Columbia Management Investment Advisers, Llc
SEC-registered
Mutual Fund / Asset Manager · Mega ($100B+)
CRD 108257
· SEC file 801-25943
· Boston, MA
· www.seligman.com
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ADV data as of May 28, 2026
- Regulatory AUM
- $502B
- Discretionary
- $501B
- Clients
- 4,251
- Avg AUM / client
- $118M
- Accounts
- 8,288
- Employees
- 914
AUM over time
$301B
$502B
Dec 2011
May 2026
Annual snapshots from Form ADV filings · as of May 28, 2026
Asset allocation (SMA assets by investment type)
as of May 28, 2026
Exchange-traded equities
$156B
31%
US government & agency bonds
$90.4B
18%
Other
$75.4B
15%
Investment-grade corporate bonds
$55.3B
11%
Non-investment-grade bonds
$45.2B
9%
Cash & equivalents
$30.1B
6%
Derivatives
$25.1B
5%
State & local bonds
$20.1B
4%
Registered investment companies (funds/ETFs)
$10.0B
2%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 3,045 | $1.0B | 0.2% |
| High net worth individuals | 495 | $1.9B | 0.38% |
| Banking or thrift institutions | 2 | $13.7B | 2.72% |
| Investment companies | 186 | $316B | 62.9% |
| Pooled investment vehicles (non-investment companies) | 173 | $43.0B | 8.56% |
| Pension and profit sharing plans | 95 | $18.8B | 3.74% |
| Charitable organizations | 72 | $1.3B | 0.26% |
| State or municipal government entities | 15 | $2.8B | 0.56% |
| Other investment advisers | 0 | $0 | — |
| Insurance companies | 9 | $54.7B | 10.9% |
| Sovereign wealth funds and foreign official institutions | 9 | $13.2B | 2.62% |
| Corporations and other businesses | 139 | $35.8B | 7.12% |
| Other | 11 | $533M | 0.11% |
Private funds (17)
View all →Reported in Form ADV Section 7.B.(1), filing of Dec 2024 · $2.6B combined gross assets
Nonprofit clients
Charities that reported this firm as a top-paid contractor (investment services) on Form 990.
| Charity | Location | Period |
|---|---|---|
| Connecticut Humane Society EIN 060667605 | Newington, CT | 12/31/2024 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Defined Benefit Pension Plan Of Curative Care Network, Inc. Curative Care Network, Inc. | Milwaukee, WI | 2024 |
| Plumbers Local Union No. 200 Pension Fund Plumbers Local Union No 200 Pension Fund Board Of Trustees | Ronkonkoma, NY | 2024 |
| Local 295 I.B.T. Employer Group Pension Trust Fund Trustees Of Local 295 I.B.T. Employer Group Pension Trust Fund | 2024 | |
| International Association Of Firefighters Employees Pension Plan International Association Of Firefighters | 2024 | |
| Defined Benefit Plan Of The Mid Jersey Trucking Industry And Teamsters Local 701 Pension And Annuity Fund Defined Benefit Plan Of The Mid Jersey Trucking Industry And Teamsters | 2024 | |
| Ubs Financial Services Inc. Pension Plan Ubs Financial Services Inc. | 2024 | |
| Service Federal Credit Union Retirement Pension Plan Service Federal Credit Union | 2024 | |
| Oce Employees' Cash Accumulation Plan Cusa Acquisition Llc | 2024 | |
| Cemex, Inc. Pension Plan Cemex, Inc. | 2024 | |
| Stevens & Lee Savings Plan Stevens & Lee | Reading, PA | 2024 |
| Local No. 8 Ibew Retirement Plan & Trust Board Of Trustees Local No. 8 Ibew Retirement Plan & Trust | 2024 | |
| Jpmorgan Chase Retirement Plan Jpmorgan Chase Bank, National Association | 2024 | |
| Roofers Local No. 9 Pension Plan Board Of Trustees Roofers Local No. 9 Pension Fund | 2024 | |
