Commonwealth Equity Services, Llc
SEC-registered
Broker-Dealer (Dually Registered) · Mega ($100B+)
CRD 8032
· SEC file 801-41541
· Waltham, MA
· WWW.YOUTUBE.COM
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ADV data as of May 19, 2026
- Regulatory AUM
- $213B
- Discretionary
- $208B
- Clients
- 360,488
- Avg AUM / client
- $590K
- Accounts
- 615,215
- Employees
- 4,200
AUM over time
$27.7B
$213B
Dec 2011
May 2026
Annual snapshots from Form ADV filings · as of May 19, 2026
Asset allocation (SMA assets by investment type)
as of May 19, 2026
Registered investment companies (funds/ETFs)
$159B
75%
Exchange-traded equities
$29.8B
14%
Cash & equivalents
$12.8B
6%
Non-exchange-traded equities
$2.1B
1%
US government & agency bonds
$2.1B
1%
State & local bonds
$2.1B
1%
Investment-grade corporate bonds
$2.1B
1%
Other
$2.1B
1%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 314,099 | $93.6B | 44.0% |
| High net worth individuals | 41,874 | $109B | 51.1% |
| Pension and profit sharing plans | 1,207 | $1.9B | 0.92% |
| Charitable organizations | 405 | $1.1B | 0.51% |
| State or municipal government entities | 300 | $3.2B | 1.5% |
| Corporations and other businesses | 2,603 | $4.1B | 1.94% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C. Showing first 100 of 450.
People (2,970)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John James Rooney | Managing Principal | Sep 1988 (38y) | Less than 5% | |
| Wayne Bloom | Chief Executive Officer | Jan 1996 (31y) | Less than 5% | |
| Deitch, Joseph Samuel | Chairman | Jul 1996 (30y) | ≈ 5.93% – 50% via Joseph S. Deitch 2000 Revocable Trust | |
| Tolley, Paul Jonathan | Managing Principal, Chief Compliance Officer | Aug 2006 (20y) | Less than 5% | |
| Brian Thomas Price | Managing Principal, Investment Management And Research | Feb 2010 (16y) | Less than 5% | |
| Bohs, Jonathan Christiaan | Managing Principal, Operations | May 2013 (13y) | Less than 5% | |
| Wheeler, Peter Tompkins | Manager | May 2013 (13y) | Less than 5% | |
| Kloman, Christopher Anthony Trapnell | Chief Operations Officer, President | Jul 2015 (11y) | Less than 5% | |
| Cleasby, Jonathan C. | Chief Financial Officer | Jun 2020 (6y) | Less than 5% | |
| Ho, Peggy Lynn | General Counsel, Senior Vice President | Apr 2021 (5y) | Less than 5% | |
| Alexander William Hansen | Svp, Ria Compliance | Sep 2021 (5y) | Less than 5% | |
| Deitch, Matthew Fletcher | Vice Chairman | Jul 2023 (3y) | Less than 5% | |
| Steven Ray Wisdom | Registered representative | CFP | Jul 1989 (37y) | |
| Michael Francis Fitzwilliam | Registered representative | Feb 1995 (31y) | ||
| John Albert Olson | Registered representative | CFP | Feb 1995 (31y) | |
| Roberta Louise Nestor | Registered representative | Mar 1995 (31y) | ||
| Arden Thomas Widmann | Registered representative | CFP | May 1995 (31y) | |
| Harry Michel Romain | Registered representative | Jun 1995 (31y) | ||
| Wayne Francis Sullivan | Registered representative | Jun 1995 (31y) | ||
| William Henry Bestgen | Registered representative | Chartered Financial Consultant | Mar 1996 (30y) | |
| William Mason Miller | Registered representative | May 1996 (30y) | ||
| Stephen Michael Leavitt | Registered representative | CFP | Oct 1996 (30y) | |
| Darin James Pierce | Registered representative | Jan 1997 (30y) | ||
| Dennis Alfred Franson | Registered representative | Jan 1997 (30y) | ||
| Robert Gordon Montgomery | Registered representative | Feb 1997 (29y) | ||
| Ross Alan Smith | Registered representative | Mar 1997 (29y) | ||
| Paul Francis Stonge | Registered representative | Jun 1997 (29y) | ||
| Jonathan Aiken Sweet | Registered representative | CFP | Jan 1998 (29y) | |
| Barry Macklin Guess | Registered representative | Mar 1998 (28y) | ||
| Joshua Alexander Paul | Registered representative | CFP | May 1998 (28y) | |
| Rae Michael Macwilliam | Registered representative | CFP Chartered Financial Consultant | Jun 1998 (28y) | |
| Margaret Ann Benison | Registered representative | Jun 1998 (28y) | ||
| James Patrick Kenning | Registered representative | Jul 1998 (28y) | ||
| Jonathan Paul Leman | Registered representative | CFP Chartered Financial Consultant | Dec 1998 (28y) | |
| Daniel Sears Ball | Registered representative | Chartered Financial Consultant | Jan 1999 (28y) | |
| John Murad Kozelian | Registered representative | CFP | Feb 1999 (27y) | |
| Steven Joseph Navarro | Registered representative | Mar 1999 (27y) | ||
| Anthony Francis Assante | Registered representative | Mar 1999 (27y) | ||
| Jeffrey Alan Segal | Registered representative | CFP | Mar 1999 (27y) | |
| Stuart William Weier | Registered representative | CFP | Mar 1999 (27y) | |
| Mark Joseph Egidio | Registered representative | Apr 1999 (27y) | ||
| Paul Alexander Moffett | Registered representative | Apr 1999 (27y) | ||
| Brett Andrew Walker | Registered representative | Apr 1999 (27y) | ||
| Edward Gerald Benz | Registered representative | May 1999 (27y) | ||
| Joshua Benjamin Gottfried | Registered representative | CFP | Jun 1999 (27y) | |
| Susan Lievens Storey | Registered representative | Sep 1999 (27y) | ||
| Joseph Shadduck | Registered representative | Oct 1999 (27y) | ||
| Peter James Caplan | Registered representative | CFP | Oct 1999 (27y) | |
| Michael Jason Hodge | Registered representative | CFP | Oct 1999 (27y) | |
| Chris Scott Degiralomo | Registered representative | Nov 1999 (27y) | ||
| Donald Mervin Graham | Registered representative | Nov 1999 (27y) | ||
| Randal Kevin Mears | Registered representative | Nov 1999 (27y) | ||
| Thomas John Bartholomew | Registered representative | Dec 1999 (27y) | ||
| Barbara Jean Rich | Registered representative | Jan 2000 (27y) | ||
| Paul Thomas Sullivan | Registered representative | Jan 2000 (27y) | ||
| Peter Francis Cardoza | Registered representative | CFP | Jan 2000 (27y) | |
| Eloy L Nava | Registered representative | Feb 2000 (26y) | ||
| Clifford Joseph Jurdi | Registered representative | CFP Chartered Financial Consultant | Feb 2000 (26y) | |
| Dianne Herman Webster | Registered representative | CFP | Feb 2000 (26y) | |
| Donald Thad Click | Registered representative | CFP | Mar 2000 (26y) | |
| Trisha Elizabeth Arndt | Registered representative | CFP | Jun 2000 (26y) | |
| Deborah Arlene Baldyga | Registered representative | Jun 2000 (26y) | ||
| Salvatore James Maniscalco | Registered representative | Jul 2000 (26y) | ||
| Jane Therrien Hood | Registered representative | Jul 2000 (26y) | ||
| Linda Ellen Durant | Registered representative | Aug 2000 (26y) | ||
| Jose Manuel Matos | Registered representative | Aug 2000 (26y) | ||
| Matthew Alan Somberg | Registered representative | Sep 2000 (26y) | ||
| Charles Peter Brown | Registered representative | Chartered Financial Consultant | Sep 2000 (26y) | |
| Christopher Alfred Fraga | Registered representative | CFP | Sep 2000 (26y) | |
| James Michael Santos | Registered representative | Chartered Financial Consultant | Nov 2000 (26y) | |
| Richard Tobey Kagan | Registered representative | Dec 2000 (26y) | ||
| Robert Carlton Blakely | Registered representative | Dec 2000 (26y) | ||
| David Morgan Stauffer | Registered representative | CFP Chartered Financial Consultant | Jan 2001 (26y) | |
| Frank Edward Clegg | Registered representative | CFP Chartered Financial Consultant | Jan 2001 (26y) | |
| Nicholas Salvatore Cosentino | Registered representative | CFP | Jan 2001 (26y) | |
| Stephen Joseph Pupa | Registered representative | CFP | Jan 2001 (26y) | |
| Curtis Aaron Yohon | Registered representative | CFP | Feb 2001 (25y) | |
| Robert Stephen Sherr | Registered representative | Feb 2001 (25y) | ||
| John Edward Moore | Registered representative | Feb 2001 (25y) | ||
| Robert John Mcmahon | Registered representative | CFP | Feb 2001 (25y) | |
| William James Casagrande | Registered representative | Chartered Financial Consultant | Mar 2001 (25y) | |
| Jay Marc Diamond | Registered representative | Mar 2001 (25y) | ||
| John Victor Dimatteo | Registered representative | CFP | Mar 2001 (25y) | |
| Michael Christopher Kusick | Registered representative | CFP | Mar 2001 (25y) | |
| Douglas Gray Bambeck | Registered representative | Mar 2001 (25y) | ||
| Matthew William Campbell | Registered representative | CFP Chartered Financial Consultant | Mar 2001 (25y) | |
| Christopher North Perry | Registered representative | CFP | Mar 2001 (25y) | |
| Richard E Gingras | Registered representative | CFP Chartered Financial Consultant | Mar 2001 (25y) | |
| Daniel Joseph Walsh | Registered representative | CFP | Mar 2001 (25y) | |
| John Francis Bevilacqua | Registered representative | Chartered Financial Consultant | Apr 2001 (25y) | |
| Richard Alan Robb | Registered representative | CFP | Apr 2001 (25y) | |
| Robert Priester Ready | Registered representative | Apr 2001 (25y) | ||
| Christa Norton Canavan | Registered representative | Chartered Financial Consultant | Apr 2001 (25y) | |
| David Lane Ferrucci | Registered representative | May 2001 (25y) | ||
| Paul Vincent Ferrucci | Registered representative | May 2001 (25y) | ||
| David Laurance Boyden | Registered representative | Jun 2001 (25y) | ||
| Kenneth Michael Johnson | Registered representative | Jul 2001 (25y) | ||
| John W Holtzman | Registered representative | CFP | Jul 2001 (25y) | |
| James Gregory Mckee | Registered representative | Jul 2001 (25y) | ||
| Jason Scott Denney | Registered representative | Aug 2001 (25y) | ||
| Robert Alden Hoey | Registered representative | CFP | Sep 2001 (25y) | |
| Gregory Allen Stoia | Registered representative | Dec 2001 (25y) | ||
| Guy Seldon Swain | Registered representative | CFP Chartered Financial Consultant | Dec 2001 (25y) | |
| David Michael Greenleaf | Registered representative | Jan 2002 (25y) | ||
| Carl Joseph Hefflefinger | Registered representative | CFP | Feb 2002 (24y) | |
| Cynthia Alda Doussard | Registered representative | Feb 2002 (24y) | ||
| Matthew Hillel Piaker | Registered representative | Mar 2002 (24y) | ||
| Michael Robert Trenholm | Registered representative | Apr 2002 (24y) | ||
| Elizabeth Ann Hartman | Registered representative | Apr 2002 (24y) | ||
| Richard Jay Rustic | Registered representative | CFP | Jul 2002 (24y) | |
| Bruce David Laxer | Registered representative | Jul 2002 (24y) | ||
| James Edward Trull | Registered representative | CFP Chartered Financial Consultant | Jul 2002 (24y) | |
| Timothy Mckinley Duncan | Registered representative | Jul 2002 (24y) | ||
| Carl Francis Bailey | Registered representative | Sep 2002 (24y) | ||
| Richard Ejnar Hertzberg | Registered representative | Sep 2002 (24y) | ||
| Christian Peter Bishop | Registered representative | Sep 2002 (24y) | ||
| Fred G Scheffner | Registered representative | Sep 2002 (24y) | ||
| Jared Shelton Horner | Registered representative | CFP | Sep 2002 (24y) | |
| John Robert Raybould | Registered representative | Sep 2002 (24y) | ||
| Jonathan Hawkins Pinnock | Registered representative | Sep 2002 (24y) | ||
| Justin Goff Bitner | Registered representative | CFP Chartered Financial Consultant | Sep 2002 (24y) | |
| Leslie Latady Couper | Registered representative | CFP | Sep 2002 (24y) | |
| Marcus Gil Pinnock | Registered representative | Sep 2002 (24y) | ||
| Paul Nathan Mathewson | Registered representative | Sep 2002 (24y) | ||
| Travis Winder Nordgren | Registered representative | Sep 2002 (24y) | ||
| Breck Mark Fullmer | Registered representative | Sep 2002 (24y) | ||
| Barbara Ann Appleby | Registered representative | Oct 2002 (24y) | ||
| J Michael Pierce | Registered representative | CFP | Oct 2002 (24y) | |
| Raymond Alba Emery | Registered representative | Chartered Financial Consultant | Oct 2002 (24y) | |
| Paul Lawson Beatty | Registered representative | Oct 2002 (24y) | ||
| Jennifer Lyn Handford | Registered representative | Dec 2002 (24y) | ||
| Clifford Laurence Caplan | Registered representative | CFP | Jan 2003 (24y) | |
| Michele Marie Giroux | Registered representative | CFP | Jan 2003 (24y) | |
| Eric Davis Williams | Registered representative | Jan 2003 (24y) | ||
| Peter Steven Coopersmith | Registered representative | Jan 2003 (24y) | ||
| Cary Brendan Stamp | Registered representative | Jan 2003 (24y) | ||
| Christine Byrne | Registered representative | Feb 2003 (23y) | ||
| Erik Jon Olson | Registered representative | CFP | Feb 2003 (23y) | |
| Michael Eugene Juilfs | Registered representative | CFP | Feb 2003 (23y) | |
| Charles Edward Patterson | Registered representative | Feb 2003 (23y) | ||
| Michael Gregory Fox | Registered representative | Chartered Financial Consultant | Feb 2003 (23y) | |
| David Joseph Merrigan | Registered representative | Mar 2003 (23y) | ||
| Oswald Robert Donaldson | Registered representative | Chartered Financial Consultant | Mar 2003 (23y) | |
| Peter John Fendler | Registered representative | Mar 2003 (23y) | ||
| David Allen Eppley | Registered representative | CFP | Mar 2003 (23y) | |
| Joseph Araujo Medeiros | Registered representative | CFP Chartered Financial Consultant | Mar 2003 (23y) | |
| Dana Andrew Sherman | Registered representative | May 2003 (23y) | ||
| Michael Joseph Puls | Registered representative | Jun 2003 (23y) | ||
| David Edward Bucholtz | Registered representative | CFP | Jun 2003 (23y) | |
| Gary Phillip Ruchin | Registered representative | CFP Chartered Financial Consultant | Aug 2003 (23y) | |
| Matthew Harvey Keeling | Registered representative | CFP | Aug 2003 (23y) | |
| Timothy John Mahalak | Registered representative | Sep 2003 (23y) | ||
| Scot Gary Shyman | Registered representative | CFP | Sep 2003 (23y) | |
| James Austin King | Registered representative | Oct 2003 (23y) | ||
| Eric Clark Hutchinson | Registered representative | CFP | Oct 2003 (23y) | |
| Joseph Thomas Wilson | Registered representative | Oct 2003 (23y) | ||
| Kelli J Warriner | Registered representative | CFP | Nov 2003 (23y) | |
| Robert James (Jack) Earl | Registered representative | Dec 2003 (23y) | ||
| Clifford Paul Westberg | Registered representative | CFP | Jan 2004 (23y) | |
| Robert Pierpont Loweth | Registered representative | CFP | Jan 2004 (23y) | |
| Stevan A Rexroad | Registered representative | CFP Chartered Financial Consultant | Jan 2004 (23y) | |
| Elana Michelle Muzzey | Registered representative | CFP | Jan 2004 (23y) | |
| Benjamin Eugene Roth | Registered representative | Chartered Financial Consultant | Feb 2004 (22y) | |
| Todd Jay Rendler | Registered representative | Feb 2004 (22y) | ||
| Tami Rae Salzwedel | Registered representative | Feb 2004 (22y) | ||
| Timothy Maxwell Brennan | Registered representative | Mar 2004 (22y) | ||
| Edna Kay Steidinger | Registered representative | CFP | Mar 2004 (22y) | |
| Jason Gabriel Navarro | Registered representative | Mar 2004 (22y) | ||
| Jason James Armenti | Registered representative | Apr 2004 (22y) | ||
| Lisa Marie Cremonini | Registered representative | CFP | Apr 2004 (22y) | |
| Steven William Emerson | Registered representative | Apr 2004 (22y) | ||
| Daniel Scott Grossman | Registered representative | Apr 2004 (22y) | ||
| Michael Xavier Caggiano | Registered representative | May 2004 (22y) | ||
| Bryan A Amandolare | Registered representative | CFP | May 2004 (22y) | |
| Louise Mccormick Sharp | Registered representative | May 2004 (22y) | ||
| Ralph Sandy Margel | Registered representative | CFP | May 2004 (22y) | |
| Kristin Marie Guibord | Registered representative | Jul 2004 (22y) | ||
| Jan Wise | Registered representative | CFP Chartered Financial Consultant | Jul 2004 (22y) | |
| Kerri M Sullivan Kreiss | Registered representative | CFP | Aug 2004 (22y) | |
| Christine Jane Mclean | Registered representative | CFP | Aug 2004 (22y) | |
| Michael Vincent Addessi | Registered representative | CFP | Aug 2004 (22y) | |
| Christopher Robert Cadieux | Registered representative | CFP CFA | Sep 2004 (22y) | |
| Kevin Patrick Handford | Registered representative | CFP Chartered Financial Consultant | Nov 2004 (22y) | |
| Joseph Bruno Dedomenico | Registered representative | CFP | Nov 2004 (22y) | |
| Rebecca Susan Kennell | Registered representative | CFP | Jan 2005 (22y) | |
| Paul Eliot Honeycutt | Registered representative | CFP | Feb 2005 (21y) | |
| Joseph Patrick Jandreau | Registered representative | CFA | Feb 2005 (21y) | |
| Randy Allen Risler | Registered representative | Feb 2005 (21y) | ||
| Edward Winston Grogan | Registered representative | CFP Chartered Financial Consultant | Mar 2005 (21y) | |
| Todd Robert Emoff | Registered representative | Mar 2005 (21y) | ||
| Douglas Alan Feller | Registered representative | CFP CFA | Mar 2005 (21y) | |
| Gayle Ellen Starr | Registered representative | CFP | Mar 2005 (21y) | |
| James Floyd Carney | Registered representative | Apr 2005 (21y) | ||
| Jennifer Frances Patten | Registered representative | CFP | Apr 2005 (21y) | |
| Kristina Maria Teneyck | Registered representative | Apr 2005 (21y) | ||
| John Martin Bernards | Registered representative | CFP | Apr 2005 (21y) | |
| Stephen George Harvey | Registered representative | Apr 2005 (21y) | ||
| Shaun Kerry Mc Mahan | Registered representative | May 2005 (21y) | ||
| Shelley Lee Boyce | Registered representative | CFP | May 2005 (21y) | |
| Michele Lee Blanchard | Registered representative | CFP | May 2005 (21y) | |
| Teresa Maria Battaglia | Registered representative | May 2005 (21y) | ||
| Timothy John Bourdon | Registered representative | May 2005 (21y) | ||
| Paul Michael Vardoulakis | Registered representative | Jun 2005 (21y) | ||
| William Clayton Frey | Registered representative | CFP | Jun 2005 (21y) | |
| Thomas Cornelius Chester | Registered representative | CFP | Jul 2005 (21y) | |
| Andrew Myron Wiegand | Registered representative | CFP | Jul 2005 (21y) | |
| Lynne Saucier Gnemi | Registered representative | Jul 2005 (21y) | ||
| Paul Brian Doherty | Registered representative | CFP | Jul 2005 (21y) | |
| Jason Allen Reesey | Registered representative | CFP | Aug 2005 (21y) | |
| Maryjo Marie Shepler | Registered representative | Aug 2005 (21y) | ||
| Scott Allen Dolitsky | Registered representative | CFP | Aug 2005 (21y) | |
| Daniel Renard Berglund | Registered representative | CFP | Aug 2005 (21y) | |
| Scott Lee Smith | Registered representative | Aug 2005 (21y) | ||
| Brian Douglas Mccall | Registered representative | Aug 2005 (21y) | ||
| Angela Londergan | Registered representative | Chartered Financial Consultant | Aug 2005 (21y) | |
| Mark Lawrence Burnham | Registered representative | CFP Chartered Financial Consultant | Sep 2005 (21y) | |
| Phylis Sandra Bolno | Registered representative | Sep 2005 (21y) | ||
| Michael Robert Alfstad | Registered representative | Sep 2005 (21y) | ||
| Mark Andrew Rader | Registered representative | Sep 2005 (21y) | ||
| Kevin Patrick Moore | Registered representative | CFP | Sep 2005 (21y) | |
| Richard Lee Schwartzbard | Registered representative | Sep 2005 (21y) | ||
| Harriett Elizabeth Barnes | Registered representative | Oct 2005 (21y) | ||
| Kathleen Erin Anderson | Registered representative | CFP | Oct 2005 (21y) | |
| Gerard Llamas Suarez | Registered representative | Oct 2005 (21y) | ||
| Matthew James Catrabone | Registered representative | Oct 2005 (21y) | ||
| Mark Stephen Catrabone | Registered representative | Oct 2005 (21y) | ||
| John Fred Schatz | Registered representative | Oct 2005 (21y) | ||
| Brian C Brelinsky | Registered representative | Oct 2005 (21y) | ||
| Timothy Paul Rahmeier | Registered representative | CFP | Oct 2005 (21y) | |
| Andrew Donald Mcallister | Registered representative | Nov 2005 (21y) | ||
| Jeffrey Wayne Brudner | Registered representative | Nov 2005 (21y) | ||
| Kathy J Hamm | Registered representative | Chartered Financial Consultant | Nov 2005 (21y) | |
| Stephanie Ann Gale | Registered representative | CFP | Dec 2005 (21y) | |
| Gavin Phillip Lucca | Registered representative | Dec 2005 (21y) | ||
| Christopher Lee Phelps | Registered representative | CFP | Dec 2005 (21y) | |
| Paul Monti Santucci | Registered representative | Jan 2006 (21y) | ||
| Martin Richard Gredinger | Registered representative | CFP | Jan 2006 (21y) | |
| Paul Glenn Cooper | Registered representative | CFP Chartered Financial Consultant | Jan 2006 (21y) | |
| Andrew Marcus Karelis | Registered representative | Jan 2006 (21y) | ||
| Nathaniel Jay Tilton | Registered representative | CFP | Jan 2006 (21y) | |
| John Paul Esposito | Registered representative | CFP | Jan 2006 (21y) | |
| Matthew John Sliwa | Registered representative | CFP CFA | Jan 2006 (21y) | |
| Christopher Robert Mcintyre | Registered representative | Feb 2006 (20y) | ||
| John M Grosso | Registered representative | Feb 2006 (20y) | ||
| Michael Francis Marchese | Registered representative | CFP | Feb 2006 (20y) | |
| Richard George Snelley | Registered representative | CFP | Feb 2006 (20y) | |
| James F Russo | Registered representative | Mar 2006 (20y) | ||
| Thomas E. Deblasio | Registered representative | Mar 2006 (20y) | ||
| Kenneth Joseph Bucci | Registered representative | Mar 2006 (20y) | ||
| Julie J Ruane | Registered representative | Mar 2006 (20y) | ||
| Gary Anthony Brownfield | Registered representative | CFP | Mar 2006 (20y) | |
| Nicholas Thomas Christie | Registered representative | CFP | Apr 2006 (20y) | |
| Robert Leo Esdale | Registered representative | Apr 2006 (20y) | ||
| Charles William Riedesel | Registered representative | Apr 2006 (20y) | ||
| Brian Craig Elliott | Registered representative | Apr 2006 (20y) | ||
| Michael Jay Gould | Registered representative | Apr 2006 (20y) | ||
| Kevin Patrick O'donnell | Registered representative | CFP | May 2006 (20y) | |
| Michael Nicolas Martone | Registered representative | May 2006 (20y) | ||
| Louis Merkle | Registered representative | Jul 2006 (20y) | ||
| Eric Nelson Otto | Registered representative | Jul 2006 (20y) | ||
| Dennis L Morin | Registered representative | CFP | Jul 2006 (20y) | |
| Jerry Deane Hupp | Registered representative | Jul 2006 (20y) | ||
| Patrick Francis Dempsey | Registered representative | CFP | Aug 2006 (20y) | |
| Stephen Edward Breton | Registered representative | Aug 2006 (20y) | ||
| Stephen Michael Carson | Registered representative | Aug 2006 (20y) | ||
| Keith Wade Carpenter | Registered representative | Aug 2006 (20y) | ||
| Michael Kirk Elder | Registered representative | Sep 2006 (20y) | ||
| Giovanna E Zaffina | Registered representative | Sep 2006 (20y) | ||
| Kol Nmn Birke | Registered representative | Sep 2006 (20y) | ||
| David Francis Maher | Registered representative | Sep 2006 (20y) | ||
| Linda M Smestad | Registered representative | Sep 2006 (20y) | ||
| John Peck Ciccone | Registered representative | Oct 2006 (20y) | ||
| Judy Lippman Redpath | Registered representative | CFP | Oct 2006 (20y) | |
| William Joseph Richardson | Registered representative | Oct 2006 (20y) | ||
| Laurence Newton Hale | Registered representative | Oct 2006 (20y) | ||
| Richard Michael Baker | Registered representative | Oct 2006 (20y) | ||
