Costa | Registered representative | May 2024 (2y) | ||
| Luke E Gerald | Registered representative | CFP | May 2024 (2y) | |
| Luke James Snyder | Registered representative | May 2024 (2y) | ||
| Celine French | Registered representative | May 2024 (2y) | ||
| Leo Joseph Hull | Registered representative | May 2024 (2y) | ||
| Joel Robert Cabrera | Registered representative | Jun 2024 (2y) | ||
| Laela Susan Erickson | Registered representative | Jun 2024 (2y) | ||
| Grant Thompson | Registered representative | Jun 2024 (2y) | ||
| Mitchel Zev Katz Winnick | Registered representative | Jun 2024 (2y) | ||
| Cody Dalton Draves | Registered representative | Jun 2024 (2y) | ||
| Elaina Marie Evans | Registered representative | Jun 2024 (2y) | ||
| Lisa Michelle Parke | Registered representative | Jun 2024 (2y) | ||
| Dylon May | Registered representative | Jul 2024 (2y) | ||
| Jason Michael Bright | Registered representative | Jul 2024 (2y) | ||
| Neftali Hernandez | Registered representative | Jul 2024 (2y) | ||
| Chase M Gorman | Registered representative | CFP | Jul 2024 (2y) | |
| Christopher Blake Diaz | Registered representative | Aug 2024 (2y) | ||
| Daniel Patrick Abrams | Registered representative | Aug 2024 (2y) | ||
| Donald Anthony Edmunds | Registered representative | Aug 2024 (2y) | ||
| Joel Andrew Koelpin | Registered representative | Aug 2024 (2y) | ||
| Robert Matthew Kinsella | Registered representative | Aug 2024 (2y) | ||
| Harold Whittemore Sherrill | Registered representative | Aug 2024 (2y) | ||
| Lawrence Andrew Forbish | Registered representative | Aug 2024 (2y) | ||
| Emilee Baker | Registered representative | Aug 2024 (2y) | ||
| Brady Allan Ruth | Registered representative | Sep 2024 (2y) | ||
| Thomas Raymond Tedesco | Registered representative | Sep 2024 (2y) | ||
| Robert M Aceves | Registered representative | Sep 2024 (2y) | ||
| Veton Kaba | Registered representative | Sep 2024 (2y) | ||
| Jason Michael Gulosh | Registered representative | CFP | Sep 2024 (2y) | |
| Grant D Walker | Registered representative | Sep 2024 (2y) | ||
| Christopher Joel Sison | Registered representative | Sep 2024 (2y) | ||
| Lionel Perkins | Registered representative | Sep 2024 (2y) | ||
| Anthony Massimo Falco | Registered representative | Oct 2024 (2y) | ||
| Diana Leticia Andersen | Registered representative | Oct 2024 (2y) | ||
| Kirkland Myers | Registered representative | Oct 2024 (2y) | ||
| Mitchel Wanalista | Registered representative | Oct 2024 (2y) | ||
| Ashley Elizabeth Morris | Registered representative | CFP | Oct 2024 (2y) | |
| Han C Lee | Registered representative | Nov 2024 (2y) | ||
| Bobby Emmett | Registered representative | Nov 2024 (2y) | ||
| Mikah Lee Calp | Registered representative | Nov 2024 (2y) | ||
| Peter Joseph Hora | Registered representative | Dec 2024 (2y) | ||
| Karson Kobashi | Registered representative | Dec 2024 (2y) | ||
| James Lee Cook | Registered representative | Dec 2024 (2y) | ||
| William E Toomey | Registered representative | Dec 2024 (2y) | ||
| Matthew John Corley | Registered representative | Jan 2025 (2y) | ||
| Maria Irene Gagne | Registered representative | Jan 2025 (2y) | ||
| Tyler R Schroeder | Registered representative | Feb 2025 (1y) | ||
| Elijah Dean Ochoa | Registered representative | Feb 2025 (1y) | ||
| Vincent Henry Howard | Registered representative | Feb 2025 (1y) | ||
