Global Retirement Partners Llc
SEC-registered
Institutional / Pension Advisor · Mega ($100B+)
CRD 172011
· SEC file 801-80074
· San Rafael, CA
· twitter.com
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ADV data as of Jun 29, 2026
- Regulatory AUM
- $170B
- Discretionary
- $55.2B
- Clients
- 28,693
- Avg AUM / client
- $5.9M
- Accounts
- 33,988
- Employees
- 464
AUM over time
$0
$170B
Jul 2014
Jun 2026
Annual snapshots from Form ADV filings · as of Jun 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 11,380 | $3.7B | 2.17% |
| High net worth individuals | 5,960 | $6.9B | 4.04% |
| Pension and profit sharing plans | 11,120 | $159B | 93.5% |
| Charitable organizations | 64 | $134M | 0.08% |
| Corporations and other businesses | 169 | $283M | 0.17% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C. Showing first 100 of 1,529.
People (475)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Cosmo Charles Gould | Cco | Sep 2014 (12y) | Less than 5% | |
| Russell Alan Frierson | Coo | Apr 2016 (10y) | Less than 5% | |
| Sokolic, Adam | Vice President | Sep 2019 (7y) | Less than 5% | |
| White, Geoffrey, Robert | Ceo, President | Dec 2022 (4y) | Less than 5% | |
| Campbell, Karen, Elaine | Chief Analytics Officer | Apr 2024 (2y) | Less than 5% | |
| Austin Douglas Gwilliam | Registered representative | Jul 2014 (12y) | ||
| Jason Stephen Jeskey | Registered representative | Jul 2014 (12y) | ||
| Kyle Robert Posvistak | Registered representative | Jul 2014 (12y) | ||
| Alexander William Hargrave | Registered representative | Sep 2014 (12y) | ||
| Wesley Allan Clark | Registered representative | Sep 2014 (12y) | ||
| Luke S Barnett | Registered representative | Sep 2014 (12y) | ||
| Rohn Steven Trieglaff | Registered representative | Sep 2014 (12y) | ||
| Virginia Krieger Sutton | Registered representative | Sep 2014 (12y) | ||
| Derry Earl Cook | Registered representative | Sep 2014 (12y) | ||
| Michael Reese Johnson | Registered representative | Sep 2014 (12y) | ||
| Robert Joseph Basil Kotler | Registered representative | Sep 2014 (12y) | ||
| Stephen L. Dobrow | Registered representative | Sep 2014 (12y) | ||
| Dianne Moon Clark | Registered representative | Oct 2014 (12y) | ||
| Robert Bryan Burkhart | Registered representative | Oct 2014 (12y) | ||
| Aimee B Price | Registered representative | Jan 2015 (12y) | ||
| Blake Alexander Thibault | Registered representative | Jan 2015 (12y) | ||
| John Mckenzie Clark | Registered representative | Jan 2015 (12y) | ||
| Marcella Molinare Saliba | Registered representative | Jan 2015 (12y) | ||
| Rebecca Marie Tapia | Registered representative | Jan 2015 (12y) | ||
| Marc Joseph Rohr | Registered representative | Jan 2015 (12y) | ||
| Timothy Allen Herb | Registered representative | CFP | Jan 2015 (12y) | |
| Barbara Jean Delaney | Registered representative | Apr 2015 (11y) | ||
| Chad James Larsen | Registered representative | Chartered Financial Consultant | Apr 2015 (11y) | |
| Zachory Smith Huish | Registered representative | CFP | Apr 2015 (11y) | |
| Paul Lamb | Registered representative | Apr 2015 (11y) | ||
| Mathew Corey Whitehead | Registered representative | Apr 2015 (11y) | ||
| Russell Todd Mcalonie | Registered representative | May 2015 (11y) | ||
| Kirk Watson Welch | Registered representative | CFP | May 2015 (11y) | |
| Michael Jon Gheen | Registered representative | Personal Financial Specialist | Jul 2015 (11y) | |
| Daren Daniel Alcantar | Registered representative | Aug 2015 (11y) | ||
| Nicholas James Briggs | Registered representative | Nov 2015 (11y) | ||
| Derek Huntington Coburn | Registered representative | Nov 2015 (11y) | ||
| Jay Richard Sanford | Registered representative | Nov 2015 (11y) | ||
| Joseph Fredrick Denoyior | Registered representative | Nov 2015 (11y) | ||
| Jeffrey D Hamblen | Registered representative | CFP Chartered Financial Consultant | Nov 2015 (11y) | |
| Mark Jensen | Registered representative | Nov 2015 (11y) | ||
| Steven Wayne Dorman | Registered representative | Chartered Financial Consultant | Nov 2015 (11y) | |
| Thomas Richard Leverone | Registered representative | Chartered Financial Consultant | Nov 2015 (11y) | |
| Colin Merrill Clark | Registered representative | Nov 2015 (11y) | ||
| Eric Joseph Lazzari | Registered representative | Nov 2015 (11y) | ||
| Matthew Washek | Registered representative | Nov 2015 (11y) | ||
| Gregg Hagop Andonian | Registered representative | CFP | Dec 2015 (11y) | |
| William John Horn | Registered representative | Jan 2016 (11y) | ||
| Brian Michael Mcguiness | Registered representative | Jan 2016 (11y) | ||
| Angela Marie Mirrione | Registered representative | Jan 2016 (11y) | ||
| Lauren Kimball Loehning | Registered representative | CFP | Jan 2016 (11y) | |
| David Louis Marcinowski | Registered representative | Feb 2016 (10y) | ||
| Philip Jude Fogli | Registered representative | CFP | Feb 2016 (10y) | |
| Philip John Fogli | Registered representative | CFP Chartered Financial Consultant | Feb 2016 (10y) | |
