AUMdb

Ubs Financial Services Inc. Pension Plan

Sponsored by Ubs Financial Services Inc. · EIN 132638166 · Plan #001

Total assets
$579M
Net assets
$577M
Active participants
877
With balances
0

Plan year beginning 01/01/2024

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Loomis, Sayles & Company, L.P. CRD 105377 fuzzy_auto · 94% 2024
Mercer Investments Llc CRD 133449 fuzzy_auto · 99% 2024
Atlanta Capital Management Company, L.L.C. CRD 116719 fuzzy_auto · 96% 2024
Eagle Capital Management, Llc CRD 110177 deterministic · 100% 2024
Voya Investment Management Co. Llc CRD 106494 deterministic · 100% 2024
Capital Group Private Client Services, Inc. CRD 312837 fuzzy_auto · 98% 2024
Columbia Management Investment Advisers, Llc CRD 108257 fuzzy_auto · 97% 2024
Artisan Partners Limited Partnership CRD 150114 fuzzy_auto · 94% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Alight Solutions Llc Recordkeeping, Direct payment from the plan, Other fees $981,398
Loomis Sayles And Co L.P. Investment management, Direct payment from the plan, Investment management fees (direct) $397,691
Mercer Investment Llc Investment advisory (plan), Direct payment from the plan $317,114
Atlanta Capital Management Co., Llc Investment management, Direct payment from the plan, Soft dollars commissions $169,718
Deloitte Consulting Llp Actuarial, Direct payment from the plan $146,700
Invesco Trust Company Investment management, Direct payment from the plan, Float revenue $145,016
Eagle Capital Management, Llc Investment management, Direct payment from the plan, Investment management fees (direct) $144,463
Voya Investment Management Co. Investment management, Direct payment from the plan, Soft dollars commissions $128,817
Ernst & Young Accounting, Direct payment from the plan $113,000
Legal & General Investment Investment management, Direct payment from the plan, Investment management fees (direct) $101,442
Legg Mason, Inc And Subsidiaries Investment management, Direct payment from the plan, Investment management fees (direct) $88,525
Capital Group Private Client Serv. Investment management, Direct payment from the plan, Investment management fees (direct) $74,364
Northern Trust Co. Trustee (institutional), Direct payment from the plan, Float revenue $67,750
Columbia Management Investment Adv Investment management, Direct payment from the plan, Investment management fees (direct) $63,902
Artisan Partners Ltd Partnership Investment management, Direct payment from the plan, Investment management fees (direct) $55,698
Morgan Lewis & Bockius Llp Legal, Direct payment from the plan $52,147
State Street Research & Management Custodial (other), Custodial (securities), Investment management $50,709
Allspring Intermediate Ii Llc Investment management, Direct payment from the plan, Investment management fees (direct) $36,829