| Javan J Parks | Registered representative | Feb 2025 (1y) | ||
| George R Denham | Registered representative | Mar 2025 (1y) | ||
| Joseph Raskauskas | Registered representative | Mar 2025 (1y) | ||
| Matthew John Almaguer | Registered representative | Mar 2025 (1y) | ||
| Bryan P Rossodivita | Registered representative | Mar 2025 (1y) | ||
| Kile Conley Weaver | Registered representative | Mar 2025 (1y) | ||
| Whitney C Day | Registered representative | Mar 2025 (1y) | ||
| James Jarvis Ellis | Registered representative | CFA | Apr 2025 (1y) | |
| Alfred Einstein | Registered representative | Apr 2025 (1y) | ||
| Timothy Luke Chapman | Registered representative | Apr 2025 (1y) | ||
| Alexander Douglas Gallina | Registered representative | Apr 2025 (1y) | ||
| Justin Perry Hunt | Registered representative | Apr 2025 (1y) | ||
| Hayley Marie Williams | Registered representative | Apr 2025 (1y) | ||
| Ryan Devlin Cahill | Registered representative | CFP CFA | Apr 2025 (1y) | |
| Stephen Arthur Boyle | Registered representative | Apr 2025 (1y) | ||
| Veronica Ann Darlington | Registered representative | CFP | Apr 2025 (1y) | |
| Jason L Vajda | Registered representative | Apr 2025 (1y) | ||
| Gregory Phillip Lawrence | Registered representative | May 2025 (1y) | ||
| David Walter Hill | Registered representative | May 2025 (1y) | ||
| Eric Kalmikoff | Registered representative | May 2025 (1y) | ||
| Ildemaro Antonio Asprino | Registered representative | May 2025 (1y) | ||
| Ryan Perry | Registered representative | May 2025 (1y) | ||
| Houston Slade Holden Scott | Registered representative | May 2025 (1y) | ||
| John Hamilton Mackay | Registered representative | CFA | May 2025 (1y) | |
| Brett Russell Smith | Registered representative | May 2025 (1y) | ||
| Alexander Robert Bukoski | Registered representative | CFP | May 2025 (1y) | |
| Kyle Joseph Evans | Registered representative | May 2025 (1y) | ||
| Grant Todd Sparks | Registered representative | Jun 2025 (1y) | ||
| Besjana Husted | Registered representative | Jun 2025 (1y) | ||
| Brian Patrick Callahan | Registered representative | CFP | Jun 2025 (1y) | |
| Cameron Ott | Registered representative | CFP | Jun 2025 (1y) | |
| Garrett Steven Gunberg | Registered representative | Jun 2025 (1y) | ||
| Luke Pitcher | Registered representative | Jun 2025 (1y) | ||
| Ryan Mcconnell | Registered representative | Jun 2025 (1y) | ||
| Derek Paul Suboticki | Registered representative | CFP | Jun 2025 (1y) | |
| Jaden Jiseung Jeong | Registered representative | Jun 2025 (1y) | ||
| Zachary William Ellis | Registered representative | Jun 2025 (1y) | ||
| Sophia Magdalena Mackey | Registered representative | Jul 2025 (1y) | ||
| Eduardo Ramon Pla Alvarez | Registered representative | Jul 2025 (1y) | ||
| Rodney James Willyerd | Registered representative | CFP | Jul 2025 (1y) | |
| Edward Young Thorne | Registered representative | Jul 2025 (1y) | ||
| Adam Duane Ruhland | Registered representative | Jul 2025 (1y) | ||
| Christopher I. Krznarich | Registered representative | Jul 2025 (1y) | ||
| Jeffrey James Dietz | Registered representative | CFA | Jul 2025 (1y) | |
| Sarah Jayne Fleck | Registered representative | Jul 2025 (1y) | ||
| Christopher Stephen Mattox | Registered representative | Jul 2025 (1y) | ||
| Evan Jared Barr | Registered representative | Jul 2025 (1y) | ||