| Marcos Ramon Lopez | Registered representative | Feb 2016 (10y) | ||
| Ellen Reeva Lander | Registered representative | May 2016 (10y) | ||
| James Francis Sampson | Registered representative | Jun 2016 (10y) | ||
| Christopher James Basse | Registered representative | Jun 2016 (10y) | ||
| Mark Paul Salamone | Registered representative | Jul 2016 (10y) | ||
| Richard J Cawthorne | Registered representative | Jul 2016 (10y) | ||
| David A Bradshaw | Registered representative | Jul 2016 (10y) | ||
| Sean C Kelly | Registered representative | Jul 2016 (10y) | ||
| Andrew William Ryan | Registered representative | Aug 2016 (10y) | ||
| Thomas J Vine | Registered representative | Aug 2016 (10y) | ||
| Andrew Sullivan Dooley | Registered representative | Aug 2016 (10y) | ||
| Joshua M Kopec | Registered representative | Sep 2016 (10y) | ||
| Douglas Ross Peete | Registered representative | Chartered Financial Consultant | Nov 2016 (10y) | |
| Deena Marie Rini | Registered representative | Nov 2016 (10y) | ||
| Michelle Renee Smith | Registered representative | Dec 2016 (10y) | ||
| Pamela Ann Brooks | Registered representative | Jan 2017 (10y) | ||
| Eduardo Gimenez | Registered representative | CFP | Jan 2017 (10y) | |
| James Hunter Strother | Registered representative | Jan 2017 (10y) | ||
| Steven Kenneth Heger | Registered representative | Jan 2017 (10y) | ||
| Kelli Jean Davis | Registered representative | Feb 2017 (9y) | ||
| Kristi K Baker | Registered representative | Chartered Financial Consultant | Feb 2017 (9y) | |
| Fredrick Nicholas Kelley | Registered representative | Mar 2017 (9y) | ||
| Pierre Merujan Movsessian | Registered representative | Mar 2017 (9y) | ||
| Teni Shahnazarian | Registered representative | Mar 2017 (9y) | ||
| Andrea Marie Badza | Registered representative | Chartered Financial Consultant | Apr 2017 (9y) | |
| Thomas Badger Herbruck | Registered representative | CFP | Apr 2017 (9y) | |
| David Lawrence Hojlo | Registered representative | May 2017 (9y) | ||
| Jeffery Neal Hughes | Registered representative | May 2017 (9y) | ||
| Dennis Michael Duval | Registered representative | Jun 2017 (9y) | ||
| Jenna Kay Witherbee | Registered representative | Jun 2017 (9y) | ||
| Jessica Renee Ballin | Registered representative | Jun 2017 (9y) | ||
| Michael Keith Smith | Registered representative | Aug 2017 (9y) | ||
| John Shannon Beh | Registered representative | Sep 2017 (9y) | ||
| Dennis Michael Leahy | Registered representative | Sep 2017 (9y) | ||
| David Robert Krimm | Registered representative | CFP | Sep 2017 (9y) | |
| Michael Edward Devlin | Registered representative | Sep 2017 (9y) | ||
| Craig Thomas Christo | Registered representative | Oct 2017 (9y) | ||
| John Ray Gobble | Registered representative | Nov 2017 (9y) | ||
| Scott Roger Kimble | Registered representative | Nov 2017 (9y) | ||
| Jere Wade Elbakri | Registered representative | Nov 2017 (9y) | ||
| Robert Cameron Cooke | Registered representative | Nov 2017 (9y) | ||
| Charles Arthur Munkwitz | Registered representative | Dec 2017 (9y) | ||
| Keith Allen Berry | Registered representative | Dec 2017 (9y) | ||
| Laura Lee Odea | Registered representative | Jan 2018 (9y) | ||
| Kenneth Jason Day | Registered representative | Feb 2018 (8y) | ||
| Anthony Michael Calomeni | Registered representative | Feb 2018 (8y) | ||
| Scott Michael Emering | Registered representative | Feb 2018 (8y) | ||
| Charles Curtis Gupton | Registered representative | Feb 2018 (8y) | ||
| Grant Richard Argall | Registered representative | Mar 2018 (8y) | ||
| Donald Lawrence German | Registered representative | Apr 2018 (8y) | ||
| Sarah Lynn Anthofer | Registered representative | Apr 2018 (8y) | ||
| Mark Fredrick Rubinstein | Registered representative | May 2018 (8y) | ||
| Nicole Rhind | Registered representative | May 2018 (8y) | ||
| Dallas Lawrence Otter | Registered representative | Jul 2018 (8y) | ||
| Joseph William Nierman | Registered representative | Sep 2018 (8y) | ||
| Sean Christian Bjork | Registered representative | Sep 2018 (8y) | ||
| Charlotte Ashley Macfarlane | Registered representative | Oct 2018 (8y) | ||
| Tuan Tran Phan | Registered representative | Oct 2018 (8y) | ||
| Wayne Eric Greenough | Registered representative | Oct 2018 (8y) | ||
| Elsie Louise Criswell | Registered representative | Oct 2018 (8y) | ||
| Gerald Irwin Kalish | Registered representative | Nov 2018 (8y) | ||
| Leonard Beers | Registered representative | Nov 2018 (8y) | ||
| Mark Neil Levin | Registered representative | CFP | Nov 2018 (8y) | |
| Stace Alan Hilbrant | Registered representative | Nov 2018 (8y) | ||
| David Ira Gensler | Registered representative | Nov 2018 (8y) | ||
| Tuy Lien Thi Tran | Registered representative | Jan 2019 (8y) | ||
| Matthew John Rivers | Registered representative | Jan 2019 (8y) | ||
| Evan Alexander Avery | Registered representative | CFP | Feb 2019 (7y) | |
| Renee Lynn Carter | Registered representative | CFP | Feb 2019 (7y) | |
| Wilson Blanton Garnett | Registered representative | Feb 2019 (7y) | ||
| William Francis Higgins | Registered representative | Mar 2019 (7y) | ||
| Ronald Arthur Woody | Registered representative | CFP | Mar 2019 (7y) | |
| Trent Dana Bryson | Registered representative | Mar 2019 (7y) | ||
| Christopher N Vandeberg | Registered representative | Mar 2019 (7y) | ||
| Amy Gomez | Registered representative | Mar 2019 (7y) | ||
| Daniel James O'sullivan | Registered representative | Mar 2019 (7y) | ||
| John Friedrich Wenz | Registered representative | Mar 2019 (7y) | ||
| Karen Lewis Sciarra | Registered representative | Mar 2019 (7y) | ||
| Richard Hepp | Registered representative | Mar 2019 (7y) | ||
| Andrew James De Groat | Registered representative | Apr 2019 (7y) | ||
| Christopher Charles Knoche | Registered representative | Apr 2019 (7y) | ||
| Clifford Cowles | Registered representative | May 2019 (7y) | ||
| Stewart Alan Macdonald | Registered representative | Chartered Financial Consultant | May 2019 (7y) | |
| John Joseph Biondo | Registered representative | Jun 2019 (7y) | ||
| Stephanie Renee Richardson | Registered representative | Jun 2019 (7y) | ||
| Stephen Robert Karam | Registered representative | Chartered Financial Consultant | Aug 2019 (7y) | |
| Michael Lyons Thomas | Registered representative | Sep 2019 (7y) | ||
| Brooke Candace Delaney | Registered representative | Oct 2019 (7y) | ||
| Trey Parker Timmerman | Registered representative | CFP | Oct 2019 (7y) | |
| Patrick Winston Lillis | Registered representative | Oct 2019 (7y) | ||
| Ambler P Selway | Registered representative | Oct 2019 (7y) | ||
| Gerad Martin Thorell | Registered representative | Oct 2019 (7y) | ||
| Peter William Grassi | Registered representative | Oct 2019 (7y) | ||
| Robert Clements | Registered representative | Chartered Financial Consultant | Oct 2019 (7y) | |
| Regina Marie Buchholz | Registered representative | Nov 2019 (7y) | ||
| Douglas Daniel Macdonald | Registered representative | CFP | Nov 2019 (7y) | |
| Bruce Edward Jensen | Registered representative | Jan 2020 (7y) | ||
| Kimberly Cochrane | Registered representative | Feb 2020 (6y) | ||
| Gary Alan Carpenter | Registered representative | Feb 2020 (6y) | ||
| Walter Grant | Registered representative | Chartered Financial Consultant | Feb 2020 (6y) | |
| Matthew James Rauen | Registered representative | May 2020 (6y) | ||
| Jason Tyrone Stanfield | Registered representative | Chartered Financial Consultant | May 2020 (6y) | |
| Kevin Luke Price | Registered representative | May 2020 (6y) | ||
| Mark Anzo Tonelli | Registered representative | Jul 2020 (6y) | ||
| Brianne Leigh Peterson | Registered representative | Jul 2020 (6y) | ||
| Stephen Michael Cunha | Registered representative | CFP | Jul 2020 (6y) | |
| Andrew Joseph Cooper | Registered representative | Aug 2020 (6y) | ||
| Nicholas Ryan Natzke | Registered representative | Oct 2020 (6y) | ||
| Edward Jordan Wertz | Registered representative | Oct 2020 (6y) | ||
| Brayden P El Bakri | Registered representative | Dec 2020 (6y) | ||
| Andrew Shannon Michael | Registered representative | CFP | Dec 2020 (6y) | |
| Darrell Wayne Ellisor | Registered representative | Chartered Financial Consultant | Jan 2021 (6y) | |
| Janine Jefferson Moore | Registered representative | Jan 2021 (6y) | ||
| Joseph James Conzelman | Registered representative | Jan 2021 (6y) | ||
| Daniel Alcala | Registered representative | Feb 2021 (5y) | ||
| Christopher L West | Registered representative | Feb 2021 (5y) | ||
| Blake Allen Hiett | Registered representative | Feb 2021 (5y) | ||
| David John Medina | Registered representative | CFP | Feb 2021 (5y) | |
| Noel Adams | Registered representative | Feb 2021 (5y) | ||
| Spencer Josiah Stilwell | Registered representative | Feb 2021 (5y) | ||
| Todd Everett Timmerman | Registered representative | Mar 2021 (5y) | ||
| Dale Robert Powers | Registered representative | Mar 2021 (5y) | ||
| Matthew David Morris | Registered representative | Mar 2021 (5y) | ||
| Brandy M Cumberledge | Registered representative | Apr 2021 (5y) | ||
| Peter D Vacheron | Registered representative | Chartered Financial Consultant | Jun 2021 (5y) | |
| Charles David Epstein | Registered representative | Chartered Financial Consultant | Jun 2021 (5y) | |
| Christopher Peter Michael Hersel | Registered representative | Jun 2021 (5y) | ||
| Grantham Buntin | Registered representative | Jun 2021 (5y) | ||
| Douglas Stalter | Registered representative | Jun 2021 (5y) | ||
| Evan Louis Anderson | Registered representative | Jun 2021 (5y) | ||
| Therese Hatzes Anderson | Registered representative | Jun 2021 (5y) | ||
| Wayne Everett Boenig | Registered representative | CFP CFA | Jun 2021 (5y) | |
| Garrett Drew Anderson | Registered representative | Jun 2021 (5y) | ||
| Abbie Watson Cone | Registered representative | Jun 2021 (5y) | ||
| James Trevor Oshaughnessy | Registered representative | Jul 2021 (5y) | ||
| Jeremy Robert Weith | Registered representative | Jul 2021 (5y) | ||
| Scott Randall Nelson | Registered representative | Jul 2021 (5y) | ||