| Brian Joseph Mckenney | Registered representative | Oct 2006 (20y) | ||
| Kerri Lynn Wilkes | Registered representative | CFP | Oct 2006 (20y) | |
| Darren Christopher Brooks | Registered representative | Nov 2006 (20y) | ||
| David Lauren Speer | Registered representative | Nov 2006 (20y) | ||
| Dennis Shawn Hill | Registered representative | Nov 2006 (20y) | ||
| Jerry Leon Perfect | Registered representative | Nov 2006 (20y) | ||
| John Mathew Weibler | Registered representative | Dec 2006 (20y) | ||
| Brook Steven Deaver | Registered representative | CFP | Dec 2006 (20y) | |
| Thomas James Donahue | Registered representative | CFP Chartered Financial Consultant | Dec 2006 (20y) | |
| Timothy Bryant Hamilton | Registered representative | Dec 2006 (20y) | ||
| Edward Herbert Maass | Registered representative | CFP Chartered Financial Consultant | Jan 2007 (20y) | |
| Ryan Jason Mccall | Registered representative | CFP | Jan 2007 (20y) | |
| Robert Charles Piscura | Registered representative | Jan 2007 (20y) | ||
| Christopher David Mack | Registered representative | CFP | Jan 2007 (20y) | |
| Chun Chue Lin | Registered representative | CFP | Jan 2007 (20y) | |
| Brian Rolfe | Registered representative | Feb 2007 (19y) | ||
| Christopher Allen Busby | Registered representative | Mar 2007 (19y) | ||
| David Ian Pullin | Registered representative | CFP | Mar 2007 (19y) | |
| Shannon Lee Staiger | Registered representative | Chartered Financial Consultant | Mar 2007 (19y) | |
| Daniel John Heffernan | Registered representative | Mar 2007 (19y) | ||
| Edward Assadi Ramsey | Registered representative | CFP | Mar 2007 (19y) | |
| Keith Edward Anderson | Registered representative | Mar 2007 (19y) | ||
| Jeffrey C Morin | Registered representative | Apr 2007 (19y) | ||
| Shawn Patrick Wiegand | Registered representative | Chartered Financial Consultant | Apr 2007 (19y) | |
| John Joseph Gregorio | Registered representative | Apr 2007 (19y) | ||
| John Dung Nguyen | Registered representative | CFP | May 2007 (19y) | |
| Matthew John Zuleger | Registered representative | CFP | May 2007 (19y) | |
| Jared Robert Sweitzer | Registered representative | CFP | May 2007 (19y) | |
| Michael P Hartman | Registered representative | Jun 2007 (19y) | ||
| Peter William Weiler | Registered representative | CFP | Jun 2007 (19y) | |
| Drew Nichols Bowman | Registered representative | Jul 2007 (19y) | ||
| Valerie Renaa Leonard | Registered representative | Jul 2007 (19y) | ||
| Mary Alison Fife | Registered representative | Jul 2007 (19y) | ||
| Seth Aaron Renaud | Registered representative | Chartered Financial Consultant | Jul 2007 (19y) | |
| John Erwin Fischer | Registered representative | Jul 2007 (19y) | ||
| Kacey Nelson Smith | Registered representative | Sep 2007 (19y) | ||
| Robert Driscoll Ellison | Registered representative | Chartered Financial Consultant | Sep 2007 (19y) | |
| Roger Lynn Merrill | Registered representative | Chartered Financial Consultant | Oct 2007 (19y) | |
| Brian Anthony Mulhall | Registered representative | Oct 2007 (19y) | ||
| Anthony Michael Palomba | Registered representative | Oct 2007 (19y) | ||
| James Randall Wilson | Registered representative | CFP | Oct 2007 (19y) | |
| James Vincent Osullivan | Registered representative | Chartered Financial Consultant | Nov 2007 (19y) | |
| Kevin Kane Gilbarte | Registered representative | Nov 2007 (19y) | ||
| David Edmund Skarbek | Registered representative | Nov 2007 (19y) | ||
| Timothy D. Leman | Registered representative | Dec 2007 (19y) | ||
| William G Scotti | Registered representative | CFP | Dec 2007 (19y) | |
| Stephen Andrea Geremia | Registered representative | Dec 2007 (19y) | ||
| David Vance Duncan | Registered representative | CFA | Jan 2008 (19y) | |
| Kimberly Joyce Hembree | Registered representative | Jan 2008 (19y) | ||
| Rebecca Owings Peterson | Registered representative | Chartered Financial Consultant | Jan 2008 (19y) | |
| Michael P Passow | Registered representative | Jan 2008 (19y) | ||
| Steven J Rusnak | Registered representative | Jan 2008 (19y) | ||
| Mark Allen Stoneburner | Registered representative | Jan 2008 (19y) | ||
| Stephen Neil Frank | Registered representative | Jan 2008 (19y) | ||
| Mary Ellen H Fillo | Registered representative | Jan 2008 (19y) | ||
| Jon David Walton | Registered representative | CFP | Feb 2008 (19y) | |
| Leslie Roper Day | Registered representative | CFP | Feb 2008 (18y) | |
| Sean David Fisler | Registered representative | Feb 2008 (18y) | ||
| Andrew David Minnich | Registered representative | Mar 2008 (18y) | ||
| Karol Kay Mcallister | Registered representative | Mar 2008 (18y) | ||
| Joseph Edward Lowry | Registered representative | Mar 2008 (18y) | ||
| Joseph Edward Lowry | Registered representative | Chartered Financial Consultant | Mar 2008 (18y) | |
| Richard Stephan Grund | Registered representative | Apr 2008 (18y) | ||
| Thomas Kevin Liguzinski | Registered representative | Apr 2008 (18y) | ||
| Deanne Marie Mathis | Registered representative | CFP | Apr 2008 (18y) | |
| Brad William Bestgen | Registered representative | Apr 2008 (18y) | ||
| Bryn Todd Henry | Registered representative | Apr 2008 (18y) | ||
| Marianne Elemi Noyes Ryder | Registered representative | Apr 2008 (18y) | ||
| Brian Michael Dowd | Registered representative | May 2008 (18y) | ||
| Christina Leona Frey | Registered representative | May 2008 (18y) | ||
| James Michael Forsyth | Registered representative | CFP | Jun 2008 (18y) | |
| Greg Wayne Stafford | Registered representative | Jun 2008 (18y) | ||
| Richard Brian Gurz | Registered representative | CFP | Jun 2008 (18y) | |
| Brian Patrick Proctor | Registered representative | Chartered Financial Consultant | Jul 2008 (18y) | |
| Bruce Ward Edwards | Registered representative | CFP | Jul 2008 (18y) | |
| Jonathan Andrew Owens | Registered representative | Jul 2008 (18y) | ||
| Vaidyanathan Ramaiah | Registered representative | Jul 2008 (18y) | ||
| Stephen Price Goldsmith | Registered representative | Jul 2008 (18y) | ||
| Stephen P Blanchette | Registered representative | CFP | Jul 2008 (18y) | |
| Eric Preston Martin | Registered representative | CFP | Aug 2008 (18y) | |
| Nicole Brienne Haverstick | Registered representative | CFP | Aug 2008 (18y) | |
| Donald Dennis Lynch | Registered representative | Aug 2008 (18y) | ||
| Nancy Leigh Kornblum | Registered representative | CFP | Aug 2008 (18y) | |
| William Bryan Beck | Registered representative | Aug 2008 (18y) | ||
| Timothy J Grace | Registered representative | Chartered Financial Consultant | Sep 2008 (18y) | |
| John Kenneth Bacci | Registered representative | CFP Chartered Financial Consultant | Oct 2008 (18y) | |
| Eric David Hanson | Registered representative | Oct 2008 (18y) | ||
| Paul Christopher Verderese | Registered representative | CFP | Oct 2008 (18y) | |
| Julie Lynn Phillips | Registered representative | Dec 2008 (18y) | ||
| Timothy Joseph Kelley | Registered representative | Dec 2008 (18y) | ||
| David Edward Ward | Registered representative | CFP | Jan 2009 (18y) | |
| William Wade Hatcher | Registered representative | CFP | Jan 2009 (18y) | |
| Jill Marie Hansen | Registered representative | CFP | Jan 2009 (18y) | |
| Joshua Michael Benet | Registered representative | CFP | Jan 2009 (18y) | |
| Robert Julian Rice | Registered representative | CFP | Jan 2009 (18y) | |
| Terry Michael Brown | Registered representative | CFP | Jan 2009 (18y) | |
| Harsh Mehra | Registered representative | Chartered Financial Consultant | Jan 2009 (18y) | |
| Joseph Kevin Bannon | Registered representative | CFP | Jan 2009 (18y) | |
| Kevin Mark Arculeo | Registered representative | Feb 2009 (17y) | ||
| Joseph William Conway | Registered representative | Feb 2009 (17y) | ||
| Sean L Mccarty | Registered representative | Feb 2009 (17y) | ||
| Thomas William Hoban | Registered representative | Feb 2009 (17y) | ||
| Todd Matthew George | Registered representative | Feb 2009 (17y) | ||
| Larry Marshall Mccarty | Registered representative | CFP | Feb 2009 (17y) | |
| Theodore Robert Haley | Registered representative | CFP | Feb 2009 (17y) | |
| Rex Warren Richards | Registered representative | Feb 2009 (17y) | ||
| Wendy Beth Namack | Registered representative | CFP | Feb 2009 (17y) | |
| Stephen Michael Lafrance | Registered representative | CFP | Mar 2009 (17y) | |
| Jamie Lee Henning | Registered representative | Mar 2009 (17y) | ||
| Michael Edward Jacques | Registered representative | CFP Chartered Financial Consultant | Mar 2009 (17y) | |
| Deborah Lyn Lane | Registered representative | CFP | Mar 2009 (17y) | |
| Kenneth Patrick Lane | Registered representative | Mar 2009 (17y) | ||
| William Watkins Peerman | Registered representative | CFP | Apr 2009 (17y) | |
| Dag Olov Magnus Brandfors | Registered representative | Apr 2009 (17y) | ||
| Dale Thomas Woodring | Registered representative | Apr 2009 (17y) | ||
| David Raymond Travis | Registered representative | CFP | Apr 2009 (17y) | |
| John Dale Hauserman | Registered representative | CFP | Apr 2009 (17y) | |
| William Michael Leeb | Registered representative | CFP | Apr 2009 (17y) | |
| Thomas Robert Ranney | Registered representative | May 2009 (17y) | ||
| Daniel Ray Hatfield | Registered representative | May 2009 (17y) | ||
| David James Leuschen | Registered representative | May 2009 (17y) | ||
| Thomas Paul Craig | Registered representative | May 2009 (17y) | ||
| Chad William Gutner | Registered representative | CFP | Jun 2009 (17y) | |
| Charles Michael Finfgeld | Registered representative | Jun 2009 (17y) | ||
| Barton Raymond Ketterling | Registered representative | Jul 2009 (17y) | ||
| Bradley Bronk | Registered representative | Jul 2009 (17y) | ||
| William Alfred Muskat | Registered representative | CFP | Jul 2009 (17y) | |
| Robert Daniel Nordeen | Registered representative | CFP | Jul 2009 (17y) | |
| Daniel Edward Murphy | Registered representative | Jul 2009 (17y) | ||
| Joseph David Matza | Registered representative | CFP | Jul 2009 (17y) | |
| Alan Testa | Registered representative | Jul 2009 (17y) | ||
| Eric Anton | Registered representative | CFP | Jul 2009 (17y) | |
| John A Lemieux | Registered representative | CFP | Jul 2009 (17y) | |
| Jeffrey David Rockwell | Registered representative | Jul 2009 (17y) | ||
| Bryan James Crabtree | Registered representative | CFP | Jul 2009 (17y) | |
| Tina Giacomini Huston | Registered representative | CFP | Jul 2009 (17y) | |
| Peter H Callas | Registered representative | Jul 2009 (17y) | ||
| Christine M Raines | Registered representative | Jul 2009 (17y) | ||
| Sharon Beth Duncan | Registered representative | CFP | Jul 2009 (17y) | |
| Robert Joseph Cummings | Registered representative | CFP | Aug 2009 (17y) | |
| Sean Francis Monahan | Registered representative | CFP | Aug 2009 (17y) | |
| Jeffrey Mark Ricks | Registered representative | Aug 2009 (17y) | ||
| Michael Dennis Degolier | Registered representative | Aug 2009 (17y) | ||
| Laura Peeke | Registered representative | CFA | Sep 2009 (17y) | |
| Brian D Konz | Registered representative | Sep 2009 (17y) | ||
| William Thomas Oswald | Registered representative | CFP | Sep 2009 (17y) | |
| Scott Wheatley Eglseder | Registered representative | Oct 2009 (17y) | ||
| Charles Wilson Gallagher | Registered representative | Nov 2009 (17y) | ||
| Kevin Patrick Garland | Registered representative | Dec 2009 (17y) | ||
| David Clark Wolf | Registered representative | Jan 2010 (17y) | ||
| David William Powell | Registered representative | CFP | Jan 2010 (17y) | |
| Paul James Garrett | Registered representative | Jan 2010 (17y) | ||
| Louis James Cammisa | Registered representative | CFP | Jan 2010 (17y) | |
| Elliott Bruce Moskowitz | Registered representative | Jan 2010 (17y) | ||
| Kim Resendes George | Registered representative | CFP | Jan 2010 (17y) | |
| Mario John Alvino | Registered representative | Feb 2010 (17y) | ||
| Doris Marie Karampatsos | Registered representative | CFP | Feb 2010 (16y) | |
| Christopher Joseph Ezzo | Registered representative | Feb 2010 (16y) | ||
| Robert Moseley Crosland | Registered representative | CFP | Feb 2010 (16y) | |
| David R Berman | Registered representative | Feb 2010 (16y) | ||
| Richard John Lebranti | Registered representative | CFP | Mar 2010 (16y) | |
| Melinda T Pakulski | Registered representative | Mar 2010 (16y) | ||
| Lane Saiichi Nakashima | Registered representative | Apr 2010 (16y) | ||
| Charles Richard Herrold | Registered representative | CFP Chartered Financial Consultant | Apr 2010 (16y) | |
| Holly Harrand Gallagher | Registered representative | CFP | Apr 2010 (16y) | |
| Kevin Ward Mazer | Registered representative | CFP | Apr 2010 (16y) | |
| Roger Mark Finder | Registered representative | CFP Chartered Financial Consultant | Apr 2010 (16y) | |
| Ronald Marvin Luce | Registered representative | CFP | Apr 2010 (16y) | |
| Steven Edward Tibbitts | Registered representative | CFP | Apr 2010 (16y) | |
| Joseph Michael Wietecha | Registered representative | CFP | Apr 2010 (16y) | |
| Jody L Lease | Registered representative | Apr 2010 (16y) | ||
| Kevin Joseph Quilty | Registered representative | Apr 2010 (16y) | ||
| James Preston Manion | Registered representative | May 2010 (16y) | ||
| Thomas Matthew Janicki | Registered representative | May 2010 (16y) | ||
| David Edward Fedor | Registered representative | CFP | May 2010 (16y) | |
| James Franklin Parker | Registered representative | May 2010 (16y) | ||
| Christopher Gerald Deruyver | Registered representative | May 2010 (16y) | ||
| Scott Allan Luther | Registered representative | May 2010 (16y) | ||
| Andrew Karl Hoff | Registered representative | Chartered Financial Consultant | Jun 2010 (16y) | |
| Charles Ronald Evans | Registered representative | Jun 2010 (16y) | ||
| David John Smith | Registered representative | CFP | Jun 2010 (16y) | |
| Eric Eugene Elek | Registered representative | CFP | Jun 2010 (16y) | |
| Hattie Horn Evans | Registered representative | Chartered Financial Consultant | Jun 2010 (16y) | |
| James Victor Conrad | Registered representative | CFP Chartered Financial Consultant | Jun 2010 (16y) | |
| Jeffrey Lee Remo | Registered representative | CFP | Jun 2010 (16y) | |
| John Thomas Delvecchio | Registered representative | Chartered Financial Consultant | Jun 2010 (16y) | |
| Joseph Anthony Romano | Registered representative | CFP | Jun 2010 (16y) | |
| Mark Bradley Trauman | Registered representative | CFP | Jun 2010 (16y) | |
| Michael John Ward | Registered representative | Chartered Financial Consultant | Jun 2010 (16y) | |
| Richard Anton Bulger | Registered representative | CFP | Jun 2010 (16y) | |
| Ricky Lee Speicher | Registered representative | CFP | Jun 2010 (16y) | |
| Thomas Christopher Virostek | Registered representative | CFP | Jun 2010 (16y) | |
| William Rodger Lewis | Registered representative | CFP | Jun 2010 (16y) | |
| Robert Owen Smith | Registered representative | CFP | Jun 2010 (16y) | |
| Kevin Joseph Lingenfelser | Registered representative | Jul 2010 (16y) | ||
| Robert Howard Lingenfelser | Registered representative | Jul 2010 (16y) | ||
| John Yee | Registered representative | Jul 2010 (16y) | ||
| Matthew Edward Glassmeyer | Registered representative | Jul 2010 (16y) | ||
| Claude William Rice | Registered representative | Jul 2010 (16y) | ||
| Jack Edwin Doran | Registered representative | Jul 2010 (16y) | ||
| James Franklin Catanese | Registered representative | Jul 2010 (16y) | ||
| Leonard J Brodsky | Registered representative | Jul 2010 (16y) | ||
| Timothy Berthold Oneill | Registered representative | Jul 2010 (16y) | ||
| Ryan L Snow | Registered representative | Jul 2010 (16y) | ||
| Steven Todd Guglielmetti | Registered representative | Aug 2010 (16y) | ||
| Robert Eric Molinari | Registered representative | Aug 2010 (16y) | ||
| Brian Patrick Maclean | Registered representative | CFP | Aug 2010 (16y) | |
| Edward David Stiles | Registered representative | Aug 2010 (16y) | ||
| Daniel P Gannon | Registered representative | CFP | Aug 2010 (16y) | |
| Fred Boudiab Carter | Registered representative | Aug 2010 (16y) | ||
| Manuel Christopher Sanchez | Registered representative | Sep 2010 (16y) | ||
| Ruth Mary Matt | Registered representative | CFP | Sep 2010 (16y) | |
| Steven Michael Lowe | Registered representative | Sep 2010 (16y) | ||
| Laura Noel Woods | Registered representative | CFP | Sep 2010 (16y) | |
| Gregory Alexander Andra | Registered representative | Sep 2010 (16y) | ||
| Jeffrey James Crossland | Registered representative | Sep 2010 (16y) | ||
| Johan Wilhelm Scholdstrom | Registered representative | Sep 2010 (16y) | ||
| Lance Warren Rultenberg | Registered representative | Sep 2010 (16y) | ||
| Michael Constantine Valudes | Registered representative | Sep 2010 (16y) | ||
| Marc A Lennon | Registered representative | CFP | Sep 2010 (16y) | |
| Pia Maria Bennett | Registered representative | Sep 2010 (16y) | ||
| John Peter Gingas | Registered representative | Oct 2010 (16y) | ||
| Smita Murari Samant | Registered representative | CFP | Oct 2010 (16y) | |
| Joseph David Smalley | Registered representative | Oct 2010 (16y) | ||
| Johnny Martinez | Registered representative | Nov 2010 (16y) | ||
| Jared Andrew Tuller | Registered representative | Nov 2010 (16y) | ||
| Dianne Karol Davis | Registered representative | CFP | Nov 2010 (16y) | |
| Gustavo Ramirez Zarate | Registered representative | CFP | Dec 2010 (16y) | |
| Jamie Lynn Direnzo | Registered representative | Dec 2010 (16y) | ||
| Michael James Baum | Registered representative | CFP | Jan 2011 (16y) | |
| Patrick James Clark | Registered representative | Jan 2011 (16y) | ||
| Terence T Tunnell | Registered representative | CFP | Jan 2011 (16y) | |
| Alexander C Bartholomew | Registered representative | Feb 2011 (16y) | ||
| Ashley Diana Rinaudo | Registered representative | Feb 2011 (16y) | ||
| Brian R Donahue | Registered representative | Chartered Financial Consultant | Feb 2011 (16y) | |
| Chad Andrew Lafauci | Registered representative | Feb 2011 (16y) | ||
| Heather Marie Doherty | Registered representative | Feb 2011 (16y) | ||
| James Michael Whiteman | Registered representative | Feb 2011 (16y) | ||
| Joanann Blaise Natola | Registered representative | Feb 2011 (16y) | ||
| Kelly Marie Lopez | Registered representative | Feb 2011 (16y) | ||
| Steven Anthony Patton | Registered representative | Feb 2011 (15y) | ||
| Courtney Marie Templin | Registered representative | Mar 2011 (15y) | ||
| Cynthia Danielle Jeffries | Registered representative | Mar 2011 (15y) | ||
| David Joseph Mccann | Registered representative | Mar 2011 (15y) | ||
| Dorian Elias Carbunari | Registered representative | Mar 2011 (15y) | ||
| Fadi Khoury | Registered representative | Mar 2011 (15y) | ||
| James Patrick Leahey | Registered representative | Mar 2011 (15y) | ||
| Jeremy Edward Krol | Registered representative | Mar 2011 (15y) | ||
| John Richard Hagberg | Registered representative | Mar 2011 (15y) | ||
| Keith William Crowley | Registered representative | Mar 2011 (15y) | ||
| Mark A Connors | Registered representative | Mar 2011 (15y) | ||
| Michael John Carretta | Registered representative | Mar 2011 (15y) | ||
| Peter M Essele | Registered representative | Mar 2011 (15y) | ||
| Raymond Todd Acchione | Registered representative | Mar 2011 (15y) | ||
| Rebecca A Hajjar | Registered representative | Mar 2011 (15y) | ||
| Stephen James Kochis | Registered representative | Mar 2011 (15y) | ||
| Todd N Strott | Registered representative | Mar 2011 (15y) | ||
| Shannon M Brennan | Registered representative | Chartered Financial Consultant | Mar 2011 (15y) | |
| Stephanie Lynn Mccann | Registered representative | Mar 2011 (15y) | ||
| Kristopher Joseph Pope | Registered representative | Mar 2011 (15y) | ||
| Parks Wingo Avery | Registered representative | CFP | Mar 2011 (15y) | |
| Thuy Le Berman | Registered representative | Apr 2011 (15y) | ||
| Chris W Fusselman | Registered representative | Apr 2011 (15y) | ||
| Steven Richardson | Registered representative | CFP | Apr 2011 (15y) | |
| Timothy Peter Shean | Registered representative | CFP | Apr 2011 (15y) | |
| Jeffrey S Boyer | Registered representative | May 2011 (15y) | ||
| Charles John Ferrari | Registered representative | May 2011 (15y) | ||
| Mark Lynn Miller | Registered representative | May 2011 (15y) | ||
| Daniel Joseph Esdale | Registered representative | CFP | May 2011 (15y) | |
| Roger Dennis Wood | Registered representative | May 2011 (15y) | ||
| Nathan Franklin Parkhurst | Registered representative | May 2011 (15y) | ||
| William Scott Parkhurst | Registered representative | May 2011 (15y) | ||
| Matthew John Sugden | Registered representative | Jun 2011 (15y) | ||
| Matthew David Glova | Registered representative | Jun 2011 (15y) | ||
| Jesse Walter Bell | Registered representative | CFP Chartered Financial Consultant | Jun 2011 (15y) | |
| Gerald Allan Barbalatt | Registered representative | CFP | Jul 2011 (15y) | |
| Rick Ray Staggs | Registered representative | CFP | Jul 2011 (15y) | |
| John William Gottschall | Registered representative | Jul 2011 (15y) | ||
| Melissa Lynn Trapp | Registered representative | Jul 2011 (15y) | ||
| Richard Preston Tonkinson | Registered representative | CFP | Jul 2011 (15y) | |
| Steven John Tonkinson | Registered representative | CFP | Jul 2011 (15y) | |
| Erin Coneeny Widell | Registered representative | CFP | Jul 2011 (15y) | |
| Charles Gregory Olsen | Registered representative | CFP | Aug 2011 (15y) | |
| Eric Knute Peterson | Registered representative | CFP | Aug 2011 (15y) | |
| Mark Anthony Roda | Registered representative | Aug 2011 (15y) | ||
| Jack Henry Rother | Registered representative | CFP | Aug 2011 (15y) | |
| Ryan Blake Anderson | Registered representative | CFP | Aug 2011 (15y) | |
| Terry Joseph Heimes | Registered representative | CFP | Aug 2011 (15y) | |
| Travis David Riggert | Registered representative | CFP | Aug 2011 (15y) | |
| Joanne Dempster Mungall | Registered representative | CFP | Aug 2011 (15y) | |
| Brendan M Ward | Registered representative | Aug 2011 (15y) | ||
| Brian David Fischer | Registered representative | Aug 2011 (15y) | ||
| Scott Everett Cooper | Registered representative | CFP | Aug 2011 (15y) | |
| Douglas Scott Hardy | Registered representative | CFP | Sep 2011 (15y) | |
| Philip J Davis | Registered representative | Sep 2011 (15y) | ||
| Melissa Maxwell | Registered representative | CFP | Sep 2011 (15y) | |
| Michael James Baker | Registered representative | Sep 2011 (15y) | ||
| Shawn David Brunner | Registered representative | Sep 2011 (15y) | ||
| Timothy Patrick Mcinnis | Registered representative | Sep 2011 (15y) | ||
| Bennett Joseph Jared | Registered representative | Sep 2011 (15y) | ||
| Michelle Nunley Whiteaker | Registered representative | Sep 2011 (15y) | ||
| Donna Grace Sowa Allard | Registered representative | CFP | Sep 2011 (15y) | |