| Constantine Louis Kartsimas | Registered representative | Jul 2025 (1y) | ||
| Matthew Tomeny | Registered representative | Jul 2025 (1y) | ||
| Sophia Weinert | Registered representative | Jul 2025 (1y) | ||
| James Justin Schenck | Registered representative | Jul 2025 (1y) | ||
| Scelena Russell | Registered representative | Jul 2025 (1y) | ||
| Emma Anne Comiskey | Registered representative | Jul 2025 (1y) | ||
| Alan Woodby | Registered representative | Aug 2025 (1y) | ||
| Tue Quang Tran | Registered representative | Aug 2025 (1y) | ||
| Mark Barrientos | Registered representative | Aug 2025 (1y) | ||
| James Mcdermott | Registered representative | Aug 2025 (1y) | ||
| Khalil Ben Hamadi | Registered representative | Aug 2025 (1y) | ||
| Joseph Zangerle | Registered representative | Aug 2025 (1y) | ||
| Jamie Lynn Rosas | Registered representative | Aug 2025 (1y) | ||
| Jacob Todd Oberender | Registered representative | Aug 2025 (1y) | ||
| Sean Patrick Brady | Registered representative | Aug 2025 (1y) | ||
| Richard Eric Mudd | Registered representative | Aug 2025 (1y) | ||
| Anthony Joseph Piazza | Registered representative | CFP | Sep 2025 (1y) | |
| Daniel Kasman | Registered representative | Sep 2025 (1y) | ||
| Kyle Samuel Page | Registered representative | Sep 2025 (1y) | ||
| Matthew Leonard Erb | Registered representative | Sep 2025 (1y) | ||
| Jochebed Oyindamola Bogunjoko | Registered representative | Sep 2025 (1y) | ||
| David Vazquez | Registered representative | Sep 2025 (1y) | ||
| Dylan Michael Peterson | Registered representative | Sep 2025 (1y) | ||
| Kent Christopher Sadler | Registered representative | Sep 2025 (1y) | ||
| Christopher Campbell Kelemen | Registered representative | Sep 2025 (1y) | ||
| Connor J Koviak | Registered representative | CFP | Sep 2025 (1y) | |
| Drew R Gibson | Registered representative | Sep 2025 (1y) | ||
| Heather Sue Vavra | Registered representative | Sep 2025 (1y) | ||
| Jordan Hasenberg | Registered representative | Sep 2025 (1y) | ||
| Stan Stopsky | Registered representative | Sep 2025 (1y) | ||
| Michael Liersch | Registered representative | Sep 2025 (1y) | ||
| Christopher Jerome Hasenberg | Registered representative | Oct 2025 (1y) | ||
| Jonathan Jeffrey Sagil | Registered representative | Oct 2025 (1y) | ||
| Ryan M Singer | Registered representative | CFP | Oct 2025 (1y) | |
| Ryan Christopher Miller | Registered representative | Oct 2025 (1y) | ||
| Natalia Laura Herken | Registered representative | Oct 2025 (1y) | ||
| William Thaddius Scott La Rue | Registered representative | Oct 2025 (1y) | ||
| Magdalena L Galindo | Registered representative | Nov 2025 (1y) | ||
| James Benjamin Scannell | Registered representative | Nov 2025 (1y) | ||
| Summer Verdugo | Registered representative | Nov 2025 (1y) | ||
| Austin Disper | Registered representative | Nov 2025 (1y) | ||
| Leontios Evangelos Akavalos | Registered representative | Nov 2025 (1y) | ||
| Donald Richard Frank | Registered representative | Nov 2025 (1y) | ||
| Leo Eugene Lauterbach | Registered representative | Nov 2025 (1y) | ||
| Thomas Jay Erb | Registered representative | Nov 2025 (1y) | ||
| Chris Andrew Daniels | Registered representative | Nov 2025 (1y) | ||
| Jeffrey Elliott | Registered representative | Nov 2025 (1y) | ||