| Jon Tribbel | Registered representative | Jul 2021 (5y) | ||
| Daintry Noelle Price | Registered representative | CFP | Jul 2021 (5y) | |
| David Ryan Bushnell | Registered representative | CFP | Aug 2021 (5y) | |
| Anthony Steven Tomasula | Registered representative | Aug 2021 (5y) | ||
| Scott E Krase | Registered representative | Aug 2021 (5y) | ||
| Sherri Fryatt | Registered representative | Sep 2021 (5y) | ||
| Benjamin Mark Murphy | Registered representative | Oct 2021 (5y) | ||
| Carl D Dekle | Registered representative | Oct 2021 (5y) | ||
| Craig Alan Burtis | Registered representative | Oct 2021 (5y) | ||
| Kelly Anne O'keef Tyriver | Registered representative | Nov 2021 (5y) | ||
| Angela M Walsh | Registered representative | Nov 2021 (5y) | ||
| Brian Day | Registered representative | Nov 2021 (5y) | ||
| Daniel Norman Fowler | Registered representative | CFP | Nov 2021 (5y) | |
| Douglas Wade Johnson | Registered representative | Nov 2021 (5y) | ||
| Joseph Francis Bonasera | Registered representative | Nov 2021 (5y) | ||
| Mark Mammola | Registered representative | Nov 2021 (5y) | ||
| Matthew Patrick Greene | Registered representative | CFP | Nov 2021 (5y) | |
| Patricia M Gildea | Registered representative | CFP | Nov 2021 (5y) | |
| Jason Edward Minnella | Registered representative | Nov 2021 (5y) | ||
| Charles Howard Kennedy | Registered representative | Dec 2021 (5y) | ||
| James Jacob Bartoszewicz | Registered representative | Dec 2021 (5y) | ||
| Steven James Bartoszewicz | Registered representative | Dec 2021 (5y) | ||
| Richard Mario Annunziata | Registered representative | Dec 2021 (5y) | ||
| Duncan Michael Purvis | Registered representative | Feb 2022 (5y) | ||
| Hedyeh Arjomand | Registered representative | Mar 2022 (4y) | ||
| Kyle David Brown | Registered representative | Mar 2022 (4y) | ||
| Susan R Blassingame | Registered representative | Apr 2022 (4y) | ||
| John R Kelly | Registered representative | Apr 2022 (4y) | ||
| Ryan Finnell | Registered representative | May 2022 (4y) | ||
| Michael Gilbert Finnell | Registered representative | May 2022 (4y) | ||
| Christopher John Tarquinio | Registered representative | May 2022 (4y) | ||
| Robert John Devalle | Registered representative | Chartered Financial Consultant | May 2022 (4y) | |
| Joseph Anthony Simmons | Registered representative | May 2022 (4y) | ||
| Jeffery Ronald Van Ry | Registered representative | May 2022 (4y) | ||
| Carol Lynn Iannessa | Registered representative | May 2022 (4y) | ||
| Cameron David Heger | Registered representative | Jun 2022 (4y) | ||
| Rick Lewis Horton | Registered representative | Jun 2022 (4y) | ||
| Scott Larry Schlappi | Registered representative | Jun 2022 (4y) | ||
| Todd Mathew Schlappi | Registered representative | Jun 2022 (4y) | ||
| Tyler J Deck | Registered representative | Jun 2022 (4y) | ||
| Ciara Sharp Hanratty | Registered representative | CFP | Jun 2022 (4y) | |
| Russell Lew Warye | Registered representative | Jul 2022 (4y) | ||
| Taylor Brad Dance | Registered representative | Jul 2022 (4y) | ||
| Terra Ann Jahns | Registered representative | Jul 2022 (4y) | ||
| Ignacio E Morrell | Registered representative | Jul 2022 (4y) | ||
| Justin Douglas Fisk | Registered representative | CFA | Jul 2022 (4y) | |
| Michael Steven Flahaven | Registered representative | CFP | Jul 2022 (4y) | |
| Peter Anthony Ladas | Registered representative | Chartered Financial Consultant | Jul 2022 (4y) | |
| Jasonn Donald Potter | Registered representative | Jul 2022 (4y) | ||
| Patrick Thomas Jordan | Registered representative | Jul 2022 (4y) | ||
| Rocky John Pratt | Registered representative | Jul 2022 (4y) | ||
| Frederik Arroyave | Registered representative | Jul 2022 (4y) | ||
| Patrick Kevin Mckiernan | Registered representative | Jul 2022 (4y) | ||
| Wesley David Previant | Registered representative | Jul 2022 (4y) | ||
| Joey Goodspeed | Registered representative | Jul 2022 (4y) | ||
| Susan Mary Gibbs | Registered representative | Jul 2022 (4y) | ||
| Teresa Elizabeth Gray | Registered representative | Jul 2022 (4y) | ||
| Mark Edward Laughton | Registered representative | Aug 2022 (4y) | ||
| Ruben M Hernandez | Registered representative | Aug 2022 (4y) | ||
| Brandi Ann Wentz | Registered representative | Aug 2022 (4y) | ||
| Camryn Danielle Holt | Registered representative | Aug 2022 (4y) | ||
| Gena Maier | Registered representative | Aug 2022 (4y) | ||
| Thomas Michael Santabarbara | Registered representative | Aug 2022 (4y) | ||
| Jeffrey Scott Bennett | Registered representative | Aug 2022 (4y) | ||
| Brendan Gary Diette | Registered representative | Sep 2022 (4y) | ||
| Michael James Driscoll | Registered representative | Sep 2022 (4y) | ||
| Bennett Gerard Fitzmaurice | Registered representative | Sep 2022 (4y) | ||
| Erin D Cominole | Registered representative | Sep 2022 (4y) | ||
| Trevor Max Brody | Registered representative | Sep 2022 (4y) | ||
| Sarah Ann Colotto | Registered representative | Oct 2022 (4y) | ||
| Roderick Shane Wood | Registered representative | Oct 2022 (4y) | ||
| Kelly Lee Ausburn | Registered representative | CFP | Nov 2022 (4y) | |
| Curtis Lee Knorr | Registered representative | CFA | Dec 2022 (4y) | |
| Michael Patrick Thompson | Registered representative | Personal Financial Specialist | Dec 2022 (4y) | |
| Spencer Steven Welch | Registered representative | CFP | Feb 2023 (3y) | |
| Jeffrey A Jenness | Registered representative | Feb 2023 (3y) | ||
| Charles Griffin Burke | Registered representative | CFP | Mar 2023 (3y) | |
| Virginia Elizabeth Ryan | Registered representative | Mar 2023 (3y) | ||
| Diana Yvette Gonzalez | Registered representative | Apr 2023 (3y) | ||
| Lee Vincent Bethel | Registered representative | Chartered Financial Consultant | Apr 2023 (3y) | |
| Angela Lee Talbot | Registered representative | Apr 2023 (3y) | ||
| Lisa Ann Thompson | Registered representative | May 2023 (3y) | ||
| Sarah June Boring | Registered representative | May 2023 (3y) | ||
| Stefan Nabih Sabbagh | Registered representative | May 2023 (3y) | ||
| Tyler Marshall Brewer | Registered representative | May 2023 (3y) | ||
| Carley Peraza | Registered representative | May 2023 (3y) | ||
| Amy Charbonneau Burk | Registered representative | CFP | Jun 2023 (3y) | |
| James Charbonneau | Registered representative | Jun 2023 (3y) | ||
| Kristopher Maleski | Registered representative | Jun 2023 (3y) | ||
| Joseph Donald Capouch | Registered representative | Jul 2023 (3y) | ||
| Philip E Hecker | Registered representative | Jul 2023 (3y) | ||
| Seth Erik Grano | Registered representative | CFP | Jul 2023 (3y) | |
| Bridger J El Bakri | Registered representative | Aug 2023 (3y) | ||
| Charles George Breschi | Registered representative | Aug 2023 (3y) | ||
| Craig Whalen Ulep | Registered representative | Aug 2023 (3y) | ||
| Haswell Mccullough Franklin | Registered representative | Aug 2023 (3y) | ||
| James Ms Franklin | Registered representative | Aug 2023 (3y) | ||
| William Dunkley Franklin | Registered representative | CFP | Sep 2023 (3y) | |
| Michael Ryan Madsen | Registered representative | Oct 2023 (3y) | ||
| David Kelley Todd | Registered representative | Oct 2023 (3y) | ||
| Mary Kathleen Piraino | Registered representative | Oct 2023 (3y) | ||
| David Anthony Carr | Registered representative | Oct 2023 (3y) | ||
| Timothy Paul Nelson | Registered representative | Oct 2023 (3y) | ||
| Howard Nevins Bienenfeld | Registered representative | Oct 2023 (3y) | ||
| Keven Milgram | Registered representative | CFP | Oct 2023 (3y) | |
| Mitchell Bradley Starr | Registered representative | Oct 2023 (3y) | ||
| Shir Keidan Mcgettigan | Registered representative | Oct 2023 (3y) | ||
| Alexander George Assaley | Registered representative | Oct 2023 (3y) | ||
| Allison Louise Rosenberg | Registered representative | Oct 2023 (3y) | ||
| Corbin James Larsen | Registered representative | Oct 2023 (3y) | ||
| Elizabeth Kathleen Rehbehn | Registered representative | Oct 2023 (3y) | ||
| James Eric Keenehan | Registered representative | Oct 2023 (3y) | ||
| Marc Bienenfeld | Registered representative | Oct 2023 (3y) | ||
| Samantha Kaufman | Registered representative | Oct 2023 (3y) | ||
| Regan Michael Turner | Registered representative | CFP | Nov 2023 (3y) | |
| Brian Lynch Collins | Registered representative | CFA | Nov 2023 (3y) | |
| Craig Novek | Registered representative | Nov 2023 (3y) | ||
| Jacalyn Murray | Registered representative | Nov 2023 (3y) | ||
| Matthew Michael Oliveira | Registered representative | Nov 2023 (3y) | ||
| Robert Paul Gottschling | Registered representative | Chartered Financial Consultant | Nov 2023 (3y) | |
| William James Snoke | Registered representative | Nov 2023 (3y) | ||
| Jenna Elaine Bredvik | Registered representative | Nov 2023 (3y) | ||
| Sarah Horn | Registered representative | Nov 2023 (3y) | ||
| Allie Elizabeth Starr | Registered representative | Nov 2023 (3y) | ||
| Michael Pontillo | Registered representative | Nov 2023 (3y) | ||
| Jenna Michelle Bienenfeld | Registered representative | Dec 2023 (3y) | ||
| Eugene Rogatnik | Registered representative | Dec 2023 (3y) | ||
| Joan Lawlor O'leary | Registered representative | Dec 2023 (3y) | ||
| Kristin Baker | Registered representative | Jan 2024 (3y) | ||
| Kelly Susan Carlson | Registered representative | Feb 2024 (2y) | ||
| Patrick J Morrell | Registered representative | Feb 2024 (2y) | ||
| Justin Alexander Londergan | Registered representative | Mar 2024 (2y) | ||
| Robert Lowell Lyon | Registered representative | Mar 2024 (2y) | ||
| Wesley John Kubik | Registered representative | Apr 2024 (2y) | ||
| David Lawrence Wolven | Registered representative | Apr 2024 (2y) | ||
| Hafiz B. Shekh | Registered representative | May 2024 (2y) | ||
| Timothy Andrew Vieth | Registered representative | May 2024 (2y) | ||
| Nathan Palmer Schlappi | Registered representative | Jun 2024 (2y) | ||
| Sonya Spagnola | Registered representative | Jun 2024 (2y) | ||
| Alfred Ronald Santo | Registered representative | Jun 2024 (2y) | ||
