AUMdb

Emerson College Tax Deferred Annuity Plan

Sponsored by Emerson College · EIN 041286950 · Plan #001

Total assets
$242M
Net assets
$242M
Active participants
638
With balances
1,908

Plan year beginning 01/01/2024 · ERISA 404(c) participant-directed, Total participant-directed account, Participant-directed brokerage accounts

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Transamerica Retirement Advisors, Llc CRD 107319 fuzzy_auto · 94% 2024
Mma Securities Llc CRD 44254 deterministic · 100% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Transamerica Retirement Solutions Claims processing, Recordkeeping, Investment management $147,182
Mma Securities Llc Investment management fees (direct), Investment advisory (plan) $37,500
Fidelity Investments Participant loan processing, Recordkeeping fees, Account maintenance fees $3,700
Tiaa Participant loan processing, Recordkeeping fees, Account maintenance fees $1,331
Valic Participant loan processing, Recordkeeping fees, Account maintenance fees $270
Charles Schwab & Co., Inc. Securities brokerage, Securities brokerage commissions $89
National Financial Services Securities brokerage, Securities brokerage commissions $0