| Otoniel Francisco Maxwell | Registered representative | Nov 2025 (1y) | ||
| Kimberly Prince Loney | Registered representative | CFP Chartered Financial Consultant | Nov 2025 (1y) | |
| Michael Rodriguez | Registered representative | Nov 2025 (1y) | ||
| Desiree' Chandler | Registered representative | Dec 2025 (1y) | ||
| Ryan Nicholas Ledet | Registered representative | Dec 2025 (1y) | ||
| Jeff Gonzales | Registered representative | Dec 2025 (1y) | ||
| Carl Anthony Annese | Registered representative | Jan 2026 (1y) | ||
| Daniela Karina Erman | Registered representative | Jan 2026 (1y) | ||
| Edgardo Angel Melendez | Registered representative | Jan 2026 (1y) | ||
| Dante Thomas Abbas | Registered representative | Jan 2026 (1y) | ||
| May Eudora Gottfried | Registered representative | Jan 2026 (1y) | ||
| Ryan Strobach | Registered representative | Jan 2026 (1y) | ||
| Daniel Andres Rothery | Registered representative | Jan 2026 (1y) | ||
| Makayla Dawn Machacek | Registered representative | CFP | Jan 2026 (1y) | |
| Marious Donovan Yancheson | Registered representative | Jan 2026 (1y) | ||
| Stewart Deregt | Registered representative | Jan 2026 (1y) | ||
| Bryant Henry Gauthier | Registered representative | Jan 2026 (1y) | ||
| Thomas Jeffrey Shull | Registered representative | Jan 2026 (1y) | ||
| Michelle Diane Clifford | Registered representative | Jan 2026 (1y) | ||
| Alexander Paul Jordan | Registered representative | Jan 2026 (1y) | ||
| Jordan Isbell | Registered representative | Jan 2026 (1y) | ||
| Joanne Jaeger | Registered representative | Jan 2026 (1y) | ||
| Kari Sue Neller | Registered representative | Jan 2026 (1y) | ||
| Rusty Ullery | Registered representative | Feb 2026 (0y) | ||
| Joseph Hugene Webb | Registered representative | Feb 2026 (0y) | ||
| James Michael Curtis | Registered representative | Feb 2026 (0y) | ||
| Emily C. Stark | Registered representative | Feb 2026 (0y) | ||
| Louis F Gebhard | Registered representative | Feb 2026 (0y) | ||
| Trevor James Santoro | Registered representative | Feb 2026 (0y) | ||
| Javier Alejandro Garza Mora | Registered representative | Feb 2026 (0y) | ||
| John Charles Whitmore | Registered representative | Feb 2026 (0y) | ||
| Dominic Anthony Bova | Registered representative | CFP | Mar 2026 (0y) | |
| Richard Eusebe | Registered representative | Mar 2026 (0y) | ||
| Blake Riddle | Registered representative | Mar 2026 (0y) | ||
| Daniel G Jones | Registered representative | Mar 2026 (0y) | ||
| Thomas Kent Brumfield | Registered representative | Mar 2026 (0y) | ||
| Jordan Johnson | Registered representative | Mar 2026 (0y) | ||
| Joseph Steven Cates | Registered representative | Mar 2026 (0y) | ||
| Shad Earl Spurgin | Registered representative | Mar 2026 (0y) | ||
| Anthony Ferrara | Registered representative | CFP | Mar 2026 (0y) | |
| Brandon Allen Commodore | Registered representative | Mar 2026 (0y) | ||
| Ken Thanh Hung Ngo | Registered representative | CFP | Mar 2026 (0y) | |
| James Warren West | Registered representative | Mar 2026 (0y) | ||
| Paul Andrew Dyson | Registered representative | Mar 2026 (0y) | ||
| Benjamin Shbeeb | Registered representative | Mar 2026 (0y) | ||
| Jack Forjan | Registered representative | Mar 2026 (0y) | ||
| Leonardo Theofilo Viera | Registered representative | Mar 2026 (0y) | ||
| Oriana Lucia Bonsembiante | Registered representative | Mar 2026 (0y) | ||
