Tapia Brothers 401 K
Sponsored by Tapia Brothers · EIN 953965613 · Plan #001
- Total assets
- $4.9M
- Net assets
- $4.9M
- Active participants
- 322
- With balances
- 178
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Commonwealth Equity Services, Llc CRD 8032 | deterministic · 100% | 2024 |
| Empower Advisory Group, Llc CRD 112058 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Catalina Capital Group Llc | Investment advisory (plan) | $18,247 |
| Commonwealth Equity Services Llc | Investment advisory (plan) | $3,981 |
| Empower Annuity Insurance Company | Recordkeeping fees | $1,398 |
| Dyatech | Contract administrator | $1,215 |
| Emanual Avina Dba Avina Financial | Other fees | $673 |
| Empower Advisory Group, Llc | Investment management | $75 |