| Luhr Crosby, Llc Employees Profit Sharing Plan And Trust Luhr Crosby, Llc | 2024 | |
| United Wire, Metal & Machine Pension Fund Board Of Trustees Of U.W.M. & M. Pension Fund | Long Island City, NY | 2024 |
| Pension Plan Of The Chubb Corporation Chubb Ina Holdings Inc. | 2024 | |
| Cvs Health Future Fund 401(k) Plan Cvs Health Corporation | 2024 | |
| Pension Fund For Nursing And Health Care Employees Pension Fund For Nursing And Health Care Employees | 2024 | |
| Local 810 Affliated Pension Plan Board Of Trustees Of Local 810 Affiliated Pension Plan | Long Island City, NY | 2024 |
| Aer Lingus 401(k) Plan Aer Lingus Limited | 2024 | |
| Logix Employment Services, Inc. Retirement Plan Logix Employment Services, Inc. | Valencia, CA | 2024 |
| Pension Plan For The Employees Of L'oreal Travel Retail Americas, Inc. L'oreal Travel Retail Americas, Inc. | 2024 | |
| Pension Fund Of Heat And Frost Insulators Local 12 Board Of Trustees Pension Fund Of Heat And Frost Insulators Local 12 | 2024 |
People (208)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Truscott, William, Frederick | Chairman Of The Board And President | Feb 2012 (15y) | Less than 5% | |
| Faria, Lee, A | Vice President And Chief Compliance Officer | Jan 2014 (13y) | Less than 5% | |
| Clarke, Michael, Gerald | Member, Board Of Governors, Senior Vice President And North America Head Of Operations And Investor Services | Jun 2019 (7y) | Less than 5% | |
| Engelking, Brian, Michael | Member, Board Of Governors, Vice President And Chief Financial Officer | Jun 2020 (6y) | Less than 5% | |
| Tannuzzo, Gene, Richard | Managing Director And Global Head Of Fixed Income | Mar 2021 (5y) | Less than 5% | |
| Defao, Michael, E | Vice President, Chief Legal Officer And Assistant Secretary | Oct 2021 (5y) | Less than 5% | |
| Mergen, Melda | Managing Director And Global Head Of Equities | Oct 2021 (5y) | Less than 5% | |
| Asselta, Francine | Vice President And Head Of North America Institutional | Jan 2024 (3y) | Less than 5% | |
| Kutin, Joshua, Barry | Head Of Asset Allocation, North America | Jan 2024 (3y) | Less than 5% | |
| Waldner, Matt, M | Senior Vice President And Global Head Of Trading | Mar 2024 (2y) | Less than 5% | |
| Andrew Michael Wright | Registered representative | May 2010 (16y) | ||
| Andrew Vincent Aldi | Registered representative | May 2010 (16y) | ||
| Caroline Kelley Holt | Registered representative | May 2010 (16y) | ||
| Christopher Neil Gowe | Registered representative | May 2010 (16y) | ||
| Daniel M Milligan | Registered representative | CFA | May 2010 (16y) | |
| David Kleiman | Registered representative | May 2010 (16y) | ||
| Donald C Wilhelm | Registered representative | May 2010 (16y) | ||
| Edgar Alcides Mejia | Registered representative | May 2010 (16y) | ||
| Gary William Rawdon | Registered representative | May 2010 (16y) | ||
| Gregory Sean Sellers | Registered representative | May 2010 (16y) | ||
| Greig William Rance | Registered representative | May 2010 (16y) | ||
| Kenneth Jon Davis | Registered representative | May 2010 (16y) | ||
| Kristin Jeanne Greeley | Registered representative | May 2010 (16y) | ||
| Kimberly Hayes | Registered representative | May 2010 (16y) | ||
| Melissa Ann Mattson | Registered representative | May 2010 (16y) | ||