| Jay Russell Tibball | Registered representative | Chartered Financial Consultant | Sep 2011 (15y) | |
| Jonathan Scott Merckens | Registered representative | CFP | Sep 2011 (15y) | |
| Russell Kingsley Bell | Registered representative | Chartered Financial Consultant | Sep 2011 (15y) | |
| Beth Ann Mcdowell | Registered representative | Oct 2011 (15y) | ||
| Paula Ann Fischer | Registered representative | Oct 2011 (15y) | ||
| William Charles Paradee | Registered representative | Oct 2011 (15y) | ||
| Jay Edward Barish | Registered representative | CFP | Oct 2011 (15y) | |
| James Edward Tyrrell | Registered representative | CFP Chartered Financial Consultant | Oct 2011 (15y) | |
| Scott James Leclaire | Registered representative | CFP Chartered Financial Consultant | Oct 2011 (15y) | |
| Jane Marie Braun | Registered representative | CFP | Nov 2011 (15y) | |
| Michael George Triana | Registered representative | Nov 2011 (15y) | ||
| Martha Nash Crocker | Registered representative | CFP | Nov 2011 (15y) | |
| Stephan John Hess | Registered representative | CFP | Nov 2011 (15y) | |
| Brian James Ganger | Registered representative | CFP | Dec 2011 (15y) | |
| Michelle Leigh Newcomb | Registered representative | Dec 2011 (15y) | ||
| Adam Howells Scott | Registered representative | CFP | Dec 2011 (15y) | |
| Peter Charles Mcmanus | Registered representative | Dec 2011 (15y) | ||
| Donald A Cohen | Registered representative | Jan 2012 (15y) | ||
| David Fairfield Pratt Guyett | Registered representative | CFP | Jan 2012 (15y) | |
| Janel Marie Cross | Registered representative | Jan 2012 (15y) | ||
| William Michael Whelton | Registered representative | Jan 2012 (15y) | ||
| Brandon A Zatopek | Registered representative | Jan 2012 (15y) | ||
| Kenneth Charles Watt | Registered representative | Jan 2012 (15y) | ||
| Nicole Catherine Domnarski | Registered representative | Jan 2012 (15y) | ||
| Frank Belcher Abel | Registered representative | Jan 2012 (15y) | ||
| Daniel Wyson | Registered representative | CFP | Feb 2012 (14y) | |
| Patricia Mari Shyman | Registered representative | Feb 2012 (14y) | ||
| Martin Dale Yocum | Registered representative | Feb 2012 (14y) | ||
| Jonathan Scott Holt | Registered representative | CFP | Feb 2012 (14y) | |
| Brian Timothy Beaulieu | Registered representative | Chartered Financial Consultant | Mar 2012 (14y) | |
| Alexander Robert Travers | Registered representative | Mar 2012 (14y) | ||
| Nathan Law | Registered representative | Mar 2012 (14y) | ||
| Richard Ashley Webb | Registered representative | CFP | Mar 2012 (14y) | |
| Alex Christopher Vassey | Registered representative | Mar 2012 (14y) | ||
| Thomas Everett Crutchfield | Registered representative | CFP | Apr 2012 (14y) | |
| Dan Boyd Roberts | Registered representative | Apr 2012 (14y) | ||
| Joseph Alfred Lamoglia | Registered representative | Apr 2012 (14y) | ||
| John Robert Westerman | Registered representative | CFP | Apr 2012 (14y) | |
| Scott Alan Meyerson | Registered representative | May 2012 (14y) | ||
| Lori Ann Williams | Registered representative | May 2012 (14y) | ||
| Christopher M. Moran | Registered representative | CFP | May 2012 (14y) | |
| James Alan Stanziola | Registered representative | Chartered Financial Consultant | May 2012 (14y) | |
| Timothy Blaine Disette | Registered representative | May 2012 (14y) | ||
| John Barrett Steiger | Registered representative | CFP | May 2012 (14y) | |
| Ralph Bertram Williams | Registered representative | CFP | May 2012 (14y) | |
| Julie Anne Murphy | Registered representative | Jun 2012 (14y) | ||
| David Alan Weigert | Registered representative | CFA | Jun 2012 (14y) | |
| Brian Robert Prichard | Registered representative | Jul 2012 (14y) | ||
| Chadwick August Weber | Registered representative | Jul 2012 (14y) | ||
| Christopher Thomas Dougherty | Registered representative | CFP | Jul 2012 (14y) | |
| Mary Ruth Bennett | Registered representative | Jul 2012 (14y) | ||
| Anita J Fong Chao | Registered representative | CFP | Jul 2012 (14y) | |
| Bryan Keith Chew | Registered representative | CFP | Jul 2012 (14y) | |
| Matthew Scott James | Registered representative | Jul 2012 (14y) | ||
| Elevia Mc Coy Hearne | Registered representative | Aug 2012 (14y) | ||
| David P Santoro | Registered representative | CFP | Sep 2012 (14y) | |
| Janis Hiestand Halteman | Registered representative | Sep 2012 (14y) | ||
| Mary Katherine Liola | Registered representative | CFP | Oct 2012 (14y) | |
| Kenneth Raymond Nott | Registered representative | CFP | Oct 2012 (14y) | |
| Brian Lee Shepard | Registered representative | Oct 2012 (14y) | ||
| Louis Paul Ingargiola | Registered representative | Nov 2012 (14y) | ||
| Sean Mcandrew | Registered representative | Nov 2012 (14y) | ||
| Kathleen Mary Erickson | Registered representative | Nov 2012 (14y) | ||
| Brandon Elliot Luke | Registered representative | Jan 2013 (14y) | ||
| Harold James Weight | Registered representative | Chartered Financial Consultant | Jan 2013 (14y) | |
| Matthew T Weibler | Registered representative | CFP | Jan 2013 (14y) | |
| Brian Steven Glazer | Registered representative | Jan 2013 (14y) | ||
| Tracey Brennan Reale | Registered representative | Jan 2013 (14y) | ||
| Richard Craig Fitzer | Registered representative | Jan 2013 (14y) | ||
| Michael John Cantor | Registered representative | Jan 2013 (14y) | ||
| Christina Vasiliadis Mitkonis | Registered representative | CFP | Jan 2013 (14y) | |
| William Campbell Berry | Registered representative | CFP | Feb 2013 (14y) | |
| Michael Stephen Mcdermott | Registered representative | Feb 2013 (13y) | ||
| Richard Dalere Pecson | Registered representative | Feb 2013 (13y) | ||
| Daniel Thomas Rendler | Registered representative | CFP | Feb 2013 (13y) | |
| Audrey Mariner Dickhudt | Registered representative | Feb 2013 (13y) | ||
| Shelby Lane Trinkino | Registered representative | CFP | Mar 2013 (13y) | |
| Joleen Lorrain Yelton | Registered representative | Mar 2013 (13y) | ||
| Valerie Jean Carlson | Registered representative | Apr 2013 (13y) | ||
| Joseph Michael Alvarez | Registered representative | Apr 2013 (13y) | ||
| Edward Nichol Bothfeld | Registered representative | Apr 2013 (13y) | ||
| Sean Michael Cook | Registered representative | CFP | May 2013 (13y) | |
| Theodore E Demers | Registered representative | Jun 2013 (13y) | ||
| David Duane Bonebrake | Registered representative | CFP | Jun 2013 (13y) | |
| John Patrick Foley | Registered representative | CFP Chartered Financial Consultant | Jul 2013 (13y) | |
| Jeffrey Robert Reynolds | Registered representative | CFP | Jul 2013 (13y) | |
| Kip Thomas Matteson | Registered representative | Jul 2013 (13y) | ||
| Ashley Marie Burneka | Registered representative | Jul 2013 (13y) | ||
| Matthew D. Biffen | Registered representative | Jul 2013 (13y) | ||
| Benjamin Kenneth Minard | Registered representative | Aug 2013 (13y) | ||
| Nancy J Lapointe | Registered representative | CFP Chartered Financial Consultant | Aug 2013 (13y) | |
| Zale Robert Crawford | Registered representative | CFP Chartered Financial Consultant | Aug 2013 (13y) | |
| Harry Sterling Margolis | Registered representative | Aug 2013 (13y) | ||
| Graham Scott Miller | Registered representative | Sep 2013 (13y) | ||
| Benjamin Studley Magoun | Registered representative | CFP | Sep 2013 (13y) | |
| James Nelson Ball | Registered representative | Chartered Financial Consultant | Sep 2013 (13y) | |
| John Charles Macdougall | Registered representative | Sep 2013 (13y) | ||
| John Kevin Ohearn | Registered representative | Sep 2013 (13y) | ||
| Jeffrey Blair Allen | Registered representative | CFP | Oct 2013 (13y) | |
| Steven Joseph Blandino | Registered representative | CFP | Oct 2013 (13y) | |
| Lori Meg Colclasure | Registered representative | Oct 2013 (13y) | ||
| Derrick Jerome Callis | Registered representative | Oct 2013 (13y) | ||
| Scott Anthony Biestek | Registered representative | Oct 2013 (13y) | ||
| Amy Elizabeth Cinelli | Registered representative | Oct 2013 (13y) | ||
| Amy Marie Dowling | Registered representative | CFP | Oct 2013 (13y) | |
| Christopher Andrus Wakeman | Registered representative | Oct 2013 (13y) | ||
| Mark David Felt | Registered representative | Oct 2013 (13y) | ||
| Nathan Davenport O'loughlin | Registered representative | Oct 2013 (13y) | ||
| Kevin L Davenport | Registered representative | Nov 2013 (13y) | ||
| Matthew Bryan Dupon | Registered representative | CFP | Nov 2013 (13y) | |
| Michael Richard Krisko | Registered representative | CFP | Nov 2013 (13y) | |
| Sean Alex Montgomery | Registered representative | CFP | Nov 2013 (13y) | |
| Joey Hsu | Registered representative | Nov 2013 (13y) | ||
| Andrew Heimbach Wheeler | Registered representative | CFP | Nov 2013 (13y) | |
| Bryan W Pratt | Registered representative | CFP | Nov 2013 (13y) | |
| Michael Robert Ovshak | Registered representative | CFP | Nov 2013 (13y) | |
| Joseph John Cahill | Registered representative | Chartered Financial Consultant | Nov 2013 (13y) | |
| David Andrew Rampello | Registered representative | Dec 2013 (13y) | ||
| Sheila Sosnowy Menair | Registered representative | Jan 2014 (13y) | ||
| Nicholas M Hogrefe | Registered representative | Jan 2014 (13y) | ||
| James J Quinlan | Registered representative | Jan 2014 (13y) | ||
| Jacob George Nuno | Registered representative | CFP | Jan 2014 (13y) | |
| Charles Fenwick Murphy | Registered representative | Jan 2014 (13y) | ||
| Dennis Jeffrey Fergusson | Registered representative | CFP | Jan 2014 (13y) | |
| John Peter Loehner | Registered representative | Jan 2014 (13y) | ||
| Paul Edward Miller | Registered representative | Jan 2014 (13y) | ||
| Bradley Paul Johnson | Registered representative | Jan 2014 (13y) | ||
| Bradley William Pratt | Registered representative | Jan 2014 (13y) | ||
| Christopher Michael Mckern | Registered representative | Jan 2014 (13y) | ||
| James Robert Hillemeier | Registered representative | Jan 2014 (13y) | ||
| Jason Scott Rein | Registered representative | Jan 2014 (13y) | ||
| John Michael Newton | Registered representative | Jan 2014 (13y) | ||
| Katri Karen Balfanz | Registered representative | Jan 2014 (13y) | ||
| Michael Dale Huber | Registered representative | Jan 2014 (13y) | ||
| Peter Anthony Newton | Registered representative | CFP | Jan 2014 (13y) | |
| Timothy Philip Newton | Registered representative | Jan 2014 (13y) | ||
| Richard Jimmie Allred | Registered representative | CFP CFA | Jan 2014 (13y) | |
| David Linus Kelly | Registered representative | Jan 2014 (13y) | ||
| Carrie L Wagner | Registered representative | Feb 2014 (12y) | ||
| Eli Michael Wynes | Registered representative | Feb 2014 (12y) | ||
| Michael Earl Lehman | Registered representative | CFP | Feb 2014 (12y) | |
| Mollie Michele Thomsen | Registered representative | Feb 2014 (12y) | ||
| Seth Clinton Penney | Registered representative | Feb 2014 (12y) | ||
| Sean Michael Flynn | Registered representative | Feb 2014 (12y) | ||
| James A Short | Registered representative | Feb 2014 (12y) | ||
| Margaret Ruth Steidinger | Registered representative | Feb 2014 (12y) | ||
| Darin Kaoru Inouye | Registered representative | Feb 2014 (12y) | ||
| John Thomas Gunning | Registered representative | Feb 2014 (12y) | ||
| James Clarence Taylor | Registered representative | Feb 2014 (12y) | ||
| Mark Alan Law | Registered representative | Feb 2014 (12y) | ||
| Charles Gordon Carter | Registered representative | Chartered Financial Consultant | Feb 2014 (12y) | |
| Conrad Robert Pensavalle | Registered representative | Mar 2014 (12y) | ||
| Daniel Ryan Sherr | Registered representative | Mar 2014 (12y) | ||
| Mark Christopher Boldeia | Registered representative | Mar 2014 (12y) | ||
| Michael Peter Stanley Patrakis | Registered representative | CFP | Mar 2014 (12y) | |
| Douglas Elliott Kerr | Registered representative | Mar 2014 (12y) | ||
| Michael Alan Cox | Registered representative | Mar 2014 (12y) | ||
| Joseph Scott Malmborg | Registered representative | Mar 2014 (12y) | ||
| Nancy Lynn Scott | Registered representative | CFP | Mar 2014 (12y) | |
| Glen Raymond Tautges | Registered representative | Apr 2014 (12y) | ||
| Mark Justin Gubernik | Registered representative | CFP | Apr 2014 (12y) | |
| Dana L Payne | Registered representative | Apr 2014 (12y) | ||
| Cory James Nutter | Registered representative | CFP | Apr 2014 (12y) | |
| Shannon Kelly Mckeehan | Registered representative | Apr 2014 (12y) | ||
| Sean George Brown | Registered representative | Apr 2014 (12y) | ||
| Andrew John Brown | Registered representative | May 2014 (12y) | ||
| Rodney Ross Smith | Registered representative | CFP | May 2014 (12y) | |
| Russell James Jacobson | Registered representative | May 2014 (12y) | ||
| Ka'neda Nasha Bullock | Registered representative | May 2014 (12y) | ||
| Landon Paul Tymochko | Registered representative | CFP | May 2014 (12y) | |
| Daniel Robert Novotny | Registered representative | May 2014 (12y) | ||
| Kirk Fredrickson Tassell | Registered representative | CFP | May 2014 (12y) | |
| Curtis Stacy Collins | Registered representative | May 2014 (12y) | ||
| Greg Daniel Patterson | Registered representative | CFP | May 2014 (12y) | |
| James Allen Canady | Registered representative | May 2014 (12y) | ||
| James D Heeney | Registered representative | May 2014 (12y) | ||
| Marianna Goldenberg | Registered representative | Jun 2014 (12y) | ||
| John Leslie Bennis | Registered representative | Jun 2014 (12y) | ||
| Joseph Curtis Francisco | Registered representative | Jun 2014 (12y) | ||
| Shain Andru Steffens | Registered representative | Jun 2014 (12y) | ||
| Shawn Adam Steffens | Registered representative | Jun 2014 (12y) | ||
| Whitney Izzo Johnson | Registered representative | Jul 2014 (12y) | ||
| Eric Michael Schwieterman | Registered representative | Jul 2014 (12y) | ||
| David M Weidmayer | Registered representative | CFP | Aug 2014 (12y) | |
| Kevin Michael Cadagin | Registered representative | Aug 2014 (12y) | ||
| Susan Reznor Moone | Registered representative | CFP | Aug 2014 (12y) | |
| Donald Jay Kaplan | Registered representative | Aug 2014 (12y) | ||
| Bruce Alan Newell | Registered representative | Aug 2014 (12y) | ||
| Christopher Michael Mitchell | Registered representative | Aug 2014 (12y) | ||
| Jason Daniel Hofmann | Registered representative | Aug 2014 (12y) | ||
| Andrew Kitchings | Registered representative | Sep 2014 (12y) | ||
| Lauren Elizabeth Hawekotte | Registered representative | CFP | Sep 2014 (12y) | |
| Gregory Anthony Porcaro | Registered representative | Sep 2014 (12y) | ||
| Jonathan Adam Jagolinzer | Registered representative | CFP | Sep 2014 (12y) | |
| Meena Siulai Cheng | Registered representative | CFP | Sep 2014 (12y) | |
| Brenda Jo Johnson | Registered representative | CFP | Oct 2014 (12y) | |
| Danine Ann Mueller | Registered representative | Oct 2014 (12y) | ||
| Ernest Lundell Sims | Registered representative | CFP | Oct 2014 (12y) | |
| Michael Oconnor Addessi | Registered representative | Oct 2014 (12y) | ||
| William Bradford Mcmillan | Registered representative | CFA | Oct 2014 (12y) | |
| Drew Keith Stratton | Registered representative | CFP | Oct 2014 (12y) | |
| John Edward Potter | Registered representative | Oct 2014 (12y) | ||
| Steven Robert Larson | Registered representative | CFP | Oct 2014 (12y) | |
| John Andrew Donohue | Registered representative | CFP Chartered Financial Consultant | Oct 2014 (12y) | |
| Armand Gerard Cote | Registered representative | Nov 2014 (12y) | ||
| David Joseph Richards | Registered representative | Nov 2014 (12y) | ||
| Tari Kim Trowbridge | Registered representative | CFP | Nov 2014 (12y) | |
| Richard Lee Stone | Registered representative | Nov 2014 (12y) | ||
| Will Dietz | Registered representative | CFP | Nov 2014 (12y) | |
| Mark Fitzgerald Agre | Registered representative | CFP | Nov 2014 (12y) | |
| Michael Andrew Kock | Registered representative | CFP Chartered Financial Consultant | Dec 2014 (12y) | |
| Sara Jane Frank Hepfer | Registered representative | CFP | Dec 2014 (12y) | |
| John David Amick | Registered representative | Dec 2014 (12y) | ||
| James F Monahan | Registered representative | CFP | Jan 2015 (12y) | |
| Derek W Baker | Registered representative | Jan 2015 (12y) | ||
| Joseph Terence Covill | Registered representative | Jan 2015 (12y) | ||
| Kevin B Harris | Registered representative | Jan 2015 (12y) | ||
| Michael John Westerman | Registered representative | Jan 2015 (12y) | ||
| Michael Robert Buxbaum | Registered representative | CFP | Jan 2015 (12y) | |
| Michele Patricia Hartman | Registered representative | CFP | Jan 2015 (12y) | |
| Nicholas Robert Frake | Registered representative | Jan 2015 (12y) | ||
| Theodore Quillen | Registered representative | Jan 2015 (12y) | ||
| William Richard Gallagher | Registered representative | Jan 2015 (12y) | ||
| James Allen Zahansky | Registered representative | Jan 2015 (12y) | ||
| Mary A Walker | Registered representative | Jan 2015 (12y) | ||
| William Spires | Registered representative | Jan 2015 (12y) | ||
| Leanne Marie Drayton | Registered representative | Jan 2015 (12y) | ||
| Tara L Verbeek | Registered representative | Jan 2015 (12y) | ||
| Daniel Hilmer Johnson | Registered representative | Jan 2015 (12y) | ||
| Matthew Payne Carr | Registered representative | Jan 2015 (12y) | ||
| Lorraine Frances Lincoln | Registered representative | Jan 2015 (12y) | ||
| Patrick Michael Fuller | Registered representative | CFA | Jan 2015 (12y) | |
| Robert Loporto | Registered representative | Jan 2015 (12y) | ||
| Sheila Brand Stehlin | Registered representative | CFP | Jan 2015 (12y) | |
| Thomas Edward Dexter | Registered representative | CFP | Jan 2015 (12y) | |
| Todd A Ehrenberg | Registered representative | Jan 2015 (12y) | ||
| Christopher George Bafus | Registered representative | Feb 2015 (11y) | ||
| Erik Karl Peterson | Registered representative | Feb 2015 (11y) | ||
| Jason Jon Peters | Registered representative | CFP | Feb 2015 (11y) | |
| David Moon | Registered representative | CFP | Feb 2015 (11y) | |
| David Anderson | Registered representative | Feb 2015 (11y) | ||
| Marja Sweet | Registered representative | Feb 2015 (11y) | ||
| Mihai Cristian Popa | Registered representative | Feb 2015 (11y) | ||
| Dareth Ann Mcalpin | Registered representative | Mar 2015 (11y) | ||
| Theresa Mary Christine Mahoney | Registered representative | Mar 2015 (11y) | ||
| Alexander P Sherr | Registered representative | Mar 2015 (11y) | ||
| David Vance Barse | Registered representative | Apr 2015 (11y) | ||
| Timothy Clay Ebert | Registered representative | Chartered Financial Consultant | Apr 2015 (11y) | |
| Mark Daniel Kutzke | Registered representative | Apr 2015 (11y) | ||
| Matthew Dean Wilson | Registered representative | Apr 2015 (11y) | ||
| Phillip G Mazzola | Registered representative | Apr 2015 (11y) | ||
| Jason Edward Roehr | Registered representative | CFP | Apr 2015 (11y) | |
| Gregory Lawrence Wiegers | Registered representative | May 2015 (11y) | ||
| Leroy Wesley Millet | Registered representative | May 2015 (11y) | ||
| Neal Jeffrey Martin | Registered representative | May 2015 (11y) | ||
| Avigail Martin Curry | Registered representative | May 2015 (11y) | ||
| Allan Doss Smith | Registered representative | May 2015 (11y) | ||
| Rachel Elizabeth Dykstra | Registered representative | Personal Financial Specialist | May 2015 (11y) | |
| Stacy Dare Brady | Registered representative | May 2015 (11y) | ||
| Brian Francis Coneeny | Registered representative | CFP | May 2015 (11y) | |
| Alexis Ann Cannon | Registered representative | May 2015 (11y) | ||
| Alan Du Tran | Registered representative | May 2015 (11y) | ||
| John Howley Whalen | Registered representative | Chartered Financial Consultant | Jun 2015 (11y) | |
| John Bixby Farrell | Registered representative | Jun 2015 (11y) | ||
| Daniel Davin Labar | Registered representative | Jun 2015 (11y) | ||
| Douglas James Labar | Registered representative | Jun 2015 (11y) | ||
| Geoff Robert Harkness | Registered representative | CFP | Jun 2015 (11y) | |
| Gary Louis Feldman | Registered representative | Jun 2015 (11y) | ||
| Robert Eugene Logan | Registered representative | CFP | Jun 2015 (11y) | |
| Michael Paul Kenney | Registered representative | Jun 2015 (11y) | ||
| Fred Eric Ymker | Registered representative | CFP | Jun 2015 (11y) | |
| Keith Robert Schaefbauer | Registered representative | CFP | Jun 2015 (11y) | |
| Abraham Gregory Dugal | Registered representative | CFP | Jul 2015 (11y) | |
| Timothy Van Kleeck Helman | Registered representative | Jul 2015 (11y) | ||
| Kevin David Paro | Registered representative | Jul 2015 (11y) | ||
| Robert E Nadolny | Registered representative | Aug 2015 (11y) | ||
| Ellen Hurley Molnar | Registered representative | CFP | Aug 2015 (11y) | |
| Stephen M Astle | Registered representative | Aug 2015 (11y) | ||
| Joanne Defranco Astle | Registered representative | Aug 2015 (11y) | ||
| Nicholas Andrew Astle | Registered representative | Aug 2015 (11y) | ||
| Mark Edward Forsberg | Registered representative | Aug 2015 (11y) | ||
| Ashley Wheeler Ott | Registered representative | Sep 2015 (11y) | ||
| Christopher Baxter Jones | Registered representative | Sep 2015 (11y) | ||
| Darryl Scott Guthrie | Registered representative | Sep 2015 (11y) | ||
| Mary Patricia Gunn | Registered representative | Sep 2015 (11y) | ||
| Christian Trygve Lee Stout | Registered representative | Sep 2015 (11y) | ||
| Connie Arlene Falon | Registered representative | Sep 2015 (11y) | ||
| Kathy Miller Parrish | Registered representative | Sep 2015 (11y) | ||
| Ryan Donald Olschefskie | Registered representative | Sep 2015 (11y) | ||
| Jessica Meghan Blood | Registered representative | CFP | Sep 2015 (11y) | |
| Daniel Jeremiah Lahiff | Registered representative | Sep 2015 (11y) | ||
| Krista Marie Weaver | Registered representative | Sep 2015 (11y) | ||
| Jeffrey Lynn Tiona | Registered representative | Sep 2015 (11y) | ||
| Brendan Michael Maloy | Registered representative | Oct 2015 (11y) | ||
| Oliver Coleman Scholle | Registered representative | Oct 2015 (11y) | ||
| William George Berigan | Registered representative | CFP | Oct 2015 (11y) | |
| Anne Johnson Borst | Registered representative | Oct 2015 (11y) | ||
| Anthony R Yoder | Registered representative | Oct 2015 (11y) | ||
| David Anthony Pickler | Registered representative | CFP Chartered Financial Consultant | Oct 2015 (11y) | |
| Michael Youngerman | Registered representative | Oct 2015 (11y) | ||
| Christina L Mccalla | Registered representative | Oct 2015 (11y) | ||
| Marc Wayne Levy | Registered representative | CFP | Oct 2015 (11y) | |
| Kurt Charles Jackson | Registered representative | CFP | Oct 2015 (11y) | |
| James John Iozzo | Registered representative | CFP | Oct 2015 (11y) | |
| Robert Edwin Jones | Registered representative | Oct 2015 (11y) | ||
| Jennifer Lafrance | Registered representative | Nov 2015 (11y) | ||