| Anthony Legg | Registered representative | Mar 2026 (0y) | ||
| Daniel Lee Honeycutt | Registered representative | Apr 2026 (0y) | ||
| Ronnie Edward Dawson | Registered representative | Apr 2026 (0y) | ||
| Zackary Bell | Registered representative | Apr 2026 (0y) | ||
| Amy Clingenpeel Diamond | Registered representative | Apr 2026 (0y) | ||
| Craig Elbert Loewenstein | Registered representative | Apr 2026 (0y) | ||
| Derrick Malcolm Wilson | Registered representative | Apr 2026 (0y) | ||
| Kaeleb Lawrence Smead | Registered representative | Apr 2026 (0y) | ||
| Aamina Nadeem Siddiqui | Registered representative | CFP | Apr 2026 (0y) | |
| Adam Richard Hedberg | Registered representative | Apr 2026 (0y) | ||
| Charles William Keeley | Registered representative | Chartered Financial Consultant | Apr 2026 (0y) | |
| Darlene Anne Eisel | Registered representative | Apr 2026 (0y) | ||
| Gabriel M Maires | Registered representative | Apr 2026 (0y) | ||
| Luke E Boyle | Registered representative | Apr 2026 (0y) | ||
| Aritra Bera | Registered representative | May 2026 (0y) | ||
| Garrett Isaac Galberach | Registered representative | May 2026 (0y) | ||
| Michael Joseph Alba | Registered representative | May 2026 (0y) | ||
| Patrick Bryan Burkhart | Registered representative | May 2026 (0y) | ||
| Rui Mao | Registered representative | CFP | May 2026 (0y) | |
| Michael Steven Morrison | Registered representative | CFP | May 2026 (0y) | |
| Logan Spivey | Registered representative | May 2026 (0y) | ||
| Rohit Mehrotra | Registered representative | May 2026 (0y) | ||
| Ryan T Krug | Registered representative | May 2026 (0y) | ||
| Brian E Kadan | Registered representative | May 2026 (0y) | ||
| Lindsay Graham Whetton | Registered representative | May 2026 (0y) | ||
| Kaitlyn Tate Poss | Registered representative | May 2026 (0y) | ||
| Sandra Maria Bloem Curtis | Registered representative | Jun 2026 (0y) | ||
| Kristofer Leonel Gutierrez | Registered representative | Jun 2026 (0y) | ||
| James Thomas Walker | Registered representative | Jun 2026 (0y) | ||
| Dorath V Chamarthi | Registered representative | Jun 2026 (0y) | ||
| Danielle M Chaisson | Registered representative | Jun 2026 (0y) | ||
| Elena Cristina Lazo Perez | Registered representative | Jun 2026 (0y) | ||
| Anthony John Lenza | Registered representative | Jun 2026 (0y) | ||
| Matthew D Armendaris | Registered representative | Jun 2026 (0y) | ||
| William Douglas Kindle | Registered representative | Jun 2026 (0y) | ||
| Henry O Johnson | Registered representative | Jul 2026 (0y) | ||
| Masi Mott | Registered representative | Jul 2026 (0y) | ||
| Sonny David Edward Licata | Registered representative | CFP | Jul 2026 (0y) | |
| Patrick Scott Campbell | Registered representative | Jul 2026 (0y) | ||
| Brett Allen Patmore | Registered representative | Jul 2026 (0y) | ||
| Daniel Anthony Einstein | Registered representative | Jul 2026 (0y) | ||
| Tyjah J Johnson | Registered representative | Jul 2026 (0y) | ||
| Brian Wesley Hood | Registered representative | Jul 2026 (0y) | ||
| Kevin Monahan Kuptz | Registered representative | CFP | Jul 2026 (0y) | |
| Thomas Marc Harris | Registered representative | CFP | Jul 2026 (0y) | |
| Torry Lyons Dell | Registered representative | Jul 2026 (0y) | ||
| Tyler John Bingham | Registered representative | Jul 2026 (0y) | ||
| Trent Sadler | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Edelman Financial Engines, Llc | Member Manager | Dec 1997 | A | 75% or more |
| The Edelman Financial Engines Center, Llc | Managing Member | Jul 2018 | B | ≈ 56.25% – 100% via Edelman Financial Engines, Llc |
| Edelman Financial Engines Holdings Iv, Llc | Managing Member | Jul 2018 | B | ≈ 42.19% – 100% via The Edelman Financial Engines Center, Llc |
| Edelman Financial Engines Holdings Iii, Llc | Managing Member | Jul 2018 | B | ≈ 31.64% – 100% via Edelman Financial Engines Holdings Iv, Llc |
| Edelman Financial Engines Holdings I, Llc | Managing Member | Jul 2018 | B | ≈ 23.73% – 100% via Edelman Financial Engines Holdings Iii, Llc |
| Edelman Financial Engines Holdings Ii, Inc. | Managing Member | Jul 2018 | B | ≈ 5.93% – 50% via Edelman Financial Engines Investments, Llc |
| Edelman Financial Engines, L.P. | Member Of Edelman Financial Engines Holdings I, Llc | Jul 2018 | B | ≈ 17.8% – 100% via Edelman Financial Engines Holdings I, Llc |
| Edelman Financial Engines Investments, Llc | Member | Jul 2018 | B | ≈ 7.91% – 50% via Edelman Financial Engines Holdings Iii, Llc |
| H&F Flight Gp, Llc | General Partner | Jul 2018 | B | GP / trustee / elected manager of Edelman Financial Engines, L.P. (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- The Edelman Financial Engines Center, Llc: 75% – 100% of Edelman Financial Engines, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Edelman Financial Engines Holdings Iv, Llc: 75% – 100% of The Edelman Financial Engines Center, Llc × 75% – 100% of Edelman Financial Engines, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Edelman Financial Engines Holdings Iii, Llc: 75% – 100% of Edelman Financial Engines Holdings Iv, Llc × 75% – 100% of The Edelman Financial Engines Center, Llc × 75% – 100% of Edelman Financial Engines, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Edelman Financial Engines Holdings I, Llc: 75% – 100% of Edelman Financial Engines Holdings Iii, Llc × 75% – 100% of Edelman Financial Engines Holdings Iv, Llc × 75% – 100% of The Edelman Financial Engines Center, Llc × 75% – 100% of Edelman Financial Engines, Llc × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Edelman Financial Engines Holdings Ii, Inc.: 75% – 100% of Edelman Financial Engines Investments, Llc × 25% – 50% of Edelman Financial Engines Holdings Iii, Llc × 75% – 100% of Edelman Financial Engines Holdings Iv, Llc × 75% – 100% of The Edelman Financial Engines Center, Llc × 75% – 100% of Edelman Financial Engines, Llc × 75% – 100% direct ≈ 5.93% – 50% of the firm
- Edelman Financial Engines, L.P.: 75% – 100% of Edelman Financial Engines Holdings I, Llc × 75% – 100% of Edelman Financial Engines Holdings Iii, Llc × 75% – 100% of Edelman Financial Engines Holdings Iv, Llc × 75% – 100% of The Edelman Financial Engines Center, Llc × 75% – 100% of Edelman Financial Engines, Llc × 75% – 100% direct ≈ 17.8% – 100% of the firm
- Edelman Financial Engines Investments, Llc: 25% – 50% of Edelman Financial Engines Holdings Iii, Llc × 75% – 100% of Edelman Financial Engines Holdings Iv, Llc × 75% – 100% of The Edelman Financial Engines Center, Llc × 75% – 100% of Edelman Financial Engines, Llc × 75% – 100% direct ≈ 7.91% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (96)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Everus 401(k) Plan | Everus Construction Group, Inc. | 1,603 | $195M | 09/01/2024 |
| Cardi's Department Store, Inc. 401(k) Retirement Plan | Cardi's Department Store, Inc. D/B/A Cardi's Furniture | 231 | $21.0M | 07/01/2024 |
| Johnson Matthey Inc. Salaried Employees Savings Investment Plan | Johnson Matthey Inc. | 1,396 | $484M | 07/01/2024 |
| Community Health Center Of Cape Cod 403(b) Plan | Community Health Center Of Cape Cod 403(b) Plan | 229 | $19.5M | 07/01/2024 |
| Hunton Andrews Kurth Llp Retirement Savings Plan | Hunton Andrews Kurth Llp | 1,467 | $1.3B | 04/01/2024 |
| Mdu Resources Group, Inc. 401(k) Retirement Plan | Mdu Resources Group, Inc. | 2,064 | $776M | 01/01/2024 |
| Pinnacle West Capital Corporation Savings Plan | Pinnacle West Capital Corporation | 6,358 | $1.6B | 01/01/2024 |
| Knife River Corporation 401(k) Retirement Plan | Knife River Corporation | 5,546 | $856M | 01/01/2024 |
| Shriver Nursing Services, Inc 403(b) Plan | Shriver Nursing Services, Inc. | 143 | $11.8M | 01/01/2024 |
| Ibm 401(k) Plan | International Business Machines Corporation | 49,030 | $60.4B | 01/01/2024 |
| Black Hills Corporation 401(k) Retirement Savings Plan | Black Hills Corporation | 2,830 | $811M | 01/01/2024 |
| Simplot Retirement Savings Plan | J.R. Simplot Company | 9,014 | $1.6B | 01/01/2024 |
| Penske Automotive Group 401(k) Savings And Retirement Plan | Penske Automotive Group, Inc. | 13,542 | $1.1B | 01/01/2024 |
| The Caci Smart Plan | Caci International, Inc. | 23,471 | $3.9B | 01/01/2024 |
| Greif 401(k) Retirement Plan | Greif Packaging Llc | 6,763 | $863M | 01/01/2024 |
| The Northern Trust Company Thrift Incentive Plan | The Northern Trust Company | 9,702 | $3.3B | 01/01/2024 |
| The Restated Thrift/Profit Sharing Plan For Cooperatives | Heartland Co Op | 674 | $55.0M | 01/01/2024 |
| Homex Savings Plan | Home Experience Llc | 160 | $5.1M | 01/01/2024 |
| The Restated Thrift/Profit Sharing Plan For Cooperatives | Innovative Ag Services Co. | 305 | $38.1M | 01/01/2024 |
| The Restated Thrift/Profit Sharing Plan For Cooperatives | Ag Processing Inc | 1,121 | $187M | 01/01/2024 |
| The Restated Thrift/Profit Sharing Plan For Cooperatives | New Cooperative, Inc. | 1,235 | $114M | 01/01/2024 |
| Gem Plumbing And Heating Co., Inc. Prevailing Wage Plan | Gem Plumbing And Heating Co., Inc. | 735 | $6.2M | 01/01/2024 |
| Matouk Textile Works, Inc 401(k) Plan | Matouk Textile Works, Inc. | 259 | $10.9M | 01/01/2024 |
| The Restated Thrift/Profit Sharing Plan For Cooperatives | Gold Eagle Cooperative | 290 | $39.6M | 01/01/2024 |
| The Western Union Company Incentive Savings Plan | The Western Union Company | 1,368 | $447M | 01/01/2024 |
Top 25 of 96 plans by assets.
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 2.65 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Subscription fees
- • Fixed fees
- • Other fees
- • SET-UP FEES & RELATED SVCS; REIMBURSEMENTS FOR PRINTED MATERIALS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Fidelity Distributors Company Llc $85.3B (26% of AUM) Mar 2026
- Charles Schwab & Co. $73.0B (22% of AUM) Mar 2026
- The Vanguard Group, Inc. $51.4B (16% of AUM) Mar 2026
- Alight Solutions, Llc $34.6B (11% of AUM) Mar 2026
- Voya Retirement Advisors, Llc $32.5B (10% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 24, 2026.
View current Form ADV (SEC/IAPD) ↗