The Safe Harbor 401(k) Plan
Sponsored by Sumitomo Corporation Of Americas · EIN 135612163 · Plan #005
- Total assets
- $406M
- Net assets
- $406M
- Active participants
- 2,101
- With balances
- 3,452
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Transamerica Retirement Advisors, Llc CRD 107319 | fuzzy_auto · 94% | 2024 |
| Nepc, Llc CRD 110562 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Transamerica Retirement Solutions | Claims processing, Recordkeeping, Investment management | $389,576 |
| Nepc, Llc | Investment advisory (plan), Direct payment from the plan | $72,035 |
| Epstein Becker & Green P.C. | Consulting (general), Direct payment from the plan | $27,633 |
| Lbmc, Pc | Accounting, Direct payment from the plan | $5,500 |
| Charles Schwab & Co., Inc. | Securities brokerage, Securities brokerage commissions | $2,098 |
| National Financials Services | Securities brokerage, Securities brokerage commissions | $0 |