| Matthew James Witchko | Registered representative | Nov 2015 (11y) | ||
| Sarah Beth Kaplan | Registered representative | CFP | Nov 2015 (11y) | |
| David Yukio Omura | Registered representative | Nov 2015 (11y) | ||
| Brian Scott Regier | Registered representative | CFP | Dec 2015 (11y) | |
| Craig James Sullivan | Registered representative | CFP | Dec 2015 (11y) | |
| Craig Otto Brueckner | Registered representative | CFP | Dec 2015 (11y) | |
| Michael Tobias Goostree | Registered representative | CFP | Dec 2015 (11y) | |
| Jodene Lauren Gibbs | Registered representative | Jan 2016 (11y) | ||
| Jessica Isabel Grillo | Registered representative | Jan 2016 (11y) | ||
| Traci C Nelson | Registered representative | CFP | Jan 2016 (11y) | |
| Jerald Gordon Rubin | Registered representative | CFP Chartered Financial Consultant | Jan 2016 (11y) | |
| Kathryn Roberts Vaughn | Registered representative | Jan 2016 (11y) | ||
| Kristina Nikolayevna Shamonina | Registered representative | CFP Chartered Financial Consultant | Jan 2016 (11y) | |
| Edward Foster Bothfeld | Registered representative | Jan 2016 (11y) | ||
| Jonathan Harris Neipris | Registered representative | Jan 2016 (11y) | ||
| Sean Michael Lawton | Registered representative | Jan 2016 (11y) | ||
| David Norton Tinsley | Registered representative | Chartered Financial Consultant | Feb 2016 (10y) | |
| Renee C Serenci | Registered representative | CFP | Feb 2016 (10y) | |
| David Anthony Selleck | Registered representative | Feb 2016 (10y) | ||
| John Michael Cronin | Registered representative | Feb 2016 (10y) | ||
| Nicholas William Thomas | Registered representative | Feb 2016 (10y) | ||
| Tyler Ross Downing | Registered representative | CFP | Feb 2016 (10y) | |
| Frank Joseph Sweeney | Registered representative | Feb 2016 (10y) | ||
| Bryan William Rutledge | Registered representative | Mar 2016 (10y) | ||
| Robert Emmett Tubridy Jr. | Registered representative | Chartered Financial Consultant | Mar 2016 (10y) | |
| William Terry Adams | Registered representative | Mar 2016 (10y) | ||
| Christopher Ronald Baker | Registered representative | CFP | Mar 2016 (10y) | |
| Edward James Snyder | Registered representative | CFP Chartered Financial Consultant | Mar 2016 (10y) | |
| Libby D Ricciardi | Registered representative | Apr 2016 (10y) | ||
| Alexander Alexander Lyskin | Registered representative | CFP | Apr 2016 (10y) | |
| Ryan D Coole | Registered representative | Apr 2016 (10y) | ||
| Thomas Edmund Deichert | Registered representative | CFP | May 2016 (10y) | |
| Jacqueline June Lambros | Registered representative | May 2016 (10y) | ||
| Nelson Potter Ball | Registered representative | Chartered Financial Consultant | May 2016 (10y) | |
| Robert J Schneider | Registered representative | May 2016 (10y) | ||
| Scott Alan Crawford | Registered representative | May 2016 (10y) | ||
| Allen Francis Lehnhoff | Registered representative | Jun 2016 (10y) | ||
| Dennis Vincent Clavin | Registered representative | CFP | Jun 2016 (10y) | |
| Alan Richard King | Registered representative | CFP | Jun 2016 (10y) | |
| Erin Michelle Sweitzer | Registered representative | Jun 2016 (10y) | ||
| Karl Badey | Registered representative | Jul 2016 (10y) | ||
| Derek Preston Budd | Registered representative | Jul 2016 (10y) | ||
| Eric David Kieffner | Registered representative | Jul 2016 (10y) | ||
| Keith Laurence Radmaker | Registered representative | Jul 2016 (10y) | ||
| Scott Russell Herz | Registered representative | Jul 2016 (10y) | ||
| Brian R Jamros | Registered representative | Jul 2016 (10y) | ||
| Sarah May Newell | Registered representative | CFP | Jul 2016 (10y) | |
| Chase Alexander Martin | Registered representative | Jul 2016 (10y) | ||
| Terry Scott Sebranek | Registered representative | Jul 2016 (10y) | ||
| Stacy Kling Naberhaus | Registered representative | Jul 2016 (10y) | ||
| Kaleb Marcus Frawley | Registered representative | Jul 2016 (10y) | ||
| Lauryn Jean Doyle | Registered representative | Jul 2016 (10y) | ||
| Brandi Ileen Walton | Registered representative | Jul 2016 (10y) | ||
| Philip S Nemphos | Registered representative | Aug 2016 (10y) | ||
| Samuel Gens Rich | Registered representative | Aug 2016 (10y) | ||
| Alan Andrew Flick | Registered representative | Aug 2016 (10y) | ||
| Curtis Aiken | Registered representative | Chartered Financial Consultant | Aug 2016 (10y) | |
| Kevin Scott Flick | Registered representative | CFP Chartered Financial Consultant | Aug 2016 (10y) | |
| Daniel Albert Flick | Registered representative | CFP Chartered Financial Consultant | Aug 2016 (10y) | |
| Peter Edward Ruth | Registered representative | Aug 2016 (10y) | ||
| Stephen Ole Meidahl | Registered representative | Aug 2016 (10y) | ||
| William L Gaines | Registered representative | Aug 2016 (10y) | ||
| Duke Nhien Tran | Registered representative | Aug 2016 (10y) | ||
| Stephen Paul Maguire | Registered representative | Aug 2016 (10y) | ||
| Bradley Wayne Prewitt | Registered representative | Sep 2016 (10y) | ||
| Scott Joseph Wilson | Registered representative | Sep 2016 (10y) | ||
| Michael Steven Warren | Registered representative | CFP | Sep 2016 (10y) | |
| Timothy Stephen O'connor | Registered representative | CFP | Sep 2016 (10y) | |
| Katherine Boucher Brady | Registered representative | CFP | Sep 2016 (10y) | |
| Michael Salvatore Bartolotta | Registered representative | CFP | Sep 2016 (10y) | |
| Brooks Paulding Bartlett | Registered representative | Chartered Financial Consultant | Oct 2016 (10y) | |
| Eric Keith King | Registered representative | CFP | Oct 2016 (10y) | |
| Jennifer Elaine Yeater | Registered representative | Oct 2016 (10y) | ||
| Hannah Sue King | Registered representative | CFP | Oct 2016 (10y) | |
| Richard Charles Moldenhauer | Registered representative | Chartered Financial Consultant | Oct 2016 (10y) | |
| Christopher Adam Williams | Registered representative | Oct 2016 (10y) | ||
| Eric Mark Jaffe | Registered representative | Oct 2016 (10y) | ||
| John S Diamond | Registered representative | CFP | Oct 2016 (10y) | |
| Annie Mussoni Morrison | Registered representative | Oct 2016 (10y) | ||
| Randall David Johnson | Registered representative | Oct 2016 (10y) | ||
| Paul Edward Miller | Registered representative | CFP | Oct 2016 (10y) | |
| Jordan R Hucht | Registered representative | CFP Chartered Financial Consultant | Oct 2016 (10y) | |
| Joshua Paul Weszka | Registered representative | Oct 2016 (10y) | ||
| Edward Chadwick Silva | Registered representative | Oct 2016 (10y) | ||
| Joseph Michael Carney | Registered representative | Oct 2016 (10y) | ||
| Rosalie Wagner Morris | Registered representative | Nov 2016 (10y) | ||
| John C Farris | Registered representative | Nov 2016 (10y) | ||
| Karthik Muraliraj | Registered representative | Chartered Financial Consultant | Nov 2016 (10y) | |
| Kimberly Zan Tillinghast | Registered representative | Nov 2016 (10y) | ||
| Oscar Omar Lopez | Registered representative | CFP | Nov 2016 (10y) | |
| Philip Andrew Strunk | Registered representative | CFP | Nov 2016 (10y) | |
| Raegan Ashley Saylor | Registered representative | Nov 2016 (10y) | ||
| Robert Christian Lake | Registered representative | Nov 2016 (10y) | ||
| Ruben Lopez | Registered representative | Nov 2016 (10y) | ||
| Shaun O'boyle | Registered representative | Nov 2016 (10y) | ||
| Vatsal Assar | Registered representative | Nov 2016 (10y) | ||
| Christopher Andrew Schwartz | Registered representative | Nov 2016 (10y) | ||
| Jason Weszka | Registered representative | Nov 2016 (10y) | ||
| Samuel D. Quoos | Registered representative | Nov 2016 (10y) | ||
| Jay William Stenzel | Registered representative | CFP Chartered Financial Consultant | Nov 2016 (10y) | |
| Holly Miriam Robert | Registered representative | Nov 2016 (10y) | ||
| Laurence Joseph Lamagna | Registered representative | Nov 2016 (10y) | ||
| Parichart Crystal Zanon | Registered representative | Dec 2016 (10y) | ||
| Mark Christian Miller | Registered representative | Dec 2016 (10y) | ||
| Brett Russell Saide | Registered representative | CFP | Dec 2016 (10y) | |
| Anthony George Smyrneos | Registered representative | Jan 2017 (10y) | ||
| Magdalena Johndrow | Registered representative | Jan 2017 (10y) | ||
| Gina Ann Piscura | Registered representative | Jan 2017 (10y) | ||
| John Paul Francis Stornetta | Registered representative | Jan 2017 (10y) | ||
| Andrew Michael Lucking | Registered representative | CFP | Jan 2017 (10y) | |
| Margaret Mc Kee Kenny | Registered representative | CFP | Jan 2017 (10y) | |
| Mark Douglas Weaver | Registered representative | Chartered Financial Consultant | Jan 2017 (10y) | |
| Susan Dale Finley | Registered representative | Jan 2017 (10y) | ||
| Thomas David Storrie | Registered representative | CFP | Jan 2017 (10y) | |
| Uwe Fred Schweikert | Registered representative | Jan 2017 (10y) | ||
| Brooke Lynn Fleming | Registered representative | Chartered Financial Consultant | Jan 2017 (10y) | |
| Michael Ross Weston | Registered representative | Chartered Financial Consultant | Jan 2017 (10y) | |
| Stuart Francis Honenberger | Registered representative | CFP | Jan 2017 (10y) | |
| Drew David Hefflefinger | Registered representative | CFP | Feb 2017 (9y) | |
| Sean Michael Maguire | Registered representative | Feb 2017 (9y) | ||
| David John Dorgan | Registered representative | Feb 2017 (9y) | ||
| Jared Wyson | Registered representative | Feb 2017 (9y) | ||
| Sarah Margraves Ruef Lindquist | Registered representative | Feb 2017 (9y) | ||
| Wesley Davis Botto | Registered representative | CFP | Feb 2017 (9y) | |
| Cameron Stephan Kashani | Registered representative | Feb 2017 (9y) | ||
| Kevin Andrew Roach | Registered representative | Feb 2017 (9y) | ||
| Paul David Wendling | Registered representative | Feb 2017 (9y) | ||
| Robert James Messett | Registered representative | Feb 2017 (9y) | ||
| Dustin Scott Osborne | Registered representative | CFP | Feb 2017 (9y) | |
| Basil Anas | Registered representative | Feb 2017 (9y) | ||
| Christopher Michael Hovey | Registered representative | Feb 2017 (9y) | ||
| Justin Neil Hutt | Registered representative | Feb 2017 (9y) | ||
| John Christopher Shibles | Registered representative | Mar 2017 (9y) | ||
| Michael Folan Oberdorf | Registered representative | CFA | Mar 2017 (9y) | |
| Billy Christopher Mason | Registered representative | Mar 2017 (9y) | ||
| Daniel Jonathan Brown | Registered representative | Mar 2017 (9y) | ||
| Marc Daniel Hirshorn | Registered representative | Mar 2017 (9y) | ||
| Vertti Eemeli Iso Ahola | Registered representative | Mar 2017 (9y) | ||
| Normand Poulin | Registered representative | Mar 2017 (9y) | ||
| Grant Koichi Omura | Registered representative | Mar 2017 (9y) | ||
| Steven Mark Roth | Registered representative | Mar 2017 (9y) | ||
| Ahmad Motallebi Kashani | Registered representative | Mar 2017 (9y) | ||
| Deborah Smith Marsh | Registered representative | Mar 2017 (9y) | ||
| Daniel Michael Dibuono | Registered representative | Mar 2017 (9y) | ||
| Christopher James Johnson | Registered representative | Apr 2017 (9y) | ||
| Colin Michael Kramer | Registered representative | Apr 2017 (9y) | ||
| Daniel Murray Shultz | Registered representative | Apr 2017 (9y) | ||
| David Lee Pease | Registered representative | Apr 2017 (9y) | ||
| John Charles Hogeland | Registered representative | Apr 2017 (9y) | ||
| Kevyn Paul Sopinski | Registered representative | Apr 2017 (9y) | ||
| Ashley Elizabeth Riley | Registered representative | Apr 2017 (9y) | ||
| Kathleen Julia Cyganiewicz | Registered representative | Apr 2017 (9y) | ||
| William Somers Pherson | Registered representative | Apr 2017 (9y) | ||
| Michael David Yannucci | Registered representative | CFP | Apr 2017 (9y) | |
| James Peter Kos | Registered representative | Apr 2017 (9y) | ||
| H. Brandon Hughes | Registered representative | CFP | Apr 2017 (9y) | |
| John Brent Offenburger | Registered representative | May 2017 (9y) | ||
| James William Roland | Registered representative | CFP | May 2017 (9y) | |
| David Andrew Roggenkamp | Registered representative | May 2017 (9y) | ||
| Rachael Anna Crosby | Registered representative | May 2017 (9y) | ||
| Thomas Alexander Banks | Registered representative | May 2017 (9y) | ||
| Daniel Richard Santanello | Registered representative | May 2017 (9y) | ||
| Kevin Michael Curley | Registered representative | May 2017 (9y) | ||
| Christy Jo Shelton | Registered representative | May 2017 (9y) | ||
| Eric Allen Jacobsen | Registered representative | May 2017 (9y) | ||
| Michael D Ruggieri | Registered representative | May 2017 (9y) | ||
| Bradley Martin Happel | Registered representative | May 2017 (9y) | ||
| Christopher Gerard Murphy | Registered representative | CFP Chartered Financial Consultant | May 2017 (9y) | |
| Barbara Ann Budny | Registered representative | Jun 2017 (9y) | ||
| Cale Branden Flage | Registered representative | CFP | Jun 2017 (9y) | |
| Michael Joseph Graziano | Registered representative | CFP | Jun 2017 (9y) | |
| Robert Stuart Taylor | Registered representative | Jun 2017 (9y) | ||
| Jordan Charles Hendry | Registered representative | CFP | Jun 2017 (9y) | |
| Matthew William Andreas | Registered representative | Jun 2017 (9y) | ||
| Erin Walsh Esposito | Registered representative | Jun 2017 (9y) | ||
| Evan Ben Russell | Registered representative | Jun 2017 (9y) | ||
| Curtis J. Nagai | Registered representative | CFP | Jun 2017 (9y) | |
| Austin Lance Svatos | Registered representative | Jul 2017 (9y) | ||
| Michael Wayne Zirbel | Registered representative | Jul 2017 (9y) | ||
| John Richard Dorff | Registered representative | Jul 2017 (9y) | ||
| Kevin Robert Carlin | Registered representative | Jul 2017 (9y) | ||
| Enjoli Patricia Mendoza | Registered representative | Aug 2017 (9y) | ||
| Larry Robert Brown | Registered representative | CFP | Aug 2017 (9y) | |
| Marilyn Alise Wood | Registered representative | Aug 2017 (9y) | ||
| Sara Joy Arnold | Registered representative | Aug 2017 (9y) | ||
| Sherri Lynn Harris | Registered representative | Aug 2017 (9y) | ||
| Peter Matthew Fahey | Registered representative | Aug 2017 (9y) | ||
| Carl Joseph Cieplinski | Registered representative | Aug 2017 (9y) | ||
| William Joseph Cahill | Registered representative | CFP | Aug 2017 (9y) | |
| Philip Andrew Mccaull | Registered representative | Aug 2017 (9y) | ||
| Mary Jean Schueman | Registered representative | Aug 2017 (9y) | ||
| Theresa L Cahill | Registered representative | Aug 2017 (9y) | ||
| John David Wiedmaier | Registered representative | CFP | Aug 2017 (9y) | |
| Scott Elliott Miller | Registered representative | Aug 2017 (9y) | ||
| Jason Warren Eaker | Registered representative | Aug 2017 (9y) | ||
| Brian Matthew Bean | Registered representative | Aug 2017 (9y) | ||
| John Adam Stine | Registered representative | Aug 2017 (9y) | ||
| Jason Patrick Thorne | Registered representative | CFP | Sep 2017 (9y) | |
| Jack Edward Armstrong | Registered representative | Sep 2017 (9y) | ||
| Michael Anthony Solo | Registered representative | CFP | Sep 2017 (9y) | |
| Zachary Robert Sturdy | Registered representative | Sep 2017 (9y) | ||
| Suzanne Louise Offutt | Registered representative | CFP | Sep 2017 (9y) | |
| Joseph Michael Russo | Registered representative | Sep 2017 (9y) | ||
| Brenden Michael Olsen | Registered representative | CFP | Sep 2017 (9y) | |
| Robert Alan Karcz | Registered representative | Sep 2017 (9y) | ||
| Maura Flaherty | Registered representative | Sep 2017 (9y) | ||
| Robert William Irby | Registered representative | Sep 2017 (9y) | ||
| Craig Jamieson Skeels | Registered representative | CFP Chartered Financial Consultant | Sep 2017 (9y) | |
| Jayne M Mansfield | Registered representative | Sep 2017 (9y) | ||
| Russell Lee Fox | Registered representative | CFP Chartered Financial Consultant | Sep 2017 (9y) | |
| Beverly Addington Mcbride | Registered representative | Oct 2017 (9y) | ||
| Rachael Ashley Gerjets | Registered representative | Oct 2017 (9y) | ||
| Erin Kate Larney Themig | Registered representative | CFP | Oct 2017 (9y) | |
| Daniel Jon Taylor | Registered representative | Oct 2017 (9y) | ||
| Deborah Y Fair | Registered representative | Oct 2017 (9y) | ||
| Jamie Brett King | Registered representative | Oct 2017 (9y) | ||
| Michael Roy Paris | Registered representative | Oct 2017 (9y) | ||
| Chad B Sutton | Registered representative | CFP | Oct 2017 (9y) | |
| Steven Mark Mammoser | Registered representative | CFP | Oct 2017 (9y) | |
| Matthew James Cova | Registered representative | CFP | Oct 2017 (9y) | |
| Virgil A Kahl | Registered representative | CFP | Oct 2017 (9y) | |
| Jessica Smith Cook | Registered representative | CFP | Oct 2017 (9y) | |
| Kevin Jean Pentz | Registered representative | Oct 2017 (9y) | ||
| Bryan Preston Benner | Registered representative | CFP Chartered Financial Consultant | Oct 2017 (9y) | |
| David Paul Minarcik | Registered representative | Oct 2017 (9y) | ||
| James Kay Nesbitt | Registered representative | Oct 2017 (9y) | ||
| Roman Orest Batschynsky | Registered representative | CFP | Oct 2017 (9y) | |
| Alexander B Bender | Registered representative | CFA | Oct 2017 (9y) | |
| Colleen Mary Maimaron | Registered representative | Oct 2017 (9y) | ||
| Joan Lesley Theroux | Registered representative | Oct 2017 (9y) | ||
| Louis D Orazio | Registered representative | CFP | Oct 2017 (9y) | |
| Paul Robert Parsons | Registered representative | Oct 2017 (9y) | ||
| Shari Meltzer Reffsin | Registered representative | CFP | Oct 2017 (9y) | |
| Barry Stuart Goldberg | Registered representative | Nov 2017 (9y) | ||
| Brett Iver Haukedahl | Registered representative | Nov 2017 (9y) | ||
| Lorraine Johnson | Registered representative | CFP CFA | Nov 2017 (9y) | |
| Mark Iver Haukedahl | Registered representative | Chartered Financial Consultant | Nov 2017 (9y) | |
| Paul Andrew Ebert | Registered representative | Nov 2017 (9y) | ||
| Kimberly Ann Jestrab Rindt | Registered representative | Nov 2017 (9y) | ||
| Brandon James Masbruch | Registered representative | Nov 2017 (9y) | ||
| Jacqueline Morin Frazee | Registered representative | Nov 2017 (9y) | ||
| Matthew Mark Cuplin | Registered representative | CFP | Nov 2017 (9y) | |
| John Fitzgerald | Registered representative | Dec 2017 (9y) | ||
| Peter Arnold Hundt | Registered representative | Chartered Financial Consultant | Dec 2017 (9y) | |
| David Gerald Adams | Registered representative | Dec 2017 (9y) | ||
| Lisa Kae Adams | Registered representative | CFP | Dec 2017 (9y) | |
| Melinda Amberg Vajdic | Registered representative | Jan 2018 (9y) | ||
| Raymond George Dodson | Registered representative | CFP | Jan 2018 (9y) | |
| Thomas Joseph Lintemuth | Registered representative | Jan 2018 (9y) | ||
| Pamela C Boardway | Registered representative | Jan 2018 (9y) | ||
| Brian Michael Johnson | Registered representative | CFP | Jan 2018 (9y) | |
| Matthew St. Onge | Registered representative | Jan 2018 (9y) | ||
| Erin Siobhan Di Carlo | Registered representative | Jan 2018 (9y) | ||
| Michael Thomas Boyle | Registered representative | CFP | Jan 2018 (9y) | |
| Claudia Perez Brown | Registered representative | Jan 2018 (9y) | ||
| Randall J. Rawe | Registered representative | Jan 2018 (9y) | ||
| Jeremy Michael Bok | Registered representative | CFP | Jan 2018 (9y) | |
| Kristen Emeline Allen | Registered representative | CFP | Jan 2018 (9y) | |
| Robert C Swanke | Registered representative | CFA | Jan 2018 (9y) | |
| Thomas Henry Perrea | Registered representative | Jan 2018 (9y) | ||
| Beth Lipman Westburg | Registered representative | Feb 2018 (8y) | ||
| Laurie Lipman | Registered representative | Feb 2018 (8y) | ||
| Irfan A Dossani | Registered representative | Feb 2018 (8y) | ||
| Ashley Kim Sparhawk Kriner | Registered representative | Feb 2018 (8y) | ||
| Thomas David Mckeon | Registered representative | Mar 2018 (8y) | ||
| Jordan Douglas Traub | Registered representative | Mar 2018 (8y) | ||
| Todd Wesley Cottingham | Registered representative | Mar 2018 (8y) | ||
| Christopher Barber | Registered representative | Mar 2018 (8y) | ||
| Veronica Ann Dende | Registered representative | Mar 2018 (8y) | ||
| Dillon Peter Gonzalez | Registered representative | Apr 2018 (8y) | ||
| Melissa Angela Gallagher | Registered representative | Apr 2018 (8y) | ||
| Michael Jake Davies | Registered representative | Apr 2018 (8y) | ||
| Christin C Kneeland | Registered representative | Apr 2018 (8y) | ||
| Michael William Schiavi | Registered representative | Apr 2018 (8y) | ||
| Kurt Christopher Mazur | Registered representative | Apr 2018 (8y) | ||
| Daniel Theodore Clarke | Registered representative | Apr 2018 (8y) | ||
| William J Ferguson | Registered representative | Apr 2018 (8y) | ||
| Beth Ann Castantini | Registered representative | CFP | Apr 2018 (8y) | |
| Kimberlee Fricker | Registered representative | Apr 2018 (8y) | ||
| Timothy Joseph Conway | Registered representative | Apr 2018 (8y) | ||
| Wayne D Richardson | Registered representative | Apr 2018 (8y) | ||
| Derek Joseph Mclaughlin | Registered representative | CFP | Apr 2018 (8y) | |
| Stephen Lawrence Kastrul | Registered representative | Chartered Financial Consultant | Apr 2018 (8y) | |
| Frederick Palmer Mesch | Registered representative | Apr 2018 (8y) | ||
| James Walter Cushman | Registered representative | Apr 2018 (8y) | ||
| David Alan Flanders | Registered representative | CFP | May 2018 (8y) | |
| Ryan Matthew Flanders | Registered representative | May 2018 (8y) | ||
| William Mack | Registered representative | May 2018 (8y) | ||
| Brian Scott Fisher | Registered representative | May 2018 (8y) | ||
| Donald Zwally Haverstick | Registered representative | May 2018 (8y) | ||
| Liliana Daniela Radu | Registered representative | May 2018 (8y) | ||
| Jacob Stoneburner | Registered representative | May 2018 (8y) | ||
| Leslie Kirsten Gaddis | Registered representative | CFP | May 2018 (8y) | |
| Wade Cortland Winsett | Registered representative | CFP | May 2018 (8y) | |
| Steven M Draczynski | Registered representative | Jun 2018 (8y) | ||
| Ryan John Balks | Registered representative | Jun 2018 (8y) | ||
| Peter Manifold Daniels | Registered representative | CFP | Jun 2018 (8y) | |
| Stephanie Rae Gallegos | Registered representative | Jun 2018 (8y) | ||
| Kelly Ann Binkowski | Registered representative | Jun 2018 (8y) | ||
| Tiffany M Holt | Registered representative | Jun 2018 (8y) | ||
| Robert Donald Eberhardt | Registered representative | Jun 2018 (8y) | ||
| Kristina Beck Danese | Registered representative | Jul 2018 (8y) | ||
| Robyn Ereckson Hill | Registered representative | CFP | Jul 2018 (8y) | |
| Leo Francis Downing | Registered representative | Jul 2018 (8y) | ||
| James David Kaufman | Registered representative | Jul 2018 (8y) | ||
| Sean Alan Roche | Registered representative | Jul 2018 (8y) | ||
