AUMdb

Sazerac Company, Inc. 401(k) Plan

Sponsored by Sazerac Company, Inc. · EIN 720310180 · Plan #001

Total assets
$167M
Net assets
$167M
Active participants
3,214
With balances
4,005

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Transamerica Retirement Advisors, Llc CRD 107319 fuzzy_auto · 94% 2024
Ubs Financial Services Inc. CRD 8174 deterministic · 100% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Transamerica Retirement Solutions Claims processing, Recordkeeping, Investment management $169,022
Ubs Financial Services, Inc. Investment advisory (plan), Direct payment from the plan $39,000
Crowe Llp Accounting, Direct payment from the plan $28,451
National Financial Services Securities brokerage, Securities brokerage commissions $0
Mid Atlantic Capital Corporation Securities brokerage, Securities brokerage commissions $0