| Paul Arnold Shelton | Registered representative | May 2010 (16y) | ||
| Peter Matthew Schortmann | Registered representative | May 2010 (16y) | ||
| Robert James Beal | Registered representative | May 2010 (16y) | ||
| Sarah Rachel Hentschel | Registered representative | May 2010 (16y) | ||
| Scott Arthur Avery | Registered representative | May 2010 (16y) | ||
| Scott Michael Stanton | Registered representative | May 2010 (16y) | ||
| Seth Pedro Buks | Registered representative | May 2010 (16y) | ||
| Stephen M Karnolt | Registered representative | May 2010 (16y) | ||
| Willard Burton Carey | Registered representative | May 2010 (16y) | ||
| Charles P Perosio | Registered representative | May 2010 (16y) | ||
| Jonathan Glen Evans | Registered representative | Jul 2010 (16y) | ||
| W. Robert Graves | Registered representative | CFA | Aug 2010 (16y) | |
| Rex Dean Hunsaker | Registered representative | Oct 2010 (16y) | ||
| Preston S Wright | Registered representative | Nov 2010 (16y) | ||
| Wayne Christopher Cummings | Registered representative | Mar 2011 (15y) | ||
| Daniel M Bloomstone | Registered representative | Apr 2011 (15y) | ||
| John Patrick Clunan | Registered representative | Aug 2011 (15y) | ||
| Ashley Victoria Holland Pham | Registered representative | Aug 2011 (15y) | ||
| David P Burbie | Registered representative | Oct 2011 (15y) | ||
| Jeffrey Shane Kennedy Heine | Registered representative | Jan 2012 (15y) | ||
| Terrance James Pettorini | Registered representative | Jun 2012 (14y) | ||
| Andrew Richard John Dieter | Registered representative | CFP | Sep 2012 (14y) | |
| Grace Waters Coulom | Registered representative | Oct 2012 (14y) | ||
| Adam Eugene Shanahan | Registered representative | Jun 2013 (13y) | ||
| Erik W Sotell | Registered representative | Aug 2013 (13y) | ||
| Robert James Stark | Registered representative | Sep 2013 (13y) | ||
| Madeline Quirk Hart | Registered representative | CFA | Dec 2013 (13y) | |
| Peter Mark L'italien | Registered representative | Dec 2013 (13y) | ||
| Glenn Douglas Carroll | Registered representative | Jan 2014 (13y) | ||
| Tachera Deniece Roberts | Registered representative | Mar 2014 (12y) | ||
| David William Spitz | Registered representative | Jun 2014 (12y) | ||
| John Thomas Sheehan | Registered representative | Nov 2014 (12y) | ||
| James Larsen Fuller | Registered representative | Nov 2014 (12y) | ||
| Haley Marie Earls | Registered representative | Feb 2015 (11y) | ||
| Andrea Francesca Bartolo | Registered representative | Mar 2015 (11y) | ||
| Daniel Patrick O'shea | Registered representative | May 2015 (11y) | ||
| William Kennedy Lamontagne | Registered representative | Jul 2015 (11y) | ||
| James Frederick Bumpus | Registered representative | Aug 2015 (11y) | ||
| William Heath Borders | Registered representative | CFA | Nov 2015 (11y) | |
| Anne Florence Holloran | Registered representative | CFA | Nov 2015 (11y) | |
| Stephen Dominick Decherico | Registered representative | Dec 2015 (11y) | ||
| Drew Stephen Harasimowicz | Registered representative | Jun 2016 (10y) | ||
| Stephen Earl Harmon | Registered representative | Jul 2016 (10y) | ||
| Joel Mc Kinnon De Felice | Registered representative | Jul 2016 (10y) | ||
| George Herbert Norcross | Registered representative | Sep 2016 (10y) | ||
| Christopher T Goff | Registered representative | Dec 2016 (10y) | ||
| Nicholas Edwin Moss | Registered representative | Jan 2017 (10y) | ||
| Patrick Matthew Flynn | Registered representative | Feb 2017 (9y) | ||
| Marc Claude Zeitoun | Registered representative | CFA | May 2017 (9y) | |
| Carly Mc Carthy Lockwood | Registered representative | Jul 2017 (9y) | ||
| Richard Douglas Fernandes Faria | Registered representative | Jul 2017 (9y) | ||
| Dhamandeep Singh Judge | Registered representative | Aug 2017 (9y) | ||
| Nathaniel William Thompson | Registered representative | Dec 2017 (9y) | ||
| Megan Anne Reilly | Registered representative | Jan 2018 (9y) | ||
| Andrew Pierce Stevenson | Registered representative | Jun 2018 (8y) | ||
| David Vincent Pezzella | Registered representative | CFP | Jul 2018 (8y) | |
| Jay Graham Mcandrew | Registered representative | Jul 2018 (8y) | ||
| Jacob Williams | Registered representative | Aug 2018 (8y) | ||
| Derek Edward Fecteau | Registered representative | Aug 2018 (8y) | ||
| Daniel Thomas Steele | Registered representative | Aug 2018 (8y) | ||
| Russell Charles Gentile | Registered representative | Nov 2018 (8y) | ||
| Deirdre Patrice Pirozzi | Registered representative | Dec 2018 (8y) | ||
| Robert Michael Carpenter | Registered representative | Dec 2018 (8y) | ||
| Matthew Barry Le Blanc | Registered representative | Feb 2019 (7y) | ||
| Charles David Wisniewski | Registered representative | Sep 2019 (7y) | ||
| Terence Michael Huddle | Registered representative | Oct 2019 (7y) | ||
| Alexis Stein | Registered representative | Dec 2019 (7y) | ||
| Keith Langan | Registered representative | Jan 2020 (7y) | ||
| Victoria Paige Renner | Registered representative | Feb 2020 (6y) | ||
| Samantha Ann Magnuson | Registered representative | Jun 2020 (6y) | ||
| Austin Panzera | Registered representative | CFP | Jan 2021 (6y) | |
| Trevor Newton | Registered representative | Mar 2021 (5y) | ||
| Albert Thomas Kirchner | Registered representative | Apr 2021 (5y) | ||
| Zachary Moe Courier | Registered representative | Apr 2021 (5y) | ||
| Sean Patrick Gustin | Registered representative | Jul 2021 (5y) | ||
| Sheena Marie Payne | Registered representative | Oct 2021 (5y) | ||
| Dylan Patrick Houllahan | Registered representative | Oct 2021 (5y) | ||
| Cory Matthew Wasylow | Registered representative | Nov 2021 (5y) | ||
| Mario Wilson | Registered representative | Dec 2021 (5y) | ||
| Troy Marvin Rossow | Registered representative | CFP | Jan 2022 (5y) | |
| Matthew E Belniak | Registered representative | Jan 2022 (5y) | ||
| Kevin James Kruszewski | Registered representative | Feb 2022 (4y) | ||
| John James Coolahan | Registered representative | Feb 2022 (4y) | ||
| David Charles Glabicki | Registered representative | Mar 2022 (4y) | ||
| Thomas Bloomer | Registered representative | CFP | Apr 2022 (4y) | |
| Robert Emmett Sweeney | Registered representative | Apr 2022 (4y) | ||
| Maxwell Harrigan | Registered representative | May 2022 (4y) | ||
| Peter Willem Olson | Registered representative | May 2022 (4y) | ||
| Alicien Anne De Monte | Registered representative | Jun 2022 (4y) | ||
| Alec Smith | Registered representative | Jun 2022 (4y) | ||
| Benjamin Joseph Kemp | Registered representative | Jun 2022 (4y) | ||
| Brendan Charles Rooney | Registered representative | Jun 2022 (4y) | ||
| Colin Decker | Registered representative | Jun 2022 (4y) | ||
| Evan Roland Dudney | Registered representative | Jul 2022 (4y) | ||
| Jacob Todd Roberts | Registered representative | Jul 2022 (4y) | ||
| Olivia Reed Kussin | Registered representative | Chartered Financial Consultant | Aug 2022 (4y) | |
| Ryan G Glass | Registered representative | Aug 2022 (4y) | ||
| John Howard Chapel | Registered representative | Aug 2022 (4y) | ||
| Matthew Przybysz | Registered representative | Sep 2022 (4y) | ||
| Steve Fernandes | Registered representative | Sep 2022 (4y) | ||
| Joseph Thomas Hake | Registered representative | CFP | Oct 2022 (4y) | |
| Mason V Horrigan | Registered representative | Nov 2022 (4y) | ||
| Paul Michael Hernandez | Registered representative | Dec 2022 (4y) | ||
| Ryan William Faria | Registered representative | Dec 2022 (4y) | ||
| Dustin Paulfred Kanode | Registered representative | Jan 2023 (4y) | ||
| William Palmer | Registered representative | May 2023 (3y) | ||
| Colin Johnston | Registered representative | May 2023 (3y) | ||
| Nicholas Paul Shumski | Registered representative | May 2023 (3y) | ||
| Damyan Markov | Registered representative | Jun 2023 (3y) | ||
| Brendan Eamonn Cunningham | Registered representative | Aug 2023 (3y) | ||
| James Patrick Johnson | Registered representative | Aug 2023 (3y) | ||
| John Crudup Perry | Registered representative | Sep 2023 (3y) | ||
| Darren Roger Palmer | Registered representative | Sep 2023 (3y) | ||
| Tifa Hodzic | Registered representative | Sep 2023 (3y) | ||
| Gabriella Forte | Registered representative | Oct 2023 (3y) | ||
| Douglas Paul Lewis | Registered representative | CFP | Oct 2023 (3y) | |
| Matthew Clark Carlisle | Registered representative | Oct 2023 (3y) | ||
| Anita Nedeljkov | Registered representative | Jan 2024 (3y) | ||
| Brian Michael Haynes | Registered representative | CFA | May 2024 (2y) | |
| Faizah Rabbye | Registered representative | Jun 2024 (2y) | ||
| Jack Campbell Tyrie | Registered representative | Jun 2024 (2y) | ||
| Luke Coogan | Registered representative | Jul 2024 (2y) | ||
| Joseph Michael Feeney | Registered representative | Sep 2024 (2y) | ||
| Jacob Millsap | Registered representative | Sep 2024 (2y) | ||
| Owen Schwab | Registered representative | Sep 2024 (2y) | ||
| Fred Deserio | Registered representative | Sep 2024 (2y) | ||
| Ryan Doo | Registered representative | Oct 2024 (2y) | ||
| Peter Sanford Anderson | Registered representative | Nov 2024 (2y) | ||
| Colby Ryan Van Ossenbruggen Hart | Registered representative | Nov 2024 (2y) | ||
| Daniel Ciro Giammanco | Registered representative | Nov 2024 (2y) | ||
| Colleen Cassidy | Registered representative | Nov 2024 (2y) | ||
| Jack Hamilton Linehan | Registered representative | Nov 2024 (2y) | ||
| Carlin Champion | Registered representative | Nov 2024 (2y) | ||
| Caroline Kate Applewhite | Registered representative | Nov 2024 (2y) | ||
| Alessandro Segnatelli | Registered representative | Dec 2024 (2y) | ||
| Colt Fisher Jarvis | Registered representative | Dec 2024 (2y) | ||
| Jeffrey Dean Owens | Registered representative | Dec 2024 (2y) | ||
| Joel Beauchamp | Registered representative | Jan 2025 (2y) | ||
| Patricia Sierra Striglos Scanlan | Registered representative | Feb 2025 (1y) | ||
| Morgan Claire Blanco | Registered representative | Feb 2025 (1y) | ||
| Kaitlyn Grace Nohelty | Registered representative | Feb 2025 (1y) | ||
| Michael John Sullivan | Registered representative | Feb 2025 (1y) | ||
| Nan Jiang | Registered representative | Mar 2025 (1y) | ||
| Thomas James Fruci | Registered representative | Apr 2025 (1y) | ||
| Lauren Elizabeth Gay | Registered representative | CFP | May 2025 (1y) | |
| Lindsay Christine Ardis | Registered representative | Jun 2025 (1y) | ||
| Nolan Matthew Anderson | Registered representative | Jul 2025 (1y) | ||
| Jenna Sellman Wischhover | Registered representative | Jul 2025 (1y) | ||
| Brayden Joseph Davis | Registered representative | Aug 2025 (1y) | ||
| Stephen Carroll | Registered representative | Aug 2025 (1y) | ||
| Daniel Nizolek | Registered representative | Aug 2025 (1y) | ||
| Colin Jon Cheshire | Registered representative | Sep 2025 (1y) | ||
| James David O'connor | Registered representative | Sep 2025 (1y) | ||
| Francis Cameron Lemieux | Registered representative | Oct 2025 (1y) | ||
| John Paul Noonan | Registered representative | Oct 2025 (1y) | ||
| Henry Mccomb Winchester | Registered representative | Oct 2025 (1y) | ||
| Lauren Sarah Clark | Registered representative | Oct 2025 (1y) | ||
| Nolan Schuermann | Registered representative | Oct 2025 (1y) | ||
| Shepard Smith | Registered representative | Oct 2025 (1y) | ||
| Daniel Packard | Registered representative | Oct 2025 (1y) | ||
| Jack Boylan | Registered representative | Nov 2025 (1y) | ||
| Lilly Costigan | Registered representative | Nov 2025 (1y) | ||
| Nolan Edward Tichy | Registered representative | Nov 2025 (1y) | ||
| Spencer A. Briggs | Registered representative | Nov 2025 (1y) | ||
| Sean Carroll | Registered representative | Nov 2025 (1y) | ||
| Mark Elias Woell | Registered representative | Jan 2026 (1y) | ||
| Emma Walsh | Registered representative | Jan 2026 (1y) | ||
| Griffin Schwab | Registered representative | Jan 2026 (1y) | ||
| Connor Scullin | Registered representative | Feb 2026 (0y) | ||
| Benjamin Lewis Kunzler | Registered representative | Mar 2026 (0y) | ||
| Aidan William Emerson | Registered representative | Mar 2026 (0y) | ||
| Luke W Gold | Registered representative | Mar 2026 (0y) | ||
| Douglas Reicherter | Registered representative | Apr 2026 (0y) | ||
| Kevin Gutelius | Registered representative | Apr 2026 (0y) | ||
| Lucas Kranseler | Registered representative | Apr 2026 (0y) | ||
| Scott Warren Lytle | Registered representative | Apr 2026 (0y) | ||
| Lucas Ascoli | Registered representative | May 2026 (0y) | ||
| Charles Herbert Zimmerman | Registered representative | May 2026 (0y) | ||
| Aidan James Di Miceli | Registered representative | May 2026 (0y) | ||
| Andrew Lill | Registered representative | Jun 2026 (0y) | ||
| Kevin Dean Bales | Registered representative | CFA | Jun 2026 (0y) | |
| Michael Sheldon Hukriede | Registered representative | Jun 2026 (0y) | ||
| Mitchell Tetreault | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Ameriprise Financial, Inc. | Sole Member | Oct 1985 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (17, $2.6B gross assets)
From Form ADV Section 7.B private fund reporting.
Retirement plans served (23)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Defined Benefit Pension Plan Of Curative Care Network, Inc. | Curative Care Network, Inc. | 0 | $0 | 07/01/2024 |
| Plumbers Local Union No. 200 Pension Fund | Plumbers Local Union No 200 Pension Fund Board Of Trustees | 692 | $136M | 07/01/2024 |
| Local 295 I.B.T. Employer Group Pension Trust Fund | Trustees Of Local 295 I.B.T. Employer Group Pension Trust Fund | 1,494 | $640M | 07/01/2024 |
| International Association Of Firefighters Employees Pension Plan | International Association Of Firefighters | 75 | $53.7M | 07/01/2024 |
| Defined Benefit Plan Of The Mid Jersey Trucking Industry And Teamsters Local 701 Pension And Annuity Fund | Defined Benefit Plan Of The Mid Jersey Trucking Industry And Teamsters | 62 | $331M | 06/01/2024 |
| Ubs Financial Services Inc. Pension Plan | Ubs Financial Services Inc. | 877 | $579M | 01/01/2024 |
| Service Federal Credit Union Retirement Pension Plan | Service Federal Credit Union | 339 | $54.9M | 01/01/2024 |
| Oce Employees' Cash Accumulation Plan | Cusa Acquisition Llc | 477 | $157M | 01/01/2024 |
| Cemex, Inc. Pension Plan | Cemex, Inc. | 235 | $145M | 01/01/2024 |
| Stevens & Lee Savings Plan | Stevens & Lee | 385 | $281M | 01/01/2024 |
| Local No. 8 Ibew Retirement Plan & Trust | Board Of Trustees Local No. 8 Ibew Retirement Plan & Trust | 2,619 | $671M | 01/01/2024 |
| Jpmorgan Chase Retirement Plan | Jpmorgan Chase Bank, National Association | 78,270 | $16.1B | 01/01/2024 |
| Roofers Local No. 9 Pension Plan | Board Of Trustees Roofers Local No. 9 Pension Fund | 182 | $73.6M | 01/01/2024 |
| Luhr Crosby, Llc Employees Profit Sharing Plan And Trust | Luhr Crosby, Llc | 194 | $40.4M | 01/01/2024 |
| United Wire, Metal & Machine Pension Fund | Board Of Trustees Of U.W.M. & M. Pension Fund | 1,045 | $213M | 01/01/2024 |
| Pension Plan Of The Chubb Corporation | Chubb Ina Holdings Inc. | 2,785 | $3.7B | 01/01/2024 |
| Cvs Health Future Fund 401(k) Plan | Cvs Health Corporation | 313,966 | $30.1B | 01/01/2024 |
| Pension Fund For Nursing And Health Care Employees | Pension Fund For Nursing And Health Care Employees | 1,920 | $72.5M | 01/01/2024 |
| Local 810 Affliated Pension Plan | Board Of Trustees Of Local 810 Affiliated Pension Plan | 145 | $33.6M | 01/01/2024 |
| Aer Lingus 401(k) Plan | Aer Lingus Limited | 76 | $25.6M | 01/01/2024 |
| Logix Employment Services, Inc. Retirement Plan | Logix Employment Services, Inc. | 76 | $81.2M | 01/01/2024 |
| Pension Plan For The Employees Of L'oreal Travel Retail Americas, Inc. | L'oreal Travel Retail Americas, Inc. | 107 | $22.6M | 01/01/2024 |
| Pension Fund Of Heat And Frost Insulators Local 12 | Board Of Trustees Pension Fund Of Heat And Frost Insulators Local 12 | 391 | $155M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Foundations & charities (1)
| Organization | Type | Assets | As of |
|---|---|---|---|
| Connecticut Humane Society | Public charity | $124M | 12/31/2024 |
From IRS Form 990 investment-management-fee disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/28/2026 | 5.55 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- J.P. Morgan $79.4B (16% of AUM) May 2026
- State Street $19.2B (4% of AUM) May 2026
- Bank Of America, National Association $16.5B (3% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 28, 2026.
View current Form ADV (SEC/IAPD) ↗