| Diane Lucille Dodson | Registered representative | CFP | Jul 2018 (8y) | |
| Frank Andrew Deptola | Registered representative | Jul 2018 (8y) | ||
| John Robert Bradberry | Registered representative | CFP | Jul 2018 (8y) | |
| Mark Ryan Boccuzzi | Registered representative | Jul 2018 (8y) | ||
| Rachel Marie Mccray | Registered representative | Jul 2018 (8y) | ||
| Stephanie S Fralin | Registered representative | Jul 2018 (8y) | ||
| Michelle Leigh Poston | Registered representative | CFP | Aug 2018 (8y) | |
| Sarah Jean Schlenz | Registered representative | CFP | Aug 2018 (8y) | |
| Priscilla Diane Aivazian | Registered representative | Aug 2018 (8y) | ||
| John Barton Edmunds | Registered representative | CFP | Aug 2018 (8y) | |
| Adam Zachery Peters | Registered representative | CFP | Aug 2018 (8y) | |
| Bobby Edward Blankenship | Registered representative | CFP | Aug 2018 (8y) | |
| Gerald Christian Tuck | Registered representative | Aug 2018 (8y) | ||
| Matthew Michael Chiccuarelli | Registered representative | Chartered Financial Consultant | Aug 2018 (8y) | |
| Robert B. Fry | Registered representative | CFP | Aug 2018 (8y) | |
| Christopher Neal Harmon | Registered representative | Chartered Financial Consultant | Aug 2018 (8y) | |
| Ian Graham Essling | Registered representative | CFP | Aug 2018 (8y) | |
| Tyler Steven Mattox | Registered representative | Chartered Financial Consultant | Aug 2018 (8y) | |
| William Ray Verhagen | Registered representative | CFP Chartered Financial Consultant | Aug 2018 (8y) | |
| Mark Harvey Kraus | Registered representative | Chartered Financial Consultant | Aug 2018 (8y) | |
| Edward Bradley Smith | Registered representative | Chartered Financial Consultant | Aug 2018 (8y) | |
| Charles Alexander Stewart | Registered representative | Aug 2018 (8y) | ||
| Danica Le Goshert | Registered representative | CFP | Aug 2018 (8y) | |
| Daniel Joseph Lanasa | Registered representative | Aug 2018 (8y) | ||
| Anthony Benton Hemmelgarn | Registered representative | CFP | Aug 2018 (8y) | |
| Camille Margaret Smith | Registered representative | Aug 2018 (8y) | ||
| Eric D Iwanski | Registered representative | Aug 2018 (8y) | ||
| Boden Daniel Bierman | Registered representative | CFP | Aug 2018 (8y) | |
| Michael P Shea | Registered representative | Aug 2018 (8y) | ||
| Amy Elizabeth Santarelli | Registered representative | Aug 2018 (8y) | ||
| Joseph Steven Brown | Registered representative | Aug 2018 (8y) | ||
| Kirsten A. Bagaglia | Registered representative | Aug 2018 (8y) | ||
| Jeremy Mark Peters | Registered representative | Sep 2018 (8y) | ||
| Matthew Daniel Pratt | Registered representative | Sep 2018 (8y) | ||
| Joseph Christopher Scalzo | Registered representative | Sep 2018 (8y) | ||
| Brian Kendall Ephraim | Registered representative | CFP Chartered Financial Consultant | Sep 2018 (8y) | |
| Christine Elaine Worontzoff | Registered representative | Sep 2018 (8y) | ||
| Dennis Alan Asaro | Registered representative | Sep 2018 (8y) | ||
| Jeanette Lynn Showalter | Registered representative | Sep 2018 (8y) | ||
| Katie Beth Wilkins | Registered representative | Sep 2018 (8y) | ||
| Mark Anthony Brenneman | Registered representative | CFP | Sep 2018 (8y) | |
| Owen Franklin Showalter | Registered representative | Sep 2018 (8y) | ||
| Carol Ann Vesey | Registered representative | Sep 2018 (8y) | ||
| Thomas Patrick Vesey | Registered representative | Sep 2018 (8y) | ||
| Dennis Camille Gero | Registered representative | Sep 2018 (8y) | ||
| James John Zien | Registered representative | CFP | Sep 2018 (8y) | |
| Kate Zien Koplin | Registered representative | CFP | Sep 2018 (8y) | |
| Sarah Jane Halpin | Registered representative | CFP | Sep 2018 (8y) | |
| Daniel Ross Moskowitz | Registered representative | CFP | Oct 2018 (8y) | |
| Peter Gene Yacovone | Registered representative | CFP | Oct 2018 (8y) | |
| Eric Michael Chaney | Registered representative | Oct 2018 (8y) | ||
| Kateryna Danielle Mc Isaac | Registered representative | Oct 2018 (8y) | ||
| Richard Floyd Hanson | Registered representative | Oct 2018 (8y) | ||
| Bryan Robert Cooper | Registered representative | Oct 2018 (8y) | ||
| Emily Case Promise | Registered representative | Oct 2018 (8y) | ||
| William Joseph Hastie | Registered representative | Nov 2018 (8y) | ||
| Thomas Paul Sileo | Registered representative | Nov 2018 (8y) | ||
| Joseph Appolito | Registered representative | CFP | Nov 2018 (8y) | |
| Cameron Robert Smith | Registered representative | Nov 2018 (8y) | ||
| Collin Alexander Proehl | Registered representative | Nov 2018 (8y) | ||
| Michael Louis Stone | Registered representative | Nov 2018 (8y) | ||
| Mark Richard | Registered representative | Nov 2018 (8y) | ||
| Richard Andrew Nagel | Registered representative | Nov 2018 (8y) | ||
| James Patrick Newman | Registered representative | CFP | Dec 2018 (8y) | |
| Kyle S Fuchtman | Registered representative | Dec 2018 (8y) | ||
| James T Wapelhorst | Registered representative | Dec 2018 (8y) | ||
| Jesse Thomas Hinrichs | Registered representative | CFP Chartered Financial Consultant | Dec 2018 (8y) | |
| Jessica J Marchesini | Registered representative | Dec 2018 (8y) | ||
| Matthew A. Geremia | Registered representative | CFP | Dec 2018 (8y) | |
| Austin Daniel Finn | Registered representative | CFP | Jan 2019 (8y) | |
| Jared Vincent Henigin | Registered representative | CFP | Jan 2019 (8y) | |
| Kyle Martin | Registered representative | CFP | Jan 2019 (8y) | |
| Patrick Lee Murphy | Registered representative | CFP Chartered Financial Consultant | Jan 2019 (8y) | |
| Charles Joseph Bubeck | Registered representative | Jan 2019 (8y) | ||
| Jessica Rose Koch Chavez | Registered representative | Jan 2019 (8y) | ||
| Nathan Benjamin Parker | Registered representative | CFA | Jan 2019 (8y) | |
| Susan Elizabeth Geiersbach | Registered representative | Jan 2019 (8y) | ||
| Tiffany Marie Tomassoni | Registered representative | CFP | Jan 2019 (8y) | |
| Christopher David Werner | Registered representative | Jan 2019 (8y) | ||
| Bradley Wade Whitley | Registered representative | Jan 2019 (8y) | ||
| Erik Pohls Dullenkopf | Registered representative | CFP | Jan 2019 (8y) | |
| Denise Anne Kamel | Registered representative | Jan 2019 (8y) | ||
| Bryce Kronk | Registered representative | CFP | Jan 2019 (8y) | |
| Cynthia Packard | Registered representative | Jan 2019 (8y) | ||
| Richard Charles Hagopian | Registered representative | Jan 2019 (8y) | ||
| Gilberto Ruben Bermea | Registered representative | CFP | Jan 2019 (8y) | |
| Kyle Eastwood Cornell | Registered representative | Jan 2019 (8y) | ||
| John Anthony Esposito | Registered representative | Feb 2019 (7y) | ||
| Louis Montcalm Deering | Registered representative | Chartered Financial Consultant | Feb 2019 (7y) | |
| James F. Goulet | Registered representative | Feb 2019 (7y) | ||
| Melissa Jane Engbert | Registered representative | CFP | Feb 2019 (7y) | |
| Jill Ann Israel | Registered representative | Feb 2019 (7y) | ||
| Kevin William Murphy | Registered representative | Feb 2019 (7y) | ||
| Michelle Cortes Harkins | Registered representative | Feb 2019 (7y) | ||
| Paul William Combs | Registered representative | Feb 2019 (7y) | ||
| Austin James Howie | Registered representative | Feb 2019 (7y) | ||
| Andrew Christopher Tengblad | Registered representative | Feb 2019 (7y) | ||
| Kenneth Ernest Schmocker | Registered representative | Chartered Financial Consultant | Feb 2019 (7y) | |
| Daniel Joseph Cain | Registered representative | CFP | Feb 2019 (7y) | |
| John Joseph Zaprzalka | Registered representative | Feb 2019 (7y) | ||
| Michael E Messina | Registered representative | CFP | Feb 2019 (7y) | |
| Michael John Gulish | Registered representative | CFP | Feb 2019 (7y) | |
| Daniel Eisenman | Registered representative | Mar 2019 (7y) | ||
| Danielle M Landon | Registered representative | Mar 2019 (7y) | ||
| Gregory S Merrill | Registered representative | Mar 2019 (7y) | ||
| Iris Bullicer Ilao | Registered representative | Mar 2019 (7y) | ||
| Frederick James Harkins | Registered representative | Mar 2019 (7y) | ||
| Brian Daniel Francis | Registered representative | CFP | Mar 2019 (7y) | |
| Dana Byquist | Registered representative | Mar 2019 (7y) | ||
| Erin E Christensen | Registered representative | Mar 2019 (7y) | ||
| Chad Wilford Langevin | Registered representative | CFP | Apr 2019 (7y) | |
| Timothy Douglas Stowell | Registered representative | Apr 2019 (7y) | ||
| Brian Joel Ake | Registered representative | Apr 2019 (7y) | ||
| Jason Kim Babiarz | Registered representative | Apr 2019 (7y) | ||
| Andrew William Nickerson | Registered representative | Apr 2019 (7y) | ||
| Matthew Connor Stys | Registered representative | Apr 2019 (7y) | ||
| Chancellor F J Harkins | Registered representative | CFP | Apr 2019 (7y) | |
| Marites Jane Avila | Registered representative | CFP | Apr 2019 (7y) | |
| Andrew Robert Thibeault | Registered representative | CFP | Apr 2019 (7y) | |
| Conner Mathew Hartmann | Registered representative | CFP | Apr 2019 (7y) | |
| Zachary Michael Webb | Registered representative | Apr 2019 (7y) | ||
| Jason R Wright | Registered representative | Apr 2019 (7y) | ||
| Melanie Schott | Registered representative | Apr 2019 (7y) | ||
| Trevor David Pilkington | Registered representative | Apr 2019 (7y) | ||
| Leisl Lissfelt Langevin | Registered representative | CFP | May 2019 (7y) | |
| Austin J Ridgley | Registered representative | May 2019 (7y) | ||
| Matthew Stephen Bausch | Registered representative | May 2019 (7y) | ||
| Michael Ferguson | Registered representative | CFP | May 2019 (7y) | |
| Tommy Joseph Higgins | Registered representative | CFP | May 2019 (7y) | |
| Robert Bruce Williams | Registered representative | May 2019 (7y) | ||
| Richard J. Tomaschefsky | Registered representative | CFP | May 2019 (7y) | |
| Allison Dagostino | Registered representative | May 2019 (7y) | ||
| Leopold David Alapont | Registered representative | Jun 2019 (7y) | ||
| Evan William Pappazisis | Registered representative | Jun 2019 (7y) | ||
| Brian Jeffery Cummings | Registered representative | CFP Chartered Financial Consultant | Jun 2019 (7y) | |
| Robert Paul Iannazzo | Registered representative | Jun 2019 (7y) | ||
| Michael Ernest Spears | Registered representative | Jun 2019 (7y) | ||
| Amy E Kitson | Registered representative | Jun 2019 (7y) | ||
| Stephen Michael Gulish | Registered representative | CFP | Jun 2019 (7y) | |
| Thomas William Schrock | Registered representative | Jun 2019 (7y) | ||
| Rhonda L. Campbell | Registered representative | Jul 2019 (7y) | ||
| Robert James Stapleton | Registered representative | Jul 2019 (7y) | ||
| Brett Robert Boyer | Registered representative | CFP | Jul 2019 (7y) | |
| Laura Ann Ruiz | Registered representative | Jul 2019 (7y) | ||
| Ryan Wilkinson | Registered representative | Jul 2019 (7y) | ||
| Larry Blackburn Phillips | Registered representative | Jul 2019 (7y) | ||
| Joel George Ouellette | Registered representative | Jul 2019 (7y) | ||
| Matthew John Morgan | Registered representative | CFP | Jul 2019 (7y) | |
| Natasha Shu Hui | Registered representative | Jul 2019 (7y) | ||
| James Matthew Flynn | Registered representative | CFP | Jul 2019 (7y) | |
| Rance Joseph Hillier | Registered representative | Jul 2019 (7y) | ||
| Tejas Borse | Registered representative | Aug 2019 (7y) | ||
| Charlotte Kay Jay | Registered representative | Aug 2019 (7y) | ||
| David Ralph Jay | Registered representative | Aug 2019 (7y) | ||
| William Edward Rath | Registered representative | Aug 2019 (7y) | ||
| Steven Joseph Deacon | Registered representative | Aug 2019 (7y) | ||
| Michael Jeffrey Passante | Registered representative | CFP Chartered Financial Consultant | Aug 2019 (7y) | |
| Michael William Schroeder | Registered representative | CFP | Aug 2019 (7y) | |
| Thomas Michael Lawless | Registered representative | CFP | Aug 2019 (7y) | |
| Allen Webster Dillaire | Registered representative | CFP | Aug 2019 (7y) | |
| Michael James Orndorff | Registered representative | CFA | Aug 2019 (7y) | |
| Daniel Patrick Mccurry | Registered representative | CFP | Aug 2019 (7y) | |
| Stuart Marc Miller | Registered representative | CFP Chartered Financial Consultant | Aug 2019 (7y) | |
| Michael Andrew Germo | Registered representative | CFP | Aug 2019 (7y) | |
| Dawn Gabriel Rimari | Registered representative | Aug 2019 (7y) | ||
| Zachary Nicholas Disette | Registered representative | Sep 2019 (7y) | ||
| Nicholas M Murphy | Registered representative | Sep 2019 (7y) | ||
| Christopher Suess | Registered representative | Sep 2019 (7y) | ||
| Leonard David Cautela | Registered representative | Sep 2019 (7y) | ||
| John Michael D'agostino | Registered representative | Sep 2019 (7y) | ||
| Steven Wayne La Porte | Registered representative | Oct 2019 (7y) | ||
| Antone Doman Mercurio | Registered representative | CFP | Oct 2019 (7y) | |
| Karen Dolan Curran | Registered representative | CFP | Oct 2019 (7y) | |
| Molly Ann Keegan | Registered representative | Oct 2019 (7y) | ||
| Marianna Sada | Registered representative | Oct 2019 (7y) | ||
| Candace Blasi Gary | Registered representative | CFP | Oct 2019 (7y) | |
| Joshua Snell | Registered representative | Oct 2019 (7y) | ||
| Meaghan Cabaniss Beadle | Registered representative | CFP | Oct 2019 (7y) | |
| Renee Elizabeth Lebaron | Registered representative | Oct 2019 (7y) | ||
| Thomas Francis Baker | Registered representative | CFP | Oct 2019 (7y) | |
| Scott Donald Seymour | Registered representative | Oct 2019 (7y) | ||
| Brian Christopher Bisdorf | Registered representative | Nov 2019 (7y) | ||
| Bridget Elise Palmer | Registered representative | Nov 2019 (7y) | ||
| Luke Andrew Ebert Palmer | Registered representative | CFP | Nov 2019 (7y) | |
| Garrett Michael Forsberg | Registered representative | Nov 2019 (7y) | ||
| John Michael Augustine | Registered representative | Nov 2019 (7y) | ||
| Justin Matthew Williamson | Registered representative | CFP | Nov 2019 (7y) | |
| Mary Ann Lazzaro | Registered representative | Nov 2019 (7y) | ||
| Robert John Ulrich Moore | Registered representative | CFP Chartered Financial Consultant | Nov 2019 (7y) | |
| Jeffrey Robert Steele | Registered representative | CFP Chartered Financial Consultant | Nov 2019 (7y) | |
| Mark William Moore | Registered representative | CFP | Nov 2019 (7y) | |
| John Ryan Boscarelli | Registered representative | Nov 2019 (7y) | ||
| Michael Edward Sheehan | Registered representative | Nov 2019 (7y) | ||
| Zena Chase | Registered representative | Nov 2019 (7y) | ||
| Geoffrey D Mccarthy | Registered representative | Nov 2019 (7y) | ||
| Ann Marie Milinazzo | Registered representative | CFP | Nov 2019 (7y) | |
| Christopher David Milinazzo | Registered representative | CFP | Nov 2019 (7y) | |
| Kathleen Elizabeth Pickler | Registered representative | Nov 2019 (7y) | ||
| Ryan Daniel Milinazzo | Registered representative | Nov 2019 (7y) | ||
| Anthony Calibeo | Registered representative | Nov 2019 (7y) | ||
| John Cantalin Wahl | Registered representative | CFP Chartered Financial Consultant | Dec 2019 (7y) | |
| Mark Robert Witthaus | Registered representative | Dec 2019 (7y) | ||
| Michael Alexander | Registered representative | Personal Financial Specialist | Dec 2019 (7y) | |
| Vanessa Michelle Jilot | Registered representative | CFP | Dec 2019 (7y) | |
| James Kevin Waninger | Registered representative | CFP | Dec 2019 (7y) | |
| Thomas Jay Saul | Registered representative | Dec 2019 (7y) | ||
| Dennis Ryland Crow | Registered representative | CFP | Dec 2019 (7y) | |
| Jesse L. Taylor | Registered representative | CFP | Dec 2019 (7y) | |
| Erin Renee Smith | Registered representative | Jan 2020 (7y) | ||
| Kenneth Franklin Vance | Registered representative | Jan 2020 (7y) | ||
| James Gregory Everlof | Registered representative | Jan 2020 (7y) | ||
| Paul Christopher Trinh | Registered representative | Jan 2020 (7y) | ||
| William Wright Austin | Registered representative | CFP | Jan 2020 (7y) | |
| Michael David Barone | Registered representative | Jan 2020 (7y) | ||
| Dustin Charles Sauter | Registered representative | CFP | Jan 2020 (7y) | |
| Kristen Lee Zingale | Registered representative | Jan 2020 (7y) | ||
| Heather B Barone | Registered representative | Jan 2020 (7y) | ||
| Robert John Richards | Registered representative | CFP | Jan 2020 (7y) | |
| Sophie Halpin | Registered representative | Jan 2020 (7y) | ||
| Anthony Veloso | Registered representative | CFP | Jan 2020 (7y) | |
| Heather Ryan Girolamo | Registered representative | Jan 2020 (7y) | ||
| Tara Colleen Mcdermott | Registered representative | Jan 2020 (7y) | ||
| William Kent Ryan | Registered representative | Jan 2020 (7y) | ||
| Kenneth Andrew Kron | Registered representative | Jan 2020 (7y) | ||
| Frank Anthony Gambardella | Registered representative | CFP Chartered Financial Consultant | Jan 2020 (7y) | |
| Andrew James Francisco | Registered representative | Jan 2020 (7y) | ||
| Mark Joseph Hannigan | Registered representative | Jan 2020 (7y) | ||
| Kelly Ann Braun | Registered representative | CFP | Feb 2020 (6y) | |
| Christopher David Puzio | Registered representative | CFP | Feb 2020 (6y) | |
| Chia You Tsai | Registered representative | Feb 2020 (6y) | ||
| Timothy Michael Schannep | Registered representative | CFP | Feb 2020 (6y) | |
| Candice Michelle Jones | Registered representative | Feb 2020 (6y) | ||
| James S Williams | Registered representative | CFP Chartered Financial Consultant | Feb 2020 (6y) | |
| Lu Ellen Ann Guenther Smith | Registered representative | Chartered Financial Consultant | Feb 2020 (6y) | |
| Rachael Hylan Macedo | Registered representative | Feb 2020 (6y) | ||
| James Hoff | Registered representative | Mar 2020 (6y) | ||
| Lawrence Joseph Amenta | Registered representative | Mar 2020 (6y) | ||
| R Mark Gosselin | Registered representative | Mar 2020 (6y) | ||
| Robert William Brooks | Registered representative | Mar 2020 (6y) | ||
| Eric Randall Rawe | Registered representative | Mar 2020 (6y) | ||
| Kenneth Prather Brown | Registered representative | Mar 2020 (6y) | ||
| Brian Russell Darden Gilbert | Registered representative | Mar 2020 (6y) | ||
| Jack Prather Brown | Registered representative | Mar 2020 (6y) | ||
| Richard Lewis Anderson | Registered representative | Mar 2020 (6y) | ||
| Ethan Michael Lohr | Registered representative | CFP | Apr 2020 (6y) | |
| Gregory Michael Lohr | Registered representative | Apr 2020 (6y) | ||
| Duncan Graham Wilson | Registered representative | CFP | May 2020 (6y) | |
| Blake William Stenzel | Registered representative | May 2020 (6y) | ||
| Matthew Charles Natoli | Registered representative | CFP | May 2020 (6y) | |
| Deborah A Towers | Registered representative | May 2020 (6y) | ||
| Graham John Wilson | Registered representative | CFP Chartered Financial Consultant | May 2020 (6y) | |
| Brian Kenneth Reichenbach | Registered representative | CFP | May 2020 (6y) | |
| Christopher Lee White | Registered representative | CFP Chartered Financial Consultant | May 2020 (6y) | |
| Katsiaryna Ivanovna Quandt | Registered representative | May 2020 (6y) | ||
| David Mark Gold | Registered representative | May 2020 (6y) | ||
| John Thomas Blood | Registered representative | CFP CFA | Jun 2020 (6y) | |
| Robin Wood Pysher | Registered representative | Jun 2020 (6y) | ||
| Thomas Jason Vonderlieth | Registered representative | Jun 2020 (6y) | ||
| Kristine R Schofield | Registered representative | Jun 2020 (6y) | ||
| Garrett Christopher Hynson | Registered representative | Jun 2020 (6y) | ||
| Joseph Peter Falchetta | Registered representative | CFP | Jun 2020 (6y) | |
| Jeffrey Dallas Godchaux | Registered representative | Jun 2020 (6y) | ||
| Scott Andrew Hynson | Registered representative | Jun 2020 (6y) | ||
| Kennett Hudson Fisk | Registered representative | Jun 2020 (6y) | ||
| Jason M. Ellis | Registered representative | Chartered Financial Consultant | Jun 2020 (6y) | |
| Kimberly Crowl Steed | Registered representative | CFP | Jun 2020 (6y) | |
| Warren Stone Duthie | Registered representative | Jun 2020 (6y) | ||
| Jennifer Elena Moran | Registered representative | Jun 2020 (6y) | ||
| Bryan Woodford | Registered representative | Jun 2020 (6y) | ||
| Michael Garvida Acio | Registered representative | Jun 2020 (6y) | ||
| Lori Good Brennan | Registered representative | Jun 2020 (6y) | ||
| William Gaines | Registered representative | CFP | Jun 2020 (6y) | |
| Gregory Scott Frank | Registered representative | CFP | Jun 2020 (6y) | |
| Pamela Marie Sutliff | Registered representative | Jul 2020 (6y) | ||
| Daniel Tinsley | Registered representative | Jul 2020 (6y) | ||
| Melissa Elizabeth Hicks | Registered representative | Jul 2020 (6y) | ||
| Jeffrey Tyler Swanson | Registered representative | CFP | Jul 2020 (6y) | |
| Kenneth Alan Muskat | Registered representative | Jul 2020 (6y) | ||
| Nicholas Giammattei | Registered representative | CFP | Jul 2020 (6y) | |
| Jennifer Mcgrath Lynch | Registered representative | CFP | Jul 2020 (6y) | |
| Kristen M. Hartman | Registered representative | Jul 2020 (6y) | ||
| Gregory Jude Pinto | Registered representative | CFP Chartered Financial Consultant | Jul 2020 (6y) | |
| Patrick Joseph Hinton | Registered representative | CFP Chartered Financial Consultant | Jul 2020 (6y) | |
| Caleb Velleca | Registered representative | Jul 2020 (6y) | ||
| James Harold Truncellito | Registered representative | Aug 2020 (6y) | ||
| Jack Heintzelman | Registered representative | CFP | Aug 2020 (6y) | |
| Jennifer Claire Statler | Registered representative | CFP | Aug 2020 (6y) | |
| William Henry Kemple | Registered representative | Aug 2020 (6y) | ||
| Michelle Morrissey | Registered representative | Aug 2020 (6y) | ||
| Lafe Jeff Wheeler | Registered representative | Sep 2020 (6y) | ||
| Anneka Leigh Brown | Registered representative | Sep 2020 (6y) | ||
| William Christopher Jones | Registered representative | Sep 2020 (6y) | ||
| Brittany Elizabeth Feller | Registered representative | Sep 2020 (6y) | ||
| Bradley Steven Groth | Registered representative | Sep 2020 (6y) | ||
| Michael Spencer Fox | Registered representative | CFP | Sep 2020 (6y) | |
| Gary Wayne Rogers | Registered representative | Sep 2020 (6y) | ||
| Zachary Farmer | Registered representative | Sep 2020 (6y) | ||
| Devon Matthew Cooney | Registered representative | Sep 2020 (6y) | ||
| Corie Elizabeth New | Registered representative | Sep 2020 (6y) | ||
| Kevin Alexander Cotton | Registered representative | CFP | Sep 2020 (6y) | |
| Nicoletta J Schaff | Registered representative | CFP | Oct 2020 (6y) | |
| Sally Lou Mccray | Registered representative | CFP | Oct 2020 (6y) | |
| Laura Elizabeth Clem | Registered representative | Oct 2020 (6y) | ||
| Kevin Manuel Vieira | Registered representative | Oct 2020 (6y) | ||
| Matthew Alan Chapman | Registered representative | Oct 2020 (6y) | ||
| Richard George Scalia | Registered representative | Oct 2020 (6y) | ||
