AUMdb

Ibm 401(k) Plan

Sponsored by International Business Machines Corporation · EIN 130871985 · Plan #005

Total assets
$60.4B
Net assets
$59.4B
Active participants
49,030
With balances
147,543

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Blackrock Financial Management, Inc CRD 107105 deterministic · 100% 2024
Financial Engines Advisors L.L.C. CRD 104510 deterministic · 100% 2024
Mercer Investment Solutions Llc CRD 155919 fuzzy_auto · 94% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Statestreet Trustee (institutional), Direct payment from the plan $6,706,853
Prudential Insurance Company Investment management fees (direct), Other insurance wrap fees $3,965,588
Pimco Investment management fees (direct), Other fees $3,483,088
The Loomis, Sayles & Company, L.P. Investment management fees (direct) $2,648,010
Rbc Capital Markets Other insurance wrap fees $2,372,860
New York Life Insurance Company Investment management, Investment management fees (direct) $1,689,647
Metropolitan Life Insurance Company Other insurance fees and expenses $1,638,084
Bridgewater Investment management fees (direct) $1,615,035
Massachusetts Mutual Life Insurance Other insurance wrap fees $1,560,271
Ibm Plan administrator, Other fees, Employee (plan sponsor) $1,405,037
Vanguard Investment management fees (direct) $1,388,233
Blackrock Financial Management Investment management, Direct payment from the plan, Investment management fees (direct) $1,076,149
Western Asset Management Investment management fees (direct) $1,068,031
Jp Morgan Investment advisory (plan), Investment management, Investment management fees (direct) $978,703
Baird Advisors Investment management $847,967
Voya Consulting (general) $818,460
Dodge & Cox Investment management fees (direct), Investment management fees (indirect), Soft dollars commissions $778,449
Mackay Shields, Llc Investment management fees (direct) $400,983
Barings Llc Investment management fees (direct) $367,790
Northeast Retirement Services, Inc. Other services $285,781
Neuberger Berman Investment management fees (direct) $258,473
Willis Towers Watson Consulting (general) $210,312
Edelman Financial Engines, Llc Investment advisory (participants), Investment management $164,003
Jellyvision Lab, Inc. Consulting (general) $146,887
Paul Hastings Legal $126,903
Ivins, Phillips And Barker Legal $61,338
Morningstar Other fees $23,500
Mercer Investment Consulting Inc. Investment advisory (plan) $18,532
Fidelity Investments Institutional Participant loan processing, Recordkeeping fees, Other fees $12,104
Andersen Tax Llc Accounting $5,750