| Diana S Levin | Registered representative | Jul 2024 (2y) | ||
| Mason Bonnycastle Hardy | Registered representative | CFP | Jul 2024 (2y) | |
| Rhett Nolan Sinclair | Registered representative | CFP | Jul 2024 (2y) | |
| Samuel Alex Boulware | Registered representative | CFP | Jul 2024 (2y) | |
| Terry Allen Crenshaw | Registered representative | Jul 2024 (2y) | ||
| William Herbert Phillips | Registered representative | CFP | Jul 2024 (2y) | |
| Christopher Sloop | Registered representative | CFP | Jul 2024 (2y) | |
| James William Barnett | Registered representative | Chartered Financial Consultant | Jul 2024 (2y) | |
| Matthew Lee Bowers | Registered representative | Jul 2024 (2y) | ||
| Neil S Decker | Registered representative | CFP | Jul 2024 (2y) | |
| Christopher James Clark | Registered representative | Aug 2024 (2y) | ||
| Jennifer Lucille Cooper | Registered representative | Aug 2024 (2y) | ||
| Anthony John Feola | Registered representative | Aug 2024 (2y) | ||
| Jakelyn Krisha Cruz | Registered representative | Aug 2024 (2y) | ||
| Adam Sanders | Registered representative | Sep 2024 (2y) | ||
| Charles Jacob Taylor | Registered representative | Sep 2024 (2y) | ||
| Marcus Hiro Sasaki | Registered representative | Sep 2024 (2y) | ||
| Brahm Jacob Rossiter | Registered representative | Sep 2024 (2y) | ||
| Maryam Alyce Houston | Registered representative | Sep 2024 (2y) | ||
| Spencer Smith | Registered representative | Sep 2024 (2y) | ||
| Tamara A Stewart | Registered representative | Sep 2024 (2y) | ||
| Oxana Lichinsky | Registered representative | Oct 2024 (2y) | ||
| Richard Vincent Incorvati | Registered representative | Oct 2024 (2y) | ||
| Jeffrey Kenneth Boll | Registered representative | Nov 2024 (2y) | ||
| Andrew R Musial | Registered representative | Nov 2024 (2y) | ||
| William Michael Peragine | Registered representative | Nov 2024 (2y) | ||
| Anna Kemp | Registered representative | Nov 2024 (2y) | ||
| Robert Charles Mckeon | Registered representative | Dec 2024 (2y) | ||
| Eric Dennis Boldger | Registered representative | Dec 2024 (2y) | ||
| Manuel Mejia | Registered representative | Dec 2024 (2y) | ||
| Charles P. Merrick | Registered representative | Jan 2025 (2y) | ||
| David Taylor Pitz | Registered representative | Jan 2025 (2y) | ||
| Jennifer Marie Owen | Registered representative | CFP | Jan 2025 (2y) | |
| Matthew Joseph Finnell | Registered representative | Jan 2025 (2y) | ||
| Steven James Nauta | Registered representative | Jan 2025 (2y) | ||
| Samuel W Balke | Registered representative | Jan 2025 (2y) | ||
| Torey Michael Edwards | Registered representative | Jan 2025 (2y) | ||
| Christopher William Warner | Registered representative | Jan 2025 (2y) | ||
| Daniel Thomas Demarco | Registered representative | Jan 2025 (2y) | ||
| Andrew Clark Goeller | Registered representative | Jan 2025 (2y) | ||
| Amanda Jayne Banta | Registered representative | Jan 2025 (2y) | ||
| Catherine Marie Jaeger | Registered representative | Jan 2025 (2y) | ||
| Lauren Ashley Mcbeth | Registered representative | Jan 2025 (2y) | ||
| Michael Joe Furrer | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Alisha Virag Wesser | Registered representative | CFP | Jan 2025 (2y) | |
| Hannah Eve Telford | Registered representative | Feb 2025 (1y) | ||
| Kyle Andrew Savick | Registered representative | Feb 2025 (1y) | ||
| Danielle Rose O'brien | Registered representative | Feb 2025 (1y) | ||
| Jordan Fleming Sibler | Registered representative | Feb 2025 (1y) | ||
| Meredith Grace Coffey | Registered representative | Feb 2025 (1y) | ||
| Steven Walter Glasgow | Registered representative | CFA | Feb 2025 (1y) | |
| Lucas W Rogers | Registered representative | Feb 2025 (1y) | ||
| Katie Lynn Koss | Registered representative | Mar 2025 (1y) | ||
| Grant Michael Ross | Registered representative | Mar 2025 (1y) | ||
| Kyle Jay Russell | Registered representative | Apr 2025 (1y) | ||
| Alexander Ross Naki | Registered representative | Apr 2025 (1y) | ||
| Michael Kellen Naki | Registered representative | Apr 2025 (1y) | ||
| Randolph Christopher Breaux | Registered representative | Apr 2025 (1y) | ||
| Steven Cody Smith | Registered representative | Apr 2025 (1y) | ||
| Blake Richard Schreck | Registered representative | Apr 2025 (1y) | ||
| Stephanie Gingrich | Registered representative | Apr 2025 (1y) | ||
| Robert Michael Georgiou | Registered representative | May 2025 (1y) | ||
| Joseph Michael Koury | Registered representative | May 2025 (1y) | ||
| Michael John Hamilton | Registered representative | May 2025 (1y) | ||
| Robby J Rodriguez | Registered representative | May 2025 (1y) | ||
| Jacob Timothy Melvin | Registered representative | May 2025 (1y) | ||
| Luke Caplan | Registered representative | Jun 2025 (1y) | ||
| Patrick Charles Sheridan | Registered representative | Jun 2025 (1y) | ||
| Dewitt Charles Miles | Registered representative | Jul 2025 (1y) | ||
| Patrick Ilcin | Registered representative | Jul 2025 (1y) | ||
| Jonathan Tyler Anderson | Registered representative | Jul 2025 (1y) | ||
| Catherine Lea Kilmer | Registered representative | Sep 2025 (1y) | ||
| John Douglas Mcdaniels | Registered representative | Sep 2025 (1y) | ||
| Angela Lisa Beidleman | Registered representative | Oct 2025 (1y) | ||
| Brendan Patrick Speers | Registered representative | Oct 2025 (1y) | ||
| Collin Garrett Loesch | Registered representative | Oct 2025 (1y) | ||
| Ethan Pensak | Registered representative | Oct 2025 (1y) | ||
| Jan Leo Graybill | Registered representative | CFP Chartered Financial Consultant | Oct 2025 (1y) | |
| Jeffrey William Dye | Registered representative | CFP | Oct 2025 (1y) | |
| Jennifer Richards Hodson | Registered representative | CFP | Oct 2025 (1y) | |
| John Michael Pellosie | Registered representative | CFP | Oct 2025 (1y) | |
| Joseph John Freemont | Registered representative | CFP | Oct 2025 (1y) | |
| Justin Michael Ahner | Registered representative | CFP | Oct 2025 (1y) | |
| Lauren Nicole Marchese | Registered representative | CFP | Oct 2025 (1y) | |
| Matthew Ryan Kulp | Registered representative | CFP | Oct 2025 (1y) | |
| Maggie Elizabeth Scally | Registered representative | CFP | Oct 2025 (1y) | |
| Michael John Sabol | Registered representative | Chartered Financial Consultant | Oct 2025 (1y) | |
| Natalie Pace | Registered representative | Oct 2025 (1y) | ||
| Robert Paul Wermuth | Registered representative | CFP Chartered Financial Consultant | Oct 2025 (1y) | |
| Samuel Shober Stroud | Registered representative | CFP | Oct 2025 (1y) | |
| Kevin Michael Donohue | Registered representative | CFP | Oct 2025 (1y) | |
| Melissa Sara Gerhardt | Registered representative | CFP Chartered Financial Consultant | Oct 2025 (1y) | |
| Rachel Lynn Sims | Registered representative | Oct 2025 (1y) | ||
| Gabriel Falvey Blank De Oliveira | Registered representative | Oct 2025 (1y) | ||
| Ashley Shaw Veneto | Registered representative | Oct 2025 (1y) | ||
| Brett Jason Hoffman | Registered representative | Oct 2025 (1y) | ||
| Karen Call Mcarthur | Registered representative | Oct 2025 (1y) | ||
| Rebecca Records | Registered representative | Oct 2025 (1y) | ||
| Adara Alaine Enrique | Registered representative | Oct 2025 (1y) | ||
| Daniel P Huck | Registered representative | Nov 2025 (1y) | ||
| Reynaldo Andre Ratti | Registered representative | Nov 2025 (1y) | ||
| Elizabeth Hartley | Registered representative | Nov 2025 (1y) | ||
| Ian Hartley | Registered representative | Nov 2025 (1y) | ||
| Rylee Ann Sivertsen | Registered representative | Nov 2025 (1y) | ||
| Kathryn Elise Carrillo | Registered representative | Nov 2025 (1y) | ||
| Rhonda Hegstrom | Registered representative | Dec 2025 (1y) | ||
| Christopher Robert Sneed | Registered representative | Dec 2025 (1y) | ||
| Trent Joseph Normandin | Registered representative | Jan 2026 (1y) | ||
| Jennifer Marie Jorgenson | Registered representative | Jan 2026 (1y) | ||
| Alex Hsu | Registered representative | Jan 2026 (1y) | ||
| Rachel Margaret Abu Hawili | Registered representative | Feb 2026 (0y) | ||
| John Ferguson | Registered representative | Feb 2026 (0y) | ||
| Joseph Valenza | Registered representative | Mar 2026 (0y) | ||
| Kristen Rebecca Low | Registered representative | Mar 2026 (0y) | ||
| Andre Rene Ramirez | Registered representative | CFP | Mar 2026 (0y) | |
| Brian Douglas Libby | Registered representative | Mar 2026 (0y) | ||
| Evan Barry Gray | Registered representative | Mar 2026 (0y) | ||
| Tyrel G Henrie | Registered representative | Mar 2026 (0y) | ||
| Elizabeth Sandoval | Registered representative | Mar 2026 (0y) | ||
| Michael Stuart Rankin | Registered representative | Mar 2026 (0y) | ||
| Nicholas Andrew Kralj | Registered representative | Mar 2026 (0y) | ||
| Henry Dean Levis | Registered representative | Apr 2026 (0y) | ||
| Sam George Launder | Registered representative | Apr 2026 (0y) | ||
| John Garrett Vanneman | Registered representative | CFP | Apr 2026 (0y) | |
| Danny Earl Thomas | Registered representative | Apr 2026 (0y) | ||
| Brian Raymond | Registered representative | Apr 2026 (0y) | ||
| Richard Harold Brown | Registered representative | CFP | Apr 2026 (0y) | |
| Kelly L Cardon | Registered representative | Apr 2026 (0y) | ||
| Humberto Daniel Berger | Registered representative | Apr 2026 (0y) | ||
| Vicki Marie Brown | Registered representative | Apr 2026 (0y) | ||
| Christopher Ryan Tooker | Registered representative | CFP | Apr 2026 (0y) | |
| Richard Arthur Wadatz | Registered representative | CFP CFA | May 2026 (0y) | |
| Christa Jo Kreinest | Registered representative | May 2026 (0y) | ||
| Nathan Kleppe | Registered representative | CFP | May 2026 (0y) | |
| Daniel Bryan Spickard | Registered representative | May 2026 (0y) | ||
| Maxine Boyle | Registered representative | May 2026 (0y) | ||
| Jessica Claire Gail Patterson | Registered representative | May 2026 (0y) | ||
| Carl Steinhilber | Registered representative | Jun 2026 (0y) | ||
| Jonathan Taylor Young | Registered representative | Jun 2026 (0y) | ||
| Michael David Carlos Gonzalez | Registered representative | CFA | Jun 2026 (0y) | |
| Michele Marie Martin | Registered representative | Jun 2026 (0y) | ||
| Mitchell Mark Perara | Registered representative | Jun 2026 (0y) | ||
| Mark Shuster | Registered representative | Jun 2026 (0y) | ||
| Ansley Rowe Sherwin | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Hub International Limited | Managing Member, Sole Owner | Sep 2019 | A | 75% or more |
| Hockey Intermediate Inc. | Shareholder | Oct 2013 | B | ≈ 56.25% – 100% via Hub International Limited |
| Hockey Parent Inc. | Shareholder | Oct 2013 | B | ≈ 42.19% – 100% via Hockey Intermediate Inc. |
| Hockey Parent Holdings L.P. | Shareholder | Oct 2013 | B | ≈ 31.64% – 100% via Hockey Parent Inc. |
| Hockey Investments L.P. | Limited Partner | Oct 2013 | B | ≈ 23.73% – 100% via Hockey Parent Holdings L.P. |
| Hockey Parent Holdings Gp, Llc | General Partner | Oct 2013 | B | GP / trustee / elected manager of Hockey Parent Holdings L.P. (indirect) |
| Hockey Investments Gp, Llc | General Partner | Oct 2013 | B | GP / trustee / elected manager of Hockey Investments L.P. (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Hockey Intermediate Inc.: 75% – 100% of Hub International Limited × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Hockey Parent Inc.: 75% – 100% of Hockey Intermediate Inc. × 75% – 100% of Hub International Limited × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Hockey Parent Holdings L.P.: 75% – 100% of Hockey Parent Inc. × 75% – 100% of Hockey Intermediate Inc. × 75% – 100% of Hub International Limited × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Hockey Investments L.P.: 75% – 100% of Hockey Parent Holdings L.P. × 75% – 100% of Hockey Parent Inc. × 75% – 100% of Hockey Intermediate Inc. × 75% – 100% of Hub International Limited × 75% – 100% direct ≈ 23.73% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (100)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| St. Mary's Nursing Center Retirement Plan | St. Marys Nursing Center Inc. | 0 | $0 | 01/01/2025 |
| Employees' 401(k) Plan Of Dmg Corporation | Dmg Corporation | 0 | $0 | 01/01/2025 |
| Tasteful Selections 401(k) Plan | Tasteful Selections, Llc | 0 | $0 | 01/01/2025 |
| Jack's Tire & Oil Management Co., Inc. Profit Sharing Plan | Jack's Tire & Oil Management Co., Inc. | 0 | $0 | 01/01/2025 |
| Lamettry's Collision, Inc. 401(k) Plan | Lamettrys Collision, Inc. | 0 | $0 | 01/01/2025 |
| Infinity Laboratories Llc 401(k) Profit Sharing Plan And Trust | Infinity Laboratories Llc | 0 | $0 | 01/01/2025 |
| Hans Kissle Company 401(k) Profit Sharing Plan | Hans Kissle Company, Llc | 209 | $11.4M | 11/01/2024 |
| Maxway 401(k) And Profit Sharing Plan | Maxway Trucking, Inc. | 304 | $12.4M | 10/01/2024 |
| Woodmont Real Estate Services, L.P. 401(k) Profit Sharing Plan | Woodmont Real Estate Services, Lp | 353 | $28.0M | 10/01/2024 |
| Csw, Inc. 401(k) Profit Sharing Plan | Csw, Inc. | 111 | $14.8M | 10/01/2024 |
| Glenmeadow, Inc. 403(b) Retirement Plan | Glenmeadow, Inc. | 234 | $7.2M | 10/01/2024 |
| Lac Du Flambeau Band Of Lake Superior Chippewa Indians Enterprise 401(k) Plans | Lac Du Flambeau Band Of Lake Superior Chippewa Indians | 299 | $13.1M | 10/01/2024 |
| Bapko Metal, Inc. Retirement Plan | Bapko Metal, Inc. | 172 | $6.8M | 10/01/2024 |
| American Preparatory Academy 401(k) Plan | Utah Charter Academies Dba American Preparatory Academy | 361 | $16.5M | 09/01/2024 |
| Industrial Federal Credit Union 401(k)plan | Industrial Federal Credit Union | 84 | $9.0M | 09/01/2024 |
| Pacific Hide & Fur Depot D/B/A Pacific Steel & Recycling Esop | Pacific Hide & Fur Depot D/B/A Pacific Steel And Recycling | 865 | $469M | 09/01/2024 |
| The Jemicy School Retirement Plan | The Jemicy School | 160 | $25.7M | 09/01/2024 |
| Wehah Farm, Inc. 401(k) Profit Sharing Plan | Wehah Farm, Inc. Dba Lundberg Family Farms | 383 | $27.2M | 09/01/2024 |
| Riedell Shoes, Inc. 401(k) Plan | Riedell Shoes, Inc. | 69 | $10.5M | 08/01/2024 |
| Yoke's Foods, Inc. 401(k) Employee Savings Plan | Yoke's Foods, Inc. | 1,756 | $33.5M | 08/01/2024 |
| Farmers Coop Society 401(k) Profit Sharing Plan | Farmers Cooperative Society | 229 | $22.3M | 08/01/2024 |
| Inccrra 403(b) Plan | Illinois Network Of Child Care Resource And Referral Agencies | 237 | $9.3M | 07/01/2024 |
| United Nations International School Employees Pension Plan | The United Nations International School | 277 | $126M | 07/01/2024 |
| United Nations International School Tax Deferred Annuity Plan | The United Nations International School | 200 | $73.7M | 07/01/2024 |
| Northwest Community Health Care Retirement Plan | Northwest Community Health Care | 160 | $16.3M | 07/01/2024 |
Top 25 of 100 plans by assets.
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/29/2026 | 1.91 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- LPL Financial $7.3B (4% of AUM) Jun 2026
- Charles Schwab & Co. $1.5B (1% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 29, 2026.
View current Form ADV (SEC/IAPD) ↗