| Stephanie Jo Shinn | Registered representative | CFP | Oct 2020 (6y) | |
| Ann Marie Novosel | Registered representative | CFP | Oct 2020 (6y) | |
| Taryn Renae Lee | Registered representative | CFP | Oct 2020 (6y) | |
| Paul Thomas Dunnicliffe | Registered representative | Oct 2020 (6y) | ||
| Christina Leigh Jenkins | Registered representative | Oct 2020 (6y) | ||
| Laurence Christian Sorensen Walker | Registered representative | Oct 2020 (6y) | ||
| Lewis Ashby Martin | Registered representative | Oct 2020 (6y) | ||
| Marian Martin Deering | Registered representative | CFP | Oct 2020 (6y) | |
| Scott F Fosmark | Registered representative | CFP | Oct 2020 (6y) | |
| Coley Brennan Odonnell | Registered representative | Oct 2020 (6y) | ||
| John Richard Leithner | Registered representative | Oct 2020 (6y) | ||
| Stephen Ray Lanzit | Registered representative | Nov 2020 (6y) | ||
| Holly Wanegar | Registered representative | Nov 2020 (6y) | ||
| Leann Canty | Registered representative | CFP | Nov 2020 (6y) | |
| Patrick Joseph O'brien | Registered representative | CFP | Nov 2020 (6y) | |
| Dale Eugene Kramer | Registered representative | Nov 2020 (6y) | ||
| John William Olson | Registered representative | CFP | Nov 2020 (6y) | |
| Jessica E Szombathelyi | Registered representative | Dec 2020 (6y) | ||
| Melony Jane Harris | Registered representative | Dec 2020 (6y) | ||
| Robert Maurice Surprenant | Registered representative | Jan 2021 (6y) | ||
| Colin Trevor Hill | Registered representative | Jan 2021 (6y) | ||
| Jordan S Moore | Registered representative | Jan 2021 (6y) | ||
| Justin Robert Emmert | Registered representative | CFP | Jan 2021 (6y) | |
| Cassia Alessandra Shoaf | Registered representative | Jan 2021 (6y) | ||
| Jessica Marie Soucia | Registered representative | Jan 2021 (6y) | ||
| Christina Nestor | Registered representative | Jan 2021 (6y) | ||
| Eric Paul Merrigan | Registered representative | Jan 2021 (6y) | ||
| Joshua Edward Olson | Registered representative | Jan 2021 (6y) | ||
| Susan Kelley | Registered representative | Jan 2021 (6y) | ||
| David Rucki | Registered representative | Jan 2021 (6y) | ||
| Michael Patrick Hannon | Registered representative | CFP | Feb 2021 (5y) | |
| Tara E Kovach | Registered representative | Feb 2021 (5y) | ||
| John Christopher Manocchio | Registered representative | CFP | Feb 2021 (5y) | |
| John Nicholas Manocchio | Registered representative | CFP | Feb 2021 (5y) | |
| Ryan Thorsten Swenson | Registered representative | Mar 2021 (5y) | ||
| Erik John Kumas | Registered representative | Mar 2021 (5y) | ||
| John H Ring | Registered representative | Mar 2021 (5y) | ||
| Arleta Hacopian | Registered representative | Mar 2021 (5y) | ||
| Andrew Page Vaughn | Registered representative | Mar 2021 (5y) | ||
| Anthony P Migliozzi | Registered representative | Mar 2021 (5y) | ||
| Sophia Maurine Lanting | Registered representative | Mar 2021 (5y) | ||
| Francis John Schanne | Registered representative | Mar 2021 (5y) | ||
| Lawrence R Karle | Registered representative | CFP | Mar 2021 (5y) | |
| Elizabeth Younts | Registered representative | Mar 2021 (5y) | ||
| Darrell Dwayne Williams | Registered representative | Mar 2021 (5y) | ||
| Nicholas M Sheridan | Registered representative | Mar 2021 (5y) | ||
| John Thomas Camiolo | Registered representative | Mar 2021 (5y) | ||
| Kraig Nicholas Karnazes | Registered representative | Apr 2021 (5y) | ||
| Luke Andree Hebert | Registered representative | Apr 2021 (5y) | ||
| Jesse Lynn Steffy | Registered representative | Apr 2021 (5y) | ||
| Patrick John Hoey | Registered representative | Chartered Financial Consultant | Apr 2021 (5y) | |
| Nathaniel Martin Langley | Registered representative | CFP | Apr 2021 (5y) | |
| Paige Langley Rossi | Registered representative | Apr 2021 (5y) | ||
| Aaron Henry Sehl | Registered representative | Apr 2021 (5y) | ||
| James Mason Waninger | Registered representative | Apr 2021 (5y) | ||
| Rhianna Rose Larson | Registered representative | Apr 2021 (5y) | ||
| Daven Kirubakeren | Registered representative | Apr 2021 (5y) | ||
| James David Haskins | Registered representative | Apr 2021 (5y) | ||
| Brandon Wester | Registered representative | Apr 2021 (5y) | ||
| Joseph De Nardo | Registered representative | Apr 2021 (5y) | ||
| Aaron James Randisi | Registered representative | CFP | Apr 2021 (5y) | |
| Michele Lee Molitor | Registered representative | Apr 2021 (5y) | ||
| Benjamin Ryan Zajac | Registered representative | CFP | Apr 2021 (5y) | |
| Daniel Richard Zajac | Registered representative | CFP | Apr 2021 (5y) | |
| Richard Allen Zajac | Registered representative | CFP Personal Financial Specialist | Apr 2021 (5y) | |
| Vincent Carl Feijoo | Registered representative | CFP | Apr 2021 (5y) | |
| Amie Elisabeth Brower | Registered representative | Apr 2021 (5y) | ||
| Brett Tyler Wentzell | Registered representative | Apr 2021 (5y) | ||
| Colette Michelle Ward | Registered representative | Apr 2021 (5y) | ||
| Thornton Brown | Registered representative | Apr 2021 (5y) | ||
| Kevin Fuller | Registered representative | Apr 2021 (5y) | ||
| Malka Lieblich | Registered representative | May 2021 (5y) | ||
| Gardner Sherrill | Registered representative | CFP | May 2021 (5y) | |
| Christa Alessandra Keck English | Registered representative | May 2021 (5y) | ||
| Daniel J Odenbach | Registered representative | May 2021 (5y) | ||
| Michael Myers | Registered representative | May 2021 (5y) | ||
| James Christopher Copeland | Registered representative | May 2021 (5y) | ||
| Lawrence Charles Copeland | Registered representative | Chartered Financial Consultant | May 2021 (5y) | |
| Connor Mason | Registered representative | CFP | May 2021 (5y) | |
| Kevin James Rogan | Registered representative | May 2021 (5y) | ||
| Patrick Alan Dietze | Registered representative | May 2021 (5y) | ||
| Joseph S Pagano | Registered representative | Jun 2021 (5y) | ||
| Joseph Sasin Pagano | Registered representative | Jun 2021 (5y) | ||
| Debra J Osifat | Registered representative | Jun 2021 (5y) | ||
| Craig A Montanari | Registered representative | Jun 2021 (5y) | ||
| Timothy Richard Mcmaster | Registered representative | Jun 2021 (5y) | ||
| Wesley Mariere | Registered representative | Jun 2021 (5y) | ||
| Nicole Sabrina Venuti Griffiths | Registered representative | Jun 2021 (5y) | ||
| Edward Allen Steiger | Registered representative | CFA | Jun 2021 (5y) | |
| Asher Lieblich | Registered representative | CFP | Jun 2021 (5y) | |
| Thomas O Williams | Registered representative | Jun 2021 (5y) | ||
| Aaron Myers Lyon | Registered representative | CFP | Jun 2021 (5y) | |
| Tarah Raeann Mckenzie | Registered representative | Jun 2021 (5y) | ||
| Adrian Fernando Dodds | Registered representative | Jun 2021 (5y) | ||
| Charles Durham Dodds | Registered representative | CFP Chartered Financial Consultant | Jun 2021 (5y) | |
| Klaudia Anna A Conradt | Registered representative | Jun 2021 (5y) | ||
| Nicole K Hurley | Registered representative | Jun 2021 (5y) | ||
| Reid Gregory Prinzo | Registered representative | CFA | Jun 2021 (5y) | |
| Jeffrey Lynn Boyer | Registered representative | Jun 2021 (5y) | ||
| Nathan Everett Van Bortel | Registered representative | Jun 2021 (5y) | ||
| Louis Truman Summer | Registered representative | Jun 2021 (5y) | ||
| Nolan Mitchell Wenger | Registered representative | CFP | Jun 2021 (5y) | |
| Alexandra E Levi | Registered representative | Jun 2021 (5y) | ||
| Adam Jeffrey Casper | Registered representative | CFP | Jun 2021 (5y) | |
| Bentley Gerald Hutchings | Registered representative | Jun 2021 (5y) | ||
| Brant William Ford | Registered representative | CFP | Jun 2021 (5y) | |
| Brett Alan Moldenhauer | Registered representative | Jun 2021 (5y) | ||
| Carl A Dattellas | Registered representative | Jun 2021 (5y) | ||
| Christopher C Giambrone | Registered representative | CFP | Jun 2021 (5y) | |
| Christopher Charles Keegan | Registered representative | Jun 2021 (5y) | ||
| Conor Jeffrey Bryant | Registered representative | CFP | Jun 2021 (5y) | |
| Corinne Victoria Kurucza | Registered representative | CFP | Jun 2021 (5y) | |
| Damian Paul Petta | Registered representative | Jun 2021 (5y) | ||
| Daniel Arthur James | Registered representative | Jun 2021 (5y) | ||
| Daniel Gregory Tucker | Registered representative | Jun 2021 (5y) | ||
| Daniel Russell Pennise | Registered representative | CFP | Jun 2021 (5y) | |
| Daniel Scott Kresh | Registered representative | CFP | Jun 2021 (5y) | |
| David Alan Palermo | Registered representative | CFP | Jun 2021 (5y) | |
| David Earl Keim | Registered representative | Chartered Financial Consultant | Jun 2021 (5y) | |
| David Paul Zambito | Registered representative | CFP | Jun 2021 (5y) | |
| Dennis Daniel Coughlin | Registered representative | CFP | Jun 2021 (5y) | |
| Edward Albert Harof | Registered representative | Jun 2021 (5y) | ||
| Eileen Bridget Vitarelle | Registered representative | Jun 2021 (5y) | ||
| Elizabeth Ann Thorley | Registered representative | CFP | Jun 2021 (5y) | |
| Emily Anne Dittemore | Registered representative | Jun 2021 (5y) | ||
| Eric Charles Tolmie | Registered representative | Jun 2021 (5y) | ||
| Evan Scott Portnoy | Registered representative | Jun 2021 (5y) | ||
| Gail M Simons | Registered representative | CFP | Jun 2021 (5y) | |
| Gary R. Croniser | Registered representative | Jun 2021 (5y) | ||
| Gideon Max Cohn | Registered representative | CFP | Jun 2021 (5y) | |
| Gregg David Layer | Registered representative | Jun 2021 (5y) | ||
| Gregory Harris Kotecki | Registered representative | Jun 2021 (5y) | ||
| James Peter Pellitteri | Registered representative | CFP | Jun 2021 (5y) | |
| Jeffery M Karas | Registered representative | Jun 2021 (5y) | ||
| Jeffrey Alan Scales | Registered representative | CFP | Jun 2021 (5y) | |
| Jeffrey Edward Klein | Registered representative | CFP | Jun 2021 (5y) | |
| Jeremiah Brooks Howard | Registered representative | CFP | Jun 2021 (5y) | |
| John Myron Adamczuk | Registered representative | Jun 2021 (5y) | ||
| John Nathan Moose | Registered representative | Chartered Financial Consultant | Jun 2021 (5y) | |
| Jonathan Dombrowski | Registered representative | Jun 2021 (5y) | ||
| Joseph Louis Gugino | Registered representative | CFP | Jun 2021 (5y) | |
| Joshua S Moscov | Registered representative | Jun 2021 (5y) | ||
| Julie Thomas | Registered representative | Jun 2021 (5y) | ||
| Karen Lisa Roth | Registered representative | CFA | Jun 2021 (5y) | |
| Kerri Lynn Kimball | Registered representative | CFP | Jun 2021 (5y) | |
| Kevin Francis Degabriel | Registered representative | Jun 2021 (5y) | ||
| Kristina M Smith | Registered representative | Jun 2021 (5y) | ||
| Laurie Ann Brent Schiavone | Registered representative | Jun 2021 (5y) | ||
| Lisa Hope Keaton | Registered representative | CFP | Jun 2021 (5y) | |
| Lucas M Stuart | Registered representative | CFP | Jun 2021 (5y) | |
| Laurence Gerard Claudia | Registered representative | Jun 2021 (5y) | ||
| Leah Granger | Registered representative | CFP | Jun 2021 (5y) | |
| Mark Andrew Paganelli | Registered representative | CFP Chartered Financial Consultant | Jun 2021 (5y) | |
| Mark Thomas Bryant | Registered representative | CFP | Jun 2021 (5y) | |
| Mark Zigman | Registered representative | Jun 2021 (5y) | ||
| Matthew Christopher Rizzo | Registered representative | Jun 2021 (5y) | ||
| Matthew David Bennage | Registered representative | Jun 2021 (5y) | ||
| Michael David Kresh | Registered representative | CFP | Jun 2021 (5y) | |
| Michael Joseph Magnani | Registered representative | CFP Chartered Financial Consultant | Jun 2021 (5y) | |
| Michael Leland Pavlot | Registered representative | Jun 2021 (5y) | ||
| Michael William Bakker | Registered representative | Jun 2021 (5y) | ||
| Michele Marie Conte | Registered representative | Jun 2021 (5y) | ||
| Michelle R Martin | Registered representative | Jun 2021 (5y) | ||
| Nan Parker Bailey | Registered representative | CFP | Jun 2021 (5y) | |
| Nathan Munits | Registered representative | Jun 2021 (5y) | ||
| Nathan Riess Wegman | Registered representative | CFP | Jun 2021 (5y) | |
| Neil Jonathan Hoyt | Registered representative | CFP | Jun 2021 (5y) | |
| Nicole Francis | Registered representative | CFP | Jun 2021 (5y) | |
| Patrick R. Lynch | Registered representative | Jun 2021 (5y) | ||
| Paul Edward Purwin | Registered representative | CFP | Jun 2021 (5y) | |
| Paul Kim | Registered representative | CFA | Jun 2021 (5y) | |
| Paul Vincent Orazio | Registered representative | CFP | Jun 2021 (5y) | |
| Peter Kenneth Gawreluk | Registered representative | CFP | Jun 2021 (5y) | |
| Peter Andrew Adamczuk | Registered representative | Jun 2021 (5y) | ||
| Rachel Barton Roney | Registered representative | Jun 2021 (5y) | ||
| Raymond Allen Yackel | Registered representative | Jun 2021 (5y) | ||
| Richard Kevin Colarossi | Registered representative | Jun 2021 (5y) | ||
| Richard P Lavoie | Registered representative | Jun 2021 (5y) | ||
| Russell Joseph Barone | Registered representative | Jun 2021 (5y) | ||
| Robert M Gavin | Registered representative | Jun 2021 (5y) | ||
| Rose Louise Claudia | Registered representative | Jun 2021 (5y) | ||
| Scott Michael English | Registered representative | Jun 2021 (5y) | ||
| Shawn Flint Derrick | Registered representative | Jun 2021 (5y) | ||
| Sonnet Leath Loftus | Registered representative | CFP | Jun 2021 (5y) | |
| Stephen B Miller | Registered representative | Jun 2021 (5y) | ||
| Steven Jeffrey Kane | Registered representative | CFP | Jun 2021 (5y) | |
| Susan Marie Priem | Registered representative | CFP | Jun 2021 (5y) | |
| Tarik A Kawi | Registered representative | Jun 2021 (5y) | ||
| Terrence James Pellitteri | Registered representative | CFP | Jun 2021 (5y) | |
| Thomas Michael Williams | Registered representative | CFP | Jun 2021 (5y) | |
| Thomas Patrick Mahoney | Registered representative | Jun 2021 (5y) | ||
| Timothy Allen Weller | Registered representative | CFP | Jun 2021 (5y) | |
| Tyler Charles Zwick | Registered representative | CFP | Jun 2021 (5y) | |
| Vivian Steinberg Cohn | Registered representative | CFP | Jun 2021 (5y) | |
| Wade Andrew Sarkis | Registered representative | CFP | Jun 2021 (5y) | |
| Warren Michael Cohen | Registered representative | Jun 2021 (5y) | ||
| William Anthony Dwyer | Registered representative | Jun 2021 (5y) | ||
| William Joseph Amatuzzo | Registered representative | CFP | Jun 2021 (5y) | |
| Zachary Drew Scott | Registered representative | Jun 2021 (5y) | ||
| Nicholas Ovshak | Registered representative | CFP | Jun 2021 (5y) | |
| Michael Joseph Lane | Registered representative | CFP | Jul 2021 (5y) | |
| Morgan Elizabeth Mc Master | Registered representative | Jul 2021 (5y) | ||
| Ryan Kellinger | Registered representative | CFP | Jul 2021 (5y) | |
| Carson Jacques | Registered representative | Jul 2021 (5y) | ||
| Robert G Testa | Registered representative | Jul 2021 (5y) | ||
| John Garstka | Registered representative | Jul 2021 (5y) | ||
| Karan Axl Dang | Registered representative | Jul 2021 (5y) | ||
| John Mark Hellmuth | Registered representative | CFP | Jul 2021 (5y) | |
| Daniel Jeremiah Ortiz | Registered representative | Aug 2021 (5y) | ||
| Lindsay Katherine Hellmuth | Registered representative | CFP | Aug 2021 (5y) | |
| Cameron Koplik | Registered representative | CFP | Aug 2021 (5y) | |
| Perry Jay Koplik | Registered representative | Aug 2021 (5y) | ||
| Robert Bland Weaver | Registered representative | Chartered Financial Consultant | Aug 2021 (5y) | |
| Furooz Jafari Zadeh | Registered representative | Aug 2021 (5y) | ||
| John Mc Cann | Registered representative | Aug 2021 (5y) | ||
| Eric Riedesel | Registered representative | Aug 2021 (5y) | ||
| Summer Broadhead | Registered representative | Aug 2021 (5y) | ||
| Victor David Maldonado | Registered representative | CFP Chartered Financial Consultant | Aug 2021 (5y) | |
| James Munro | Registered representative | Aug 2021 (5y) | ||
| Mark Joseph Vesely | Registered representative | Aug 2021 (5y) | ||
| Nicholas Michael Botelho | Registered representative | Aug 2021 (5y) | ||
| Brian E Hertzberg | Registered representative | Aug 2021 (5y) | ||
| John David Orem | Registered representative | CFP | Sep 2021 (5y) | |
| Mark Avallone | Registered representative | CFP | Sep 2021 (5y) | |
| Kurtis Glen Parde | Registered representative | Sep 2021 (5y) | ||
| Richard Laurence Davidman | Registered representative | Sep 2021 (5y) | ||
| Alex Michael Robinson | Registered representative | Sep 2021 (5y) | ||
| Corrine M Sonia | Registered representative | Sep 2021 (5y) | ||
| Lee Michael Lehmkuhler | Registered representative | Sep 2021 (5y) | ||
| David Chong Lee | Registered representative | Sep 2021 (5y) | ||
| Patrick Bryan O'connell | Registered representative | Sep 2021 (5y) | ||
| Frank David Voli | Registered representative | CFP | Oct 2021 (5y) | |
| Mc Cree Austin Stults | Registered representative | Oct 2021 (5y) | ||
| Samuel Franco | Registered representative | Oct 2021 (5y) | ||
| Stephanni R Sharp | Registered representative | Oct 2021 (5y) | ||
| Michael T Lucenti | Registered representative | Oct 2021 (5y) | ||
| Damon F Friedman | Registered representative | CFP | Oct 2021 (5y) | |
| Jonathan Paul Laventure | Registered representative | Oct 2021 (5y) | ||
| Mark Dillon Flaherty | Registered representative | Nov 2021 (5y) | ||
| Ryan J Kunz | Registered representative | Nov 2021 (5y) | ||
| Joshua Nathanael Gallegos | Registered representative | CFP Chartered Financial Consultant | Nov 2021 (5y) | |
| Michael Louis Hebert | Registered representative | Nov 2021 (5y) | ||
| Joseph George Reilly | Registered representative | Chartered Financial Consultant | Nov 2021 (5y) | |
| Kathleen Marie Reilly | Registered representative | Nov 2021 (5y) | ||
| Kostas C Koufidis | Registered representative | Nov 2021 (5y) | ||
| Mary Tuffy Pucciarelli | Registered representative | Nov 2021 (5y) | ||
| Robert Kenneth Scrabis | Registered representative | Nov 2021 (5y) | ||
| Robert Knute Knoll | Registered representative | Chartered Financial Consultant | Nov 2021 (5y) | |
| Shawn Anthony Maloney | Registered representative | Nov 2021 (5y) | ||
| Sheila Marie Braun | Registered representative | Nov 2021 (5y) | ||
| Melissa Joy Myers | Registered representative | Nov 2021 (5y) | ||
| Robert Peter Lareau | Registered representative | Dec 2021 (5y) | ||
| Lisa Anne Noonan | Registered representative | Dec 2021 (5y) | ||
| Alan Tuchmann | Registered representative | Dec 2021 (5y) | ||
| James Frank Tracz | Registered representative | Dec 2021 (5y) | ||
| Justin Peter Mclaughlin | Registered representative | Dec 2021 (5y) | ||
| Andrew Isaac Harvey | Registered representative | Dec 2021 (5y) | ||
| James Robert Harvey | Registered representative | Dec 2021 (5y) | ||
| Jeffrey Bodeau Mcpherson | Registered representative | CFP | Dec 2021 (5y) | |
| James Nutter | Registered representative | Dec 2021 (5y) | ||
| William Arcade Driver | Registered representative | Dec 2021 (5y) | ||
| Robert Peter Cogliati | Registered representative | Dec 2021 (5y) | ||
| Michael Joseph Maehl | Registered representative | Dec 2021 (5y) | ||
| Ronald David Sanchez | Registered representative | Jan 2022 (5y) | ||
| Tyler Vincent Clavin | Registered representative | Jan 2022 (5y) | ||
| Eric Michael Ragland | Registered representative | CFP | Jan 2022 (5y) | |
| Tracey A Huegler | Registered representative | Jan 2022 (5y) | ||
| Clayton Alexander Rexroad | Registered representative | Jan 2022 (5y) | ||
| Jacob Aaron Alonzo | Registered representative | Jan 2022 (5y) | ||
| Magdalena Szarejko | Registered representative | Jan 2022 (5y) | ||
| Allison V Delena | Registered representative | CFP | Jan 2022 (5y) | |
| Christopher Karampatsos | Registered representative | Jan 2022 (5y) | ||
| Kirsten Leigh Heim | Registered representative | Jan 2022 (5y) | ||
| Fredrick Mesch | Registered representative | Jan 2022 (5y) | ||
| Tammy Sue Tetzlaff | Registered representative | Jan 2022 (5y) | ||
| Carol Ann Esposito | Registered representative | Jan 2022 (5y) | ||
| Megan R Berkowitz | Registered representative | Jan 2022 (5y) | ||
| Robert G Burke | Registered representative | Jan 2022 (5y) | ||
| Shane Christian Murphy | Registered representative | Jan 2022 (5y) | ||
| Tara Nicole Gould | Registered representative | CFP Chartered Financial Consultant | Jan 2022 (5y) | |
| Brian Patrick Baldwin | Registered representative | Jan 2022 (5y) | ||
| Ebenezer G Mengistu | Registered representative | Jan 2022 (5y) | ||
| David Andrew Baldwin | Registered representative | CFP | Jan 2022 (5y) | |
| Brian M Williams | Registered representative | Feb 2022 (4y) | ||
| David Carleton Mitchell | Registered representative | CFA | Feb 2022 (4y) | |
| Andrea Lynn Roesel | Registered representative | Feb 2022 (4y) | ||
| Michael William Kruchten | Registered representative | CFP | Feb 2022 (4y) | |
| Robert Geoffrey Stenzel | Registered representative | Feb 2022 (4y) | ||
| Adam Gregory Provance | Registered representative | Feb 2022 (4y) | ||
| Robert David Blanford | Registered representative | Feb 2022 (4y) | ||
| Carter D Mallett | Registered representative | Feb 2022 (4y) | ||
| David Wohl | Registered representative | Feb 2022 (4y) | ||
| Randall Scott Schmailzl | Registered representative | CFP Chartered Financial Consultant | Feb 2022 (4y) | |
| Richard Ray Rainforth | Registered representative | Chartered Financial Consultant | Feb 2022 (4y) | |
| Joshua Richard Ervasti | Registered representative | Feb 2022 (4y) | ||
| Kyle R Nicholls | Registered representative | Feb 2022 (4y) | ||
| Amy Lynn Montgomery | Registered representative | Feb 2022 (4y) | ||
| Elizabeth Corsi Marks | Registered representative | Chartered Financial Consultant | Feb 2022 (4y) | |
| Nicholas Krey | Registered representative | Feb 2022 (4y) | ||
| John Costello | Registered representative | Feb 2022 (4y) | ||
| Luis Felipe Mendoza | Registered representative | Feb 2022 (4y) | ||
| Jessie Epperson Harris | Registered representative | CFP | Feb 2022 (4y) | |
| Jordan Allen Smith | Registered representative | Feb 2022 (4y) | ||
| James Douglas Ebert | Registered representative | Mar 2022 (4y) | ||
| Matthew Dale Clements | Registered representative | CFP | Mar 2022 (4y) | |
| Michael Joseph Chaffee | Registered representative | CFP | Mar 2022 (4y) | |
| Andrew Jay Maimona | Registered representative | CFP | Mar 2022 (4y) | |
| Brian De Acetis | Registered representative | CFP | Mar 2022 (4y) | |
| Mark David Wilcox | Registered representative | CFP | Mar 2022 (4y) | |
| James R Artale | Registered representative | Mar 2022 (4y) | ||
| John Moravec | Registered representative | Mar 2022 (4y) | ||
| Johnathon Michael Opet | Registered representative | CFP | Mar 2022 (4y) | |
| Michael Anthony Embrescia | Registered representative | Mar 2022 (4y) | ||
| Edward John Vita | Registered representative | Mar 2022 (4y) | ||
| Kyle Morrissey | Registered representative | CFP | Mar 2022 (4y) | |
| Amanda Joan Stein | Registered representative | Mar 2022 (4y) | ||
| Brendan E Dunuwila | Registered representative | CFP | Mar 2022 (4y) | |
| Ashley W Oliver | Registered representative | Mar 2022 (4y) | ||
| John Sergeant Puckett | Registered representative | CFP | Mar 2022 (4y) | |
| Casey O'boyle Giraud | Registered representative | Mar 2022 (4y) | ||
| Gregory Poeschel | Registered representative | Mar 2022 (4y) | ||
| Kristin Leuschen Hollerith | Registered representative | Mar 2022 (4y) | ||
| Robert R Vallee | Registered representative | Mar 2022 (4y) | ||
| Seth William Compton | Registered representative | CFP | Apr 2022 (4y) | |
| John Sherwin | Registered representative | Apr 2022 (4y) | ||
| John Christopher Kelly | Registered representative | Apr 2022 (4y) | ||
| Sean S. Compton | Registered representative | CFP | Apr 2022 (4y) | |
| Norman Derek Grant | Registered representative | Apr 2022 (4y) | ||
| Connor Thomas Hayes | Registered representative | Apr 2022 (4y) | ||
| Timothy Edmund Hopkins Schoeffler | Registered representative | CFP | Apr 2022 (4y) | |
| Terri Lynn Cantrell | Registered representative | Apr 2022 (4y) | ||
| Adrienne Brody Alexander | Registered representative | CFP | Apr 2022 (4y) | |
| Patrick Allan Jordan | Registered representative | Apr 2022 (4y) | ||
| Samantha Cooke | Registered representative | Apr 2022 (4y) | ||
| Vincent Neal | Registered representative | Apr 2022 (4y) | ||
| Anthony Martin Bonafede | Registered representative | Apr 2022 (4y) | ||
| Eric Christian Enriquez | Registered representative | Apr 2022 (4y) | ||
| Sandra Stephens Russ | Registered representative | CFP | Apr 2022 (4y) | |
| Allison Carol Coleman | Registered representative | Apr 2022 (4y) | ||
| Jason Edinger | Registered representative | Apr 2022 (4y) | ||
| Justin Brian Jones | Registered representative | CFP | Apr 2022 (4y) | |
| Mackenzie Taylor Sherrard | Registered representative | Apr 2022 (4y) | ||
| Gary Wilson | Registered representative | Apr 2022 (4y) | ||
| Richard Andre Quirion | Registered representative | CFP | Apr 2022 (4y) | |
| Joshua Neal Myers | Registered representative | May 2022 (4y) | ||
| Chelsa Elise Tiefel | Registered representative | May 2022 (4y) | ||
| Pamela Lynn Philbrook | Registered representative | May 2022 (4y) | ||
| Ryan Matthew Hastie | Registered representative | May 2022 (4y) | ||
| Christopher B Beaulieu | Registered representative | May 2022 (4y) | ||
| Matthew Lee Hayes | Registered representative | CFP | May 2022 (4y) | |
| Oliver Scholle | Registered representative | May 2022 (4y) | ||
| Renee Anne Bilodeau | Registered representative | May 2022 (4y) | ||
| Debra Sue Mc Donald | Registered representative | CFP | May 2022 (4y) | |
| Patricia Lorraine Lammli | Registered representative | CFP | May 2022 (4y) | |
| Zachary Joseph Wielgoszinski | Registered representative | May 2022 (4y) | ||
| Neil Keith Larson | Registered representative | CFP | May 2022 (4y) | |
| Scott Peck | Registered representative | May 2022 (4y) | ||
| Zachary Manion | Registered representative | May 2022 (4y) | ||
| Dominique Ronald Mathurin | Registered representative | May 2022 (4y) | ||
| John Frank Sanders | Registered representative | May 2022 (4y) | ||
| Matthew Arendt | Registered representative | May 2022 (4y) | ||
| Michael Walter Elser | Registered representative | May 2022 (4y) | ||
| Christopher Michael Novak | Registered representative | May 2022 (4y) | ||
| Alison Elliott | Registered representative | May 2022 (4y) | ||
| Lucy Joseph | Registered representative | May 2022 (4y) | ||
| Antonio Cannataro | Registered representative | May 2022 (4y) | ||
| Matthew Lewis | Registered representative | May 2022 (4y) | ||
| Patrick W Pirone | Registered representative | May 2022 (4y) | ||
| Caleb Sams | Registered representative | May 2022 (4y) | ||
| Marquita Dzampe Hawkins | Registered representative | Jun 2022 (4y) | ||
| Howard Allen Kramer | Registered representative | CFP | Jun 2022 (4y) | |
| Dane Benson Hoban | Registered representative | Jun 2022 (4y) | ||
| Barrett Wayne Butlien | Registered representative | CFP | Jun 2022 (4y) | |
| Michael R Herkert | Registered representative | Jun 2022 (4y) | ||
| Ronald John Berkowitz | Registered representative | CFP | Jun 2022 (4y) | |
| Susan Mary Gullotta | Registered representative | Jun 2022 (4y) | ||
| Thomas John Herkert | Registered representative | CFP | Jun 2022 (4y) | |
| Morgan Woods | Registered representative | Jun 2022 (4y) | ||
| Richard Peter Adler | Registered representative | Jun 2022 (4y) | ||
| Jack Alissi | Registered representative | Jun 2022 (4y) | ||
| Michael B Irvin | Registered representative | Jun 2022 (4y) | ||
| Derek Hess | Registered representative | CFP | Jun 2022 (4y) | |
| Bert William Mcclintock | Registered representative | CFP | Jun 2022 (4y) | |
| Brian Stanley Brandt | Registered representative | CFP | Jun 2022 (4y) | |
| Jeffrey Andrew Haugse | Registered representative | Jun 2022 (4y) | ||
| Jordan Joseph Kuehner | Registered representative | CFP | Jun 2022 (4y) | |
| Lawrence W Witzel | Registered representative | CFP | Jun 2022 (4y) | |
| Steven Daniel Thomas Bragg | Registered representative | Jun 2022 (4y) | ||
| Cleshelle A. Pearson | Registered representative | Jun 2022 (4y) | ||
| Dennis Spontarelli | Registered representative | Jun 2022 (4y) | ||
| Sean T Hoffecker | Registered representative | CFP | Jun 2022 (4y) | |
| David Michael Spanier | Registered representative | Jun 2022 (4y) | ||
| Mitchel Scott Sherman | Registered representative | CFP | Jun 2022 (4y) | |
| Christopher James Connelly | Registered representative | Jul 2022 (4y) | ||
| Dean Jeffrey Digregorio | Registered representative | Jul 2022 (4y) | ||
| Alexander Clark | Registered representative | Jul 2022 (4y) | ||
| Janet Grantz Hart | Registered representative | CFP | Jul 2022 (4y) | |
| Kelly A Soria | Registered representative | CFP | Jul 2022 (4y) | |
| Leigh C Voli | Registered representative | Jul 2022 (4y) | ||
| Heidi Lydia Hanson | Registered representative | CFP | Jul 2022 (4y) | |
| John Patrick Madigan | Registered representative | CFP | Jul 2022 (4y) | |
| Kevin Michael Arquette | Registered representative | CFP | Jul 2022 (4y) | |
| Marko Olivier Grzan | Registered representative | Jul 2022 (4y) | ||
| Ryan Swank | Registered representative | Jul 2022 (4y) | ||
| Ryan Kenneth Dixon | Registered representative | Aug 2022 (4y) | ||
| Evan Arnold | Registered representative | Aug 2022 (4y) | ||
| Kurt Lash | Registered representative | Aug 2022 (4y) | ||
| Charles Gregory Crothers | Registered representative | CFP | Aug 2022 (4y) | |
| George Tompkins Andrews | Registered representative | Aug 2022 (4y) | ||
| Joseph Francis Tortis | Registered representative | CFP | Aug 2022 (4y) | |
| Meredith Ezell Flautt | Registered representative | Aug 2022 (4y) | ||
| Anthony Michael Niedert | Registered representative | Aug 2022 (4y) | ||
| Kay Lynn Mickelson | Registered representative | Aug 2022 (4y) | ||
| Matthew G Bral | Registered representative | CFA | Aug 2022 (4y) | |
| Scott Andrew Mccaskill | Registered representative | CFP | Aug 2022 (4y) | |
| Cody Adam Hoilman | Registered representative | Aug 2022 (4y) | ||
| William Conyers Martin | Registered representative | Aug 2022 (4y) | ||
| William Garrett Weeks | Registered representative | Aug 2022 (4y) | ||
| Jacob Joseph Rahbain | Registered representative | Aug 2022 (4y) | ||
| Scott Evan Muma | Registered representative | Aug 2022 (4y) | ||
| Bradley Craig Morris | Registered representative | Sep 2022 (4y) | ||
| Christopher Sloan Moss | Registered representative | Sep 2022 (4y) | ||
| Stephen Wayne Corley | Registered representative | Sep 2022 (4y) | ||
| Adam Cooper Hutsell | Registered representative | Sep 2022 (4y) | ||
| John William Challas | Registered representative | Chartered Financial Consultant | Sep 2022 (4y) | |
| Kameron Hall | Registered representative | Sep 2022 (4y) | ||
| Eric Ferguson | Registered representative | CFP | Sep 2022 (4y) | |
| Seth Michael Scott | Registered representative | Sep 2022 (4y) | ||
| Victoria Miyuki Whalen | Registered representative | Sep 2022 (4y) | ||
| Andrew Jed Mason | Registered representative | Sep 2022 (4y) | ||
| Miguel Duarte | Registered representative | Sep 2022 (4y) | ||
| James Frevola | Registered representative | Sep 2022 (4y) | ||
| Tim Pantaleon | Registered representative | Sep 2022 (4y) | ||
| Adam James Kunkel | Registered representative | Sep 2022 (4y) | ||
| Christopher A Peterson | Registered representative | Sep 2022 (4y) | ||
| Alexander Buxbaum | Registered representative | Sep 2022 (4y) | ||
| Benjamin Daniel Holden | Registered representative | Sep 2022 (4y) | ||
| John Kevin Mccormack | Registered representative | Sep 2022 (4y) | ||
| Ethan William Daniels | Registered representative | Oct 2022 (4y) | ||
| Jennifer Foster | Registered representative | Oct 2022 (4y) | ||
| Thomas E Savage | Registered representative | Oct 2022 (4y) | ||
| Melody Andrea Ada Foti | Registered representative | CFP | Oct 2022 (4y) | |
| Luke Michael Schroeder | Registered representative | CFP | Oct 2022 (4y) | |
| Lance Jason Smith | Registered representative | CFA | Oct 2022 (4y) | |
| Joshua Michael Prusinski | Registered representative | CFP | Oct 2022 (4y) | |
| Jeremy Wishawn Ford | Registered representative | Oct 2022 (4y) | ||
| Madeline Dauby | Registered representative | Oct 2022 (4y) | ||
| Ian Carr | Registered representative | Oct 2022 (4y) | ||
| Peter Gagne | Registered representative | Nov 2022 (4y) | ||
| Michael John Canfield | Registered representative | Nov 2022 (4y) | ||
| Christopher Allan Mccauley | Registered representative | CFP | Nov 2022 (4y) | |
| Daniel James Fratantoro | Registered representative | CFP | Nov 2022 (4y) | |
| Jacob William Ruggles | Registered representative | CFP | Nov 2022 (4y) | |
| Laura Petrucci | Registered representative | Nov 2022 (4y) | ||
| Sarah J Hunt | Registered representative | Nov 2022 (4y) | ||
| Kathleen Joy | Registered representative | Nov 2022 (4y) | ||
| Dylan Curtis Ripley | Registered representative | Nov 2022 (4y) | ||
| Todd M. Vincent | Registered representative | Nov 2022 (4y) | ||
| Angel Jose Santiago | Registered representative | Nov 2022 (4y) | ||
| David Boothby | Registered representative | Nov 2022 (4y) | ||
| Benjamin Alexander Murphy | Registered representative | Dec 2022 (4y) | ||
| Frank Martin Shultz | Registered representative | Dec 2022 (4y) | ||
| Jeremy Self | Registered representative | Dec 2022 (4y) | ||
| Max William Feller | Registered representative | Dec 2022 (4y) | ||
| Timothy L Hall | Registered representative | Dec 2022 (4y) | ||
| Troy Matthew Vincent | Registered representative | Dec 2022 (4y) | ||
| Brandon Ray Redman | Registered representative | Dec 2022 (4y) | ||
| John Aronson | Registered representative | CFP | Dec 2022 (4y) | |
| John Frederick Ritezel | Registered representative | Dec 2022 (4y) | ||
| Noemi Chaparro | Registered representative | Dec 2022 (4y) | ||
| Thomas Joseph Conway | Registered representative | Dec 2022 (4y) | ||
| Steven Roger Teichler | Registered representative | Dec 2022 (4y) | ||
| Jerome Henry Sullivan | Registered representative | Dec 2022 (4y) | ||
| John Francis Wood | Registered representative | CFP Chartered Financial Consultant | Dec 2022 (4y) | |
| Derek Matthew Rivers | Registered representative | Dec 2022 (4y) | ||
| Marianne Dorothy Bannan | Registered representative | CFP | Dec 2022 (4y) | |
| Talbot Warrington Millar | Registered representative | Jan 2023 (4y) | ||
| Mark David Tanis | Registered representative | Jan 2023 (4y) | ||
| Rachael Colleen Swanson | Registered representative | Jan 2023 (4y) | ||
| William G Dostman | Registered representative | CFP | Jan 2023 (4y) | |
| Ann M Knaak | Registered representative | Jan 2023 (4y) | ||
| Joseph Charles Fletcher | Registered representative | Jan 2023 (4y) | ||
| Evan Riley Pugh | Registered representative | Jan 2023 (4y) | ||
| Matthew Albert Digiacomo | Registered representative | CFP | Jan 2023 (4y) | |
| Matthew Louis Debiase | Registered representative | Jan 2023 (4y) | ||
| Elise Rand | Registered representative | Jan 2023 (4y) | ||
| Jake Boscarelli | Registered representative | Jan 2023 (4y) | ||
| Michael Robert Martin | Registered representative | Jan 2023 (4y) | ||
| Christine M Martinez | Registered representative | Jan 2023 (4y) | ||
| Philip Thomas Corso | Registered representative | Jan 2023 (4y) | ||
| Tylar S Tierney | Registered representative | Jan 2023 (4y) | ||
| Daniel Ryan Sullivan | Registered representative | Jan 2023 (4y) | ||
| Michael L Rendler | Registered representative | Jan 2023 (4y) | ||
| John Robert Ledesma | Registered representative | Jan 2023 (4y) | ||
| Tyler Jackson Stief | Registered representative | Jan 2023 (4y) | ||
| Daniel Joseph Lautenschlager | Registered representative | Jan 2023 (4y) | ||
| Jason J Woloszyn | Registered representative | Jan 2023 (4y) | ||
| Jonathan Grant Lapine | Registered representative | CFP | Jan 2023 (4y) | |
| Ryan John Glinn | Registered representative | CFP | Jan 2023 (4y) | |
| Christopher Verdi | Registered representative | Feb 2023 (4y) | ||
| Matthew Robert Diramio | Registered representative | Feb 2023 (3y) | ||
| Cherylee Ann Chapman | Registered representative | Feb 2023 (3y) | ||
| Robert Dwaine Selk | Registered representative | Feb 2023 (3y) | ||
| Thomas Vance Walker | Registered representative | Feb 2023 (3y) | ||
| Bryan Kelley Bracchi | Registered representative | Feb 2023 (3y) | ||
| Calley Cola | Registered representative | Feb 2023 (3y) | ||
| Jared Daniel Burke | Registered representative | Feb 2023 (3y) | ||
| Andrew Michael Good | Registered representative | CFP | Feb 2023 (3y) | |
| Matthew Claude Sines | Registered representative | Feb 2023 (3y) | ||
| Michael Joseph Esenbock | Registered representative | Feb 2023 (3y) | ||
| Amanda A Bartolini | Registered representative | Feb 2023 (3y) | ||
| Jarad Michael Minsky | Registered representative | CFP | Feb 2023 (3y) | |
| Francesca Maria Banci | Registered representative | CFP | Feb 2023 (3y) | |
| Kelly Gerard Watzka | Registered representative | Feb 2023 (3y) | ||
| Kristy Ann Schreiber | Registered representative | Feb 2023 (3y) | ||
| Patti Therese Hohn | Registered representative | Feb 2023 (3y) | ||
| Todd Jon Funk | Registered representative | Feb 2023 (3y) | ||
| Jennifer Lynn Goddard | Registered representative | Feb 2023 (3y) | ||
| Alexander P Harrison | Registered representative | Mar 2023 (3y) | ||
| James D Neel | Registered representative | Mar 2023 (3y) | ||
| Michael David Sullum | Registered representative | Mar 2023 (3y) | ||
| Rebecca Lynn Kauffman | Registered representative | CFP | Mar 2023 (3y) | |
| Stephen Charles Cefalu | Registered representative | Mar 2023 (3y) | ||
| Michael Anthony Cirino | Registered representative | Chartered Financial Consultant | Mar 2023 (3y) | |
| Stuart Henry Farb | Registered representative | Chartered Financial Consultant | Mar 2023 (3y) | |
| Jason Aaron Young | Registered representative | Mar 2023 (3y) | ||
| Michael James Quinn | Registered representative | CFP | Mar 2023 (3y) | |
| Nathan F Rogero | Registered representative | Mar 2023 (3y) | ||
| Annie Barbara Baker | Registered representative | Mar 2023 (3y) | ||
| Bruce Tower Schilling | Registered representative | CFP Chartered Financial Consultant | Mar 2023 (3y) | |
| Evan Paul Harof | Registered representative | CFP | Mar 2023 (3y) | |
| Jennifer Ann Badzinski | Registered representative | Mar 2023 (3y) | ||
| Joseph A Torre | Registered representative | Chartered Financial Consultant | Mar 2023 (3y) | |
| Megan Elizabeth Culhane | Registered representative | Mar 2023 (3y) | ||
| Carolyn Ford | Registered representative | Mar 2023 (3y) | ||
| Arnold Richard Vitarelle | Registered representative | Mar 2023 (3y) | ||
| Brandon Uttich | Registered representative | Mar 2023 (3y) | ||
| Lisa Marie Richard | Registered representative | Mar 2023 (3y) | ||
| Evan Finnell Cole | Registered representative | Mar 2023 (3y) | ||
| Hayley Deavel Gregory | Registered representative | CFP | Mar 2023 (3y) | |
| Michael David Trauman | Registered representative | Mar 2023 (3y) | ||
| Cynthia Harvey Deavel | Registered representative | CFP | Mar 2023 (3y) | |
| Brian Ronald Luedke | Registered representative | Chartered Financial Consultant | Mar 2023 (3y) | |
| Shannon Marie Sutherland | Registered representative | Apr 2023 (3y) | ||
| James Edward Zidd | Registered representative | Apr 2023 (3y) | ||
| Owen Robert Flanagan | Registered representative | Apr 2023 (3y) | ||
| Jeffrey Gordon Kluve | Registered representative | CFP | Apr 2023 (3y) | |
| Mark David Ferrer | Registered representative | Apr 2023 (3y) | ||
| Terri Willett Miller | Registered representative | Apr 2023 (3y) | ||
| Bobette Gilpatric Scribner | Registered representative | Chartered Financial Consultant | Apr 2023 (3y) | |
| Melissa Bradley Sperling | Registered representative | Apr 2023 (3y) | ||
| Donna Kay Bradley | Registered representative | Apr 2023 (3y) | ||
| Gary Edward Sprecher | Registered representative | Apr 2023 (3y) | ||
| Jonathan Michael Good | Registered representative | Apr 2023 (3y) | ||
| Kyle Robert Tatro | Registered representative | Apr 2023 (3y) | ||
| Mary Joanne Terry | Registered representative | CFP | Apr 2023 (3y) | |
| Richard Edward Bergeron | Registered representative | CFP | Apr 2023 (3y) | |
| Derenig Michael Kostikian | Registered representative | CFP | Apr 2023 (3y) | |
| Krystal Anne Wyss | Registered representative | CFP | Apr 2023 (3y) | |
| Michael Blaine Walder | Registered representative | Apr 2023 (3y) | ||
| Clint Joseph Eikmeier | Registered representative | Apr 2023 (3y) | ||
| Daniel Joseph Gilmore | Registered representative | Apr 2023 (3y) | ||
| Jay Thomas Lind | Registered representative | Apr 2023 (3y) | ||
| Judith Lynn Hernandez | Registered representative | CFP | Apr 2023 (3y) | |
| Mark Joseph Slattery | Registered representative | Apr 2023 (3y) | ||
| Matthew Guy Peters | Registered representative | CFP | Apr 2023 (3y) | |
| Nathaniel Wayne Brobst | Registered representative | CFP | Apr 2023 (3y) | |
| Blake Points Hicks | Registered representative | Apr 2023 (3y) | ||
| Alexander Mills | Registered representative | Apr 2023 (3y) | ||
| Douglas Anthony Didominica | Registered representative | May 2023 (3y) | ||
| Jennifer Dawn Williams | Registered representative | May 2023 (3y) | ||
| Jessica Hernandez | Registered representative | May 2023 (3y) | ||
| Joseph William Principe | Registered representative | May 2023 (3y) | ||
| Rita Yvonne Ingram | Registered representative | May 2023 (3y) | ||
| Robert J Adler | Registered representative | May 2023 (3y) | ||
| Jeffrey M Davis | Registered representative | May 2023 (3y) | ||
| Walter Frank Williams | Registered representative | CFP | May 2023 (3y) | |
| Grayson Scott Hurley | Registered representative | May 2023 (3y) | ||
| Vasileios Izanidis | Registered representative | May 2023 (3y) | ||
| Adam Peter Giammarinaro | Registered representative | CFP | May 2023 (3y) | |
| Keith Flynn Tomer | Registered representative | May 2023 (3y) | ||
| Anna Grace Robinson | Registered representative | May 2023 (3y) | ||
| Ashlyn Nichole Reece | Registered representative | May 2023 (3y) | ||
| Bret Thomas Berg | Registered representative | CFP | May 2023 (3y) | |
| Justin Ferris Adomunes | Registered representative | May 2023 (3y) | ||
| Joshua David Lutton | Registered representative | May 2023 (3y) | ||
| Kevin Joseph Neiley | Registered representative | Chartered Financial Consultant | May 2023 (3y) | |
| Lindsey Rachel Menezes | Registered representative | May 2023 (3y) | ||
| Paul Joseph Staffaroni | Registered representative | CFP | May 2023 (3y) | |
| Robert J Swindaman | Registered representative | CFP | May 2023 (3y) | |
| Brian Di Dominica | Registered representative | May 2023 (3y) | ||
| Geoffrey Thoth Barry | Registered representative | May 2023 (3y) | ||
| Brennan Kelsie Mayfield | Registered representative | May 2023 (3y) | ||
| Peter Schneider | Registered representative | May 2023 (3y) | ||
| Christopher James Hackley | Registered representative | CFP Chartered Financial Consultant | May 2023 (3y) | |
| Kendra Osowski | Registered representative | Jun 2023 (3y) | ||
| Austin Michael Hebert | Registered representative | Jun 2023 (3y) | ||
| David A Moratti | Registered representative | Jun 2023 (3y) | ||
| Alexandra Byrne | Registered representative | Jun 2023 (3y) | ||
| Matthew Lutton Beebe | Registered representative | Jun 2023 (3y) | ||
| Maxwell Lutton Beebe | Registered representative | Jun 2023 (3y) | ||
| Patrick Daniel Mylod | Registered representative | Jun 2023 (3y) | ||
| Megan Kiel | Registered representative | Jun 2023 (3y) | ||
| Daniel Mulligan | Registered representative | Jun 2023 (3y) | ||
| Nicole Jo Anne Chamberland | Registered representative | Jun 2023 (3y) | ||
| Kelsey Lynn Thomas | Registered representative | Jun 2023 (3y) | ||
| Ruth Francis | Registered representative | Jun 2023 (3y) | ||
| Stephen Belsanti | Registered representative | Jun 2023 (3y) | ||
| Shelley L Pearson | Registered representative | Jun 2023 (3y) | ||
| Karen Anne Jerabek | Registered representative | CFP | Jun 2023 (3y) | |
| Tyler Edward Fortier | Registered representative | Jun 2023 (3y) | ||
| Anthony Carmine Dibattista | Registered representative | Jun 2023 (3y) | ||
| Craig A Anderson | Registered representative | Jun 2023 (3y) | ||
| Joseph Israel Weber | Registered representative | Jun 2023 (3y) | ||
| Victoria Gabrielle Blackwell Rivas | Registered representative | Jun 2023 (3y) | ||
| Brian Robert Kayhart | Registered representative | Jun 2023 (3y) | ||
| Jayden Johnson | Registered representative | Jun 2023 (3y) | ||
| Shaun Walton | Registered representative | Jun 2023 (3y) | ||
| Stacy Anne Korsgaden | Registered representative | Jun 2023 (3y) | ||
| Karis Cory Sherbert | Registered representative | Jun 2023 (3y) | ||
| Alex Rakatansky | Registered representative | Jul 2023 (3y) | ||
| Richard Dallas Brewer | Registered representative | CFP Chartered Financial Consultant | Jul 2023 (3y) | |
| Calvin William Egan | Registered representative | CFP | Jul 2023 (3y) | |
| Daniel Leskowitz | Registered representative | Jul 2023 (3y) | ||
| James Paddayuman Tuppal | Registered representative | Jul 2023 (3y) | ||
| Megan M Alpert | Registered representative | Jul 2023 (3y) | ||
| William O.E. Sterling | Registered representative | Jul 2023 (3y) | ||
| Richard Michael Decker | Registered representative | CFP | Jul 2023 (3y) | |
| Liam O Shea | Registered representative | Jul 2023 (3y) | ||
| Austin Caden Pratt | Registered representative | Jul 2023 (3y) | ||
| Anthony Kermit Shatley | Registered representative | Jul 2023 (3y) | ||
| Daniel Jerome Kruper | Registered representative | Jul 2023 (3y) | ||
| Danielle Christina Patterson | Registered representative | Jul 2023 (3y) | ||
| Sharon Kaye Jansma | Registered representative | Jul 2023 (3y) | ||
| Andrew Muska | Registered representative | Jul 2023 (3y) | ||
| Charles Albert Rosenbaum | Registered representative | Jul 2023 (3y) | ||
| Michael Vincent Hunt | Registered representative | Jul 2023 (3y) | ||
| Robert Stuart Holden | Registered representative | Jul 2023 (3y) | ||
| Tyler Austin Jones | Registered representative | Jul 2023 (3y) | ||
| Eric Thomas Prusinski | Registered representative | CFP | Jul 2023 (3y) | |
| Gregory Alan Jacobson | Registered representative | CFP | Jul 2023 (3y) | |
| Alexander Dimartini | Registered representative | Jul 2023 (3y) | ||
| Caragh Fahy | Registered representative | CFP | Aug 2023 (3y) | |
| James William Tucker | Registered representative | Aug 2023 (3y) | ||
| Leyla Morgillo | Registered representative | CFP | Aug 2023 (3y) | |
| Whitney Brooke Ashley | Registered representative | Aug 2023 (3y) | ||
| Caroline Knights | Registered representative | CFP | Aug 2023 (3y) | |
| Brian Quinn | Registered representative | CFP | Aug 2023 (3y) | |
| Alexander Kimes | Registered representative | Aug 2023 (3y) | ||
| John Krutsinger | Registered representative | Aug 2023 (3y) | ||
| Randall Jon Ehle | Registered representative | Aug 2023 (3y) | ||
| Brent James Ogden | Registered representative | Aug 2023 (3y) | ||
| Robert John Holton | Registered representative | Aug 2023 (3y) | ||
| Samuel Herbert Di Sette | Registered representative | Aug 2023 (3y) | ||
| Tom Sawyer Driscoll | Registered representative | Aug 2023 (3y) | ||
| William Thomas Ernest | Registered representative | Aug 2023 (3y) | ||
| Bobby Franklin Watson | Registered representative | Aug 2023 (3y) | ||
| Cynthia Foster Sherrill | Registered representative | Aug 2023 (3y) | ||
| Brandon John Robert Gaines | Registered representative | Aug 2023 (3y) | ||
| John H Schannep | Registered representative | CFP | Aug 2023 (3y) | |
| Chris Landry | Registered representative | Aug 2023 (3y) | ||
| Dana Keir Graves | Registered representative | CFP | Aug 2023 (3y) | |
| Luke Ellis Graves | Registered representative | Aug 2023 (3y) | ||
| Richard Simon Zerah | Registered representative | CFP Personal Financial Specialist | Aug 2023 (3y) | |
| Robert Nicholas Zerah | Registered representative | CFP Personal Financial Specialist | Aug 2023 (3y) | |
| Angela Allain | Registered representative | Aug 2023 (3y) | ||
| Christopher Travis | Registered representative | Aug 2023 (3y) | ||
| Christopher Timothy Murphy | Registered representative | CFP | Sep 2023 (3y) | |
| Hillary Lee Hawkins | Registered representative | Sep 2023 (3y) | ||
| Janet Weiler Wilson | Registered representative | CFP | Sep 2023 (3y) | |
| Jay Alan Finke | Registered representative | CFP | Sep 2023 (3y) | |
| Kevin Andrew Patterson | Registered representative | CFP | Sep 2023 (3y) | |
| Matthew Aaron Held | Registered representative | CFP | Sep 2023 (3y) | |
| Christopher Leo De Rouin | Registered representative | CFP | Sep 2023 (3y) | |
| Nicholas Rice | Registered representative | CFP | Sep 2023 (3y) | |
| Christina L Couzelis | Registered representative | Sep 2023 (3y) | ||
| Jason Michael Lombardi | Registered representative | Sep 2023 (3y) | ||
| Martin M. Joyce | Registered representative | Sep 2023 (3y) | ||
| Peter William Pastman | Registered representative | CFP | Sep 2023 (3y) | |
| Anthony Daniel | Registered representative | CFP | Sep 2023 (3y) | |
| Bruce Scott Aken | Registered representative | Sep 2023 (3y) | ||
| Cale Ogi | Registered representative | Sep 2023 (3y) | ||
| Michael Gerald Murphy | Registered representative | Sep 2023 (3y) | ||
| Chad Aaron Wilkinson | Registered representative | Sep 2023 (3y) | ||
| Hunter Kyle Deshaw | Registered representative | Sep 2023 (3y) | ||
| Terrence C. Vause | Registered representative | Sep 2023 (3y) | ||
| Ryan Lee | Registered representative | Sep 2023 (3y) | ||
| Noel Kristin Rupprecht | Registered representative | Sep 2023 (3y) | ||
| Chad Fratto | Registered representative | Oct 2023 (3y) | ||
| Constance Miller Cook | Registered representative | Oct 2023 (3y) | ||
| David Adam Weeden | Registered representative | Oct 2023 (3y) | ||
| George O Shaughnessy | Registered representative | Oct 2023 (3y) | ||
| Jennifer Lynn Langstaff | Registered representative | CFP | Oct 2023 (3y) | |
| Ryan Jeffrey Langstaff | Registered representative | Oct 2023 (3y) | ||
| Daniel Sutton | Registered representative | Oct 2023 (3y) | ||
| Julia M Moon | Registered representative | CFP | Oct 2023 (3y) | |
| Michael Wilshire Moon | Registered representative | CFP | Oct 2023 (3y) | |
| Denise Schatz | Registered representative | Oct 2023 (3y) | ||
| Austin Michael Fearon | Registered representative | Oct 2023 (3y) | ||
| Brian Marcus Ullrich | Registered representative | CFP | Oct 2023 (3y) | |
| Jordan Carol Larsen | Registered representative | Oct 2023 (3y) | ||
| Maya Werner | Registered representative | Oct 2023 (3y) | ||
| Norman Joseph Juniewic | Registered representative | Oct 2023 (3y) | ||
| Bryan Erdheim | Registered representative | Oct 2023 (3y) | ||
| Aaron Lee Widiker | Registered representative | Oct 2023 (3y) | ||
| Robert S. Torney | Registered representative | Oct 2023 (3y) | ||
| Christopher M Landwair | Registered representative | Oct 2023 (3y) | ||
| Michael Timothy Mammini | Registered representative | CFP | Oct 2023 (3y) | |
| Mitchell Lino Mammini | Registered representative | CFA | Oct 2023 (3y) | |
| Matthew Mellusi | Registered representative | CFP | Oct 2023 (3y) | |
| Philip Paul Mailloux | Registered representative | Nov 2023 (3y) | ||
| Scott Coopersmith | Registered representative | Nov 2023 (3y) | ||
| David Alan Hayes | Registered representative | CFP | Nov 2023 (3y) | |
| Emily Reed Normandin | Registered representative | CFP | Nov 2023 (3y) | |
| Matthew J Ter Avest | Registered representative | Nov 2023 (3y) | ||
| Michael Ellis Anderson | Registered representative | CFP | Nov 2023 (3y) | |
| Patrick Haught Long | Registered representative | CFP | Nov 2023 (3y) | |
| Milos Vrzic | Registered representative | Nov 2023 (3y) | ||
| Chad Gerald Zimmerman | Registered representative | Nov 2023 (3y) | ||
| Spencer Raymond Heying | Registered representative | Nov 2023 (3y) | ||
| Devon John Kelly | Registered representative | Nov 2023 (3y) | ||
| Jay Stibbe | Registered representative | Nov 2023 (3y) | ||
| Jonathon Paul Anas | Registered representative | Nov 2023 (3y) | ||
| Devin Michael Williams | Registered representative | Nov 2023 (3y) | ||
| Andrea Thompson | Registered representative | Nov 2023 (3y) | ||
| Carissa Jacqueline Giordano Steinmeyer | Registered representative | Nov 2023 (3y) | ||
| Stephen Anthony Devine | Registered representative | Nov 2023 (3y) | ||
| Lynn Edward Price | Registered representative | CFP | Nov 2023 (3y) | |
| Andrew Samuel Geisler | Registered representative | Nov 2023 (3y) | ||
| Michael C Wilson | Registered representative | Nov 2023 (3y) | ||
| Shawn Brian Coologhan | Registered representative | Nov 2023 (3y) | ||
| Thomas Albert Geisler | Registered representative | CFP | Nov 2023 (3y) | |
| Victoria Lynne Gallina | Registered representative | Nov 2023 (3y) | ||
| Laura L. Wamre | Registered representative | CFP | Dec 2023 (3y) | |
| John Charles Osorio | Registered representative | CFP | Dec 2023 (3y) | |
| Joseph Santo Granato | Registered representative | Dec 2023 (3y) | ||
| Kenneth P Garon | Registered representative | CFP | Dec 2023 (3y) | |
| Michael Desepoli | Registered representative | Dec 2023 (3y) | ||
| Louis Joseph Desepoli | Registered representative | Dec 2023 (3y) | ||
| Bradley Dean Graham | Registered representative | CFP | Jan 2024 (3y) | |
| Barrett Scott Evan | Registered representative | Jan 2024 (3y) | ||
| Charlee Marie Zleisy | Registered representative | Jan 2024 (3y) | ||
| Cynthia Louise Fickley | Registered representative | Jan 2024 (3y) | ||
| Jeremy Lancour | Registered representative | Jan 2024 (3y) | ||
| James Schneider | Registered representative | Jan 2024 (3y) | ||
| John Bates | Registered representative | Jan 2024 (3y) | ||
| Maria Giampietro | Registered representative | CFP | Jan 2024 (3y) | |
| Mark Thomas Bowers | Registered representative | Jan 2024 (3y) | ||
| Nicholas James Yacovone | Registered representative | Jan 2024 (3y) | ||
| Lauren Woodward | Registered representative | Jan 2024 (3y) | ||
| Sean Wade | Registered representative | Jan 2024 (3y) | ||
| Cade Kreps | Registered representative | Jan 2024 (3y) | ||
| Lukas Alexander Burch | Registered representative | Jan 2024 (3y) | ||
| Alesandra Miller | Registered representative | Jan 2024 (3y) | ||
| Stephen Michael Robinson | Registered representative | Jan 2024 (3y) | ||
| Korey King Juniewic | Registered representative | Jan 2024 (3y) | ||
| Richard Albert Gagne | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Brian Radler | Registered representative | Jan 2024 (3y) | ||
| Duane Eric Peoples | Registered representative | CFP | Jan 2024 (3y) | |
| Jonathan Steven Mack | Registered representative | Jan 2024 (3y) | ||
| Matthew Daniel Aurelio | Registered representative | Jan 2024 (3y) | ||
| Allison Deette Sweeney | Registered representative | Jan 2024 (3y) | ||
| Barbara Ann Headley | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Francis Thomas Boyle | Registered representative | Jan 2024 (3y) | ||
| Joseph Theodore Amoddio | Registered representative | Jan 2024 (3y) | ||
| Joseph Richmond | Registered representative | Jan 2024 (3y) | ||
| Nathan Robert Walters | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Seth N Maulfair | Registered representative | Jan 2024 (3y) | ||
| Jeffrey Kade Brannon | Registered representative | Jan 2024 (3y) | ||
| Benjamin Paul Burkhead | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Alexa Ann Glanzel | Registered representative | Jan 2024 (3y) | ||
| Robert Richard Ruhl | Registered representative | Jan 2024 (3y) | ||
| Maura Keating | Registered representative | Jan 2024 (3y) | ||
| Clint Livingston | Registered representative | Jan 2024 (3y) | ||
| Gibson Wiley Mc Cracken | Registered representative | Feb 2024 (3y) | ||
| Michael P Jensen | Registered representative | Feb 2024 (2y) | ||
| Richard Leon Vining | Registered representative | Feb 2024 (2y) | ||
| Colin Joseph Gaven | Registered representative | Feb 2024 (2y) | ||
| Douglas Edward White | Registered representative | CFA | Feb 2024 (2y) | |
| Andrew Steven Lane | Registered representative | Feb 2024 (2y) | ||
| Christina Joy Beninati | Registered representative | Feb 2024 (2y) | ||
| Kyle Christopher Swaim | Registered representative | Feb 2024 (2y) | ||
| Michael Clifford Barron | Registered representative | Feb 2024 (2y) | ||
| Collin Joseph Fabac | Registered representative | Feb 2024 (2y) | ||
| Rebecca Ann Boyd | Registered representative | Feb 2024 (2y) | ||
| Brian Waters Phipps | Registered representative | Mar 2024 (2y) | ||
| Gary C Markham | Registered representative | Mar 2024 (2y) | ||
| James Paul Remo | Registered representative | Mar 2024 (2y) | ||
| Elizabeth Carberry | Registered representative | Mar 2024 (2y) | ||
| Leona Kathleen Barber | Registered representative | Mar 2024 (2y) | ||
| Matthew John Draganchuk | Registered representative | CFP | Mar 2024 (2y) | |
| Matthew Hooker | Registered representative | CFP | Mar 2024 (2y) | |
| Kevin Gunning | Registered representative | Mar 2024 (2y) | ||
| Xiomara Maribel Vielman | Registered representative | Mar 2024 (2y) | ||
| Craig Steven Clark | Registered representative | CFP | Mar 2024 (2y) | |
| John Scott Birkby | Registered representative | CFP | Mar 2024 (2y) | |
| Joshua Robert Haueise | Registered representative | CFP | Mar 2024 (2y) | |
| Kevin C Birt | Registered representative | Mar 2024 (2y) | ||
| Michael James Muffoletto | Registered representative | CFP | Mar 2024 (2y) | |
| Nels Clifford Nelson | Registered representative | Mar 2024 (2y) | ||
| Ronald John Yoviene | Registered representative | Mar 2024 (2y) | ||
| Ryan Michael Jones | Registered representative | Mar 2024 (2y) | ||
| Houston Tyler Thom | Registered representative | Mar 2024 (2y) | ||
| Elijah Dorf | Registered representative | CFP | Mar 2024 (2y) | |
| Hui Zhu | Registered representative | CFA | Mar 2024 (2y) | |
| Kevin Kenneth Marin | Registered representative | Mar 2024 (2y) | ||
| Travis Jerico Jensen | Registered representative | Mar 2024 (2y) | ||
| Elizabeth Anne Mclaughlin | Registered representative | CFP | Apr 2024 (2y) | |
| Eli Richard Baer | Registered representative | CFP | Apr 2024 (2y) | |
| Howard Bruce Nellhaus | Registered representative | CFP Chartered Financial Consultant | Apr 2024 (2y) | |
| David Arthur Dickson | Registered representative | Apr 2024 (2y) | ||
| Dylan Vincent | Registered representative | Apr 2024 (2y) | ||
| Mark Douglas Fierro | Registered representative | Apr 2024 (2y) | ||
| Danielle F Houle | Registered representative | CFP | Apr 2024 (2y) | |
| Julian Myers | Registered representative | Apr 2024 (2y) | ||
| Dennis Arthur Deluca | Registered representative | Apr 2024 (2y) | ||
| Joanna Long | Registered representative | Apr 2024 (2y) | ||
| Margaret Marapao | Registered representative | CFP | Apr 2024 (2y) | |
| Michael David Turk | Registered representative | Apr 2024 (2y) | ||
| Erin Rainwater | Registered representative | Apr 2024 (2y) | ||
| Aaron Lee Albers | Registered representative | Apr 2024 (2y) | ||
| Dereck Cochran | Registered representative | Apr 2024 (2y) | ||
| Daniel John Mcmahon | Registered representative | May 2024 (2y) | ||
| Gregory David Fox | Registered representative | May 2024 (2y) | ||
| James Magyari | Registered representative | May 2024 (2y) | ||
| Mark Jerome O'sickey | Registered representative | May 2024 (2y) | ||
| Michael Charles Gallop | Registered representative | CFP | May 2024 (2y) | |
| Patricia Jean Posada | Registered representative | May 2024 (2y) | ||
| Steve Ray Statzer | Registered representative | May 2024 (2y) | ||
| Steven Rubinstein | Registered representative | May 2024 (2y) | ||
| Todd Anthony Oberlin | Registered representative | May 2024 (2y) | ||
| Jeffrey Aaron Gardner | Registered representative | May 2024 (2y) | ||
| Jeffrey Ward Nolan | Registered representative | May 2024 (2y) | ||
| Paul Oscar Solorzano | Registered representative | CFP | May 2024 (2y) | |
| Alexandra Almendarez | Registered representative | May 2024 (2y) | ||
| Cody Alexander Lapage | Registered representative | May 2024 (2y) | ||
| Matt Richmond Stone | Registered representative | May 2024 (2y) | ||
| Michael Altavilla | Registered representative | May 2024 (2y) | ||
| Randolph Joseph Altavilla | Registered representative | Chartered Financial Consultant | May 2024 (2y) | |
| Sean Peter Reilly | Registered representative | CFP | May 2024 (2y) | |
| Stephen Michael Dipardo | Registered representative | May 2024 (2y) | ||
| Kathline Lerebours | Registered representative | CFP | May 2024 (2y) | |
| Michelle Denise Lasko | Registered representative | May 2024 (2y) | ||
| Stephanie Lynn Maurer | Registered representative | May 2024 (2y) | ||
| Richard Christopher Burke | Registered representative | May 2024 (2y) | ||
| Rheannon Lea Boddie | Registered representative | CFP | May 2024 (2y) | |
| Emily Anne Mullane | Registered representative | CFP | May 2024 (2y) | |
| Ana Gabriela Stevenson | Registered representative | May 2024 (2y) | ||
| Derek Michael Dolitsky | Registered representative | May 2024 (2y) | ||
| Kirby H Sloan | Registered representative | CFP | May 2024 (2y) | |
| Miranda Jean Monte | Registered representative | May 2024 (2y) | ||
| Kraig Joseph Cawley | Registered representative | CFP | May 2024 (2y) | |
| Collin Oshea | Registered representative | Jun 2024 (2y) | ||
| George Kevin Stepanoff | Registered representative | Jun 2024 (2y) | ||
| Joshua Michael Wilson | Registered representative | Jun 2024 (2y) | ||
| Heather Crews | Registered representative | Jun 2024 (2y) | ||
| James J Mcdermott | Registered representative | Jun 2024 (2y) | ||
| John Joseph Rey | Registered representative | CFP | Jun 2024 (2y) | |
| Caleb Stoneburner | Registered representative | Jun 2024 (2y) | ||
| Jessica Beard | Registered representative | Jun 2024 (2y) | ||
| Daniel Oliver Carns | Registered representative | Jun 2024 (2y) | ||
| Benjamin Patrick Otte | Registered representative | Jun 2024 (2y) | ||
| Michael Dell Owens | Registered representative | Jun 2024 (2y) | ||
| Scotty Lee Morris | Registered representative | Jun 2024 (2y) | ||
| Bradley Alan Warner | Registered representative | CFP CFA | Jun 2024 (2y) | |
| Melanie K Cravens | Registered representative | CFP | Jun 2024 (2y) | |
| Justin M Horner | Registered representative | Jun 2024 (2y) | ||
| Luke Allen | Registered representative | Jun 2024 (2y) | ||
| Samuel Paul Grusendorf | Registered representative | Jun 2024 (2y) | ||
| Nicholas Romano | Registered representative | Jun 2024 (2y) | ||
| Charles Ralston Byrnes | Registered representative | Jun 2024 (2y) | ||
| Jack Conrad Bishop | Registered representative | CFP | Jun 2024 (2y) | |
| Laura Gebhart | Registered representative | Jun 2024 (2y) | ||
| Lauren Sparks Fonacier | Registered representative | CFP | Jun 2024 (2y) | |
| Bryan Johnson | Registered representative | Jul 2024 (2y) | ||
| Daniel Gregory Carthew | Registered representative | Jul 2024 (2y) | ||
| Gary Lee Dietrich | Registered representative | Jul 2024 (2y) | ||
| Zachary David Werner | Registered representative | CFP | Jul 2024 (2y) | |
| Adam Robert Crittenden | Registered representative | Jul 2024 (2y) | ||
| Eric John Krueger | Registered representative | CFP | Jul 2024 (2y) | |
| James Lee Adams | Registered representative | CFP Chartered Financial Consultant | Jul 2024 (2y) | |
| Kimberly Anne Krueger | Registered representative | CFP | Jul 2024 (2y) | |
| Timothy Daniel Hill | Registered representative | CFP | Jul 2024 (2y) | |
| Owen Thomas Berry | Registered representative | CFP Chartered Financial Consultant | Jul 2024 (2y) | |
| Robert Joseph Waskiewicz | Registered representative | Jul 2024 (2y) | ||
| Matthew Landon Peoples | Registered representative | Jul 2024 (2y) | ||
| Alexandra Sonnenberg | Registered representative | CFP | Jul 2024 (2y) | |
| Christina Angelo | Registered representative | Jul 2024 (2y) | ||
| Kimberlie Jo Sonnenberg | Registered representative | Jul 2024 (2y) | ||
| Elizabeth Jaime | Registered representative | Jul 2024 (2y) | ||
| Andrew David Grace | Registered representative | Chartered Financial Consultant | Jul 2024 (2y) | |
| Dennis Ronald Browne | Registered representative | Jul 2024 (2y) | ||
| Nicholas Logan Shiver | Registered representative | Jul 2024 (2y) | ||
| Brandon David Koehler | Registered representative | Jul 2024 (2y) | ||
| David Brendan Gottesman | Registered representative | Jul 2024 (2y) | ||
| Erin Concorde Babineau | Registered representative | Jul 2024 (2y) | ||
| Noah Paul Anthony | Registered representative | Jul 2024 (2y) | ||
| Peter Holland Cunningham | Registered representative | Jul 2024 (2y) | ||
| Michael Joseph Savisky | Registered representative | Jul 2024 (2y) | ||
| William Ralph Snodgrass | Registered representative | CFP | Jul 2024 (2y) | |
| Michelle Judith Perry | Registered representative | CFP | Jul 2024 (2y) | |
| Bradley Ryan Bach | Registered representative | Jul 2024 (2y) | ||
| David Andrew Fingerhut | Registered representative | Jul 2024 (2y) | ||
| Jared Rocco Onorato | Registered representative | Jul 2024 (2y) | ||
| Jeffrey Mark Ryan | Registered representative | Jul 2024 (2y) | ||
| Michael A Romano | Registered representative | Jul 2024 (2y) | ||
| Raymond Eric Pape | Registered representative | Jul 2024 (2y) | ||
| Daniel Paul Dueweke | Registered representative | CFP | Jul 2024 (2y) | |
| Jeffrey Scott Engler | Registered representative | CFP | Jul 2024 (2y) | |
| Angelo Laventura | Registered representative | Aug 2024 (2y) | ||
| Robert John Fiocco | Registered representative | CFP | Aug 2024 (2y) | |
| John Robert Ressler | Registered representative | CFP | Aug 2024 (2y) | |
| Justin Lynn Bennett | Registered representative | Aug 2024 (2y) | ||
| Andrew Michael Woods | Registered representative | Aug 2024 (2y) | ||
| Craig W Peoples | Registered representative | Aug 2024 (2y) | ||
| Patricia Lynn Peoples | Registered representative | CFP | Aug 2024 (2y) | |
| Bryan Michael Smith | Registered representative | Aug 2024 (2y) | ||
| Charles Joseph Stratton | Registered representative | Aug 2024 (2y) | ||
| James Mason Heidt Iii | Registered representative | Aug 2024 (2y) | ||
| James Winskie | Registered representative | Aug 2024 (2y) | ||
| Morrell Alexander Mccaskill | Registered representative | Aug 2024 (2y) | ||
| Robert Campbell | Registered representative | CFP | Aug 2024 (2y) | |
| Robert Samuel Mcwilliams | Registered representative | Aug 2024 (2y) | ||
| Ryan Martin | Registered representative | Aug 2024 (2y) | ||
| Timothy Jon Veazey | Registered representative | CFP Chartered Financial Consultant | Aug 2024 (2y) | |
| Tonya Bongiovanni Wester | Registered representative | Aug 2024 (2y) | ||
| Kevin T Lewis | Registered representative | Aug 2024 (2y) | ||
| Michael George Fogarty | Registered representative | Chartered Financial Consultant | Aug 2024 (2y) | |
| Robert Louis Capone | Registered representative | Aug 2024 (2y) | ||
| Oscar Omar Lopez | Registered representative | Aug 2024 (2y) | ||
| Caitlin Elise Harrington | Registered representative | Aug 2024 (2y) | ||
| Lindsy Victoria Owens | Registered representative | CFP | Aug 2024 (2y) | |
| Davis Deringer | Registered representative | Aug 2024 (2y) | ||
| Megan M Mchugh | Registered representative | Aug 2024 (2y) | ||
| Robert E. Lutz | Registered representative | Aug 2024 (2y) | ||
| Joanne Martin | Registered representative | Aug 2024 (2y) | ||
| Vance Joseph Talbot | Registered representative | Aug 2024 (2y) | ||
| Christopher Michael Murray | Registered representative | CFP | Aug 2024 (2y) | |
| John Gabriel Helms | Registered representative | CFP Personal Financial Specialist | Aug 2024 (2y) | |
| Andrew J. Outcalt | Registered representative | Aug 2024 (2y) | ||
| Brian Wolff | Registered representative | Aug 2024 (2y) | ||
| Rachel Byer Barker | Registered representative | Aug 2024 (2y) | ||
| Erin S Koch | Registered representative | Aug 2024 (2y) | ||
| Laura Elizabeth Helms | Registered representative | CFP | Sep 2024 (2y) | |
| Trevor Conwell | Registered representative | Sep 2024 (2y) | ||
| Eric Mauricio | Registered representative | Sep 2024 (2y) | ||
| David Phillip Stone | Registered representative | CFP | Sep 2024 (2y) | |
| Dominic Randazzo | Registered representative | CFP | Sep 2024 (2y) | |
| Ernest Magnus Lundell Sims | Registered representative | Sep 2024 (2y) | ||
| James Alan Kuxhaus | Registered representative | CFP | Sep 2024 (2y) | |
| Julia L Rhea | Registered representative | Chartered Financial Consultant | