Axos Financial, Inc. 401(k) Plan
Sponsored by Axos Financial, Inc. · EIN 330867444 · Plan #001
- Total assets
- $127M
- Net assets
- $127M
- Active participants
- 1,683
- With balances
- 2,301
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Cambridge Investment Research Advisors, Inc. CRD 134139 | fuzzy_auto · 98% | 2024 |
| Morningstar Investment Management Llc CRD 108031 | fuzzy_auto · 99% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Principal Life Insurance Company | Contract administrator, Participant loan processing, Direct payment from the plan | $242,521 |
| Cambridge Investment Research Advis | Investment advisory (plan), Other fees | $0 |
| Ascensus | Other services, Other fees | $0 |
| Morningstar Investment Management L | Investment advisory (participants), Consulting fees | $0 |