The Clearing, Inc. 401(k) Profit Sharing Plan
Sponsored by The Clearing, Inc. · EIN 261287688 · Plan #001
- Total assets
- $9.4M
- Net assets
- $9.4M
- Active participants
- 108
- With balances
- 160
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Global Retirement Partners Llc CRD 172011 | deterministic · 100% | 2024 |
| Empower Advisory Group, Llc CRD 112058 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Empower Annuity Insurance Company O | Recordkeeping fees | $49,068 |
| Global Retirement Partners, Llc | Investment advisory (plan) | $13,094 |
| Empower Advisory Group, Llc | Investment management | $9,769 |
| Retirement Benefit Solutions, Llc | Contract administrator | $1,500 |
| The Leaders Group Inc | Other commissions | $0 |