Dubuque Racing Association 401(k) Savings Plan
Sponsored by Dubuque Racing Association Ltd. · EIN 421235183 · Plan #001
- Total assets
- $15.4M
- Net assets
- $15.4M
- Active participants
- 545
- With balances
- 205
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Global Retirement Partners Llc CRD 172011 | deterministic · 100% | 2024 |
| Wellth Advisory Services, Llc CRD 330537 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Empower Annuity Insurance Company | Recordkeeping fees | $38,383 |
| Global Retirement Partners Llc | Investment advisory (plan) | $13,569 |
| Wellth Advisory Services Llc | Investment advisory (plan) | $4,793 |
| Lpl Financial Llc | Other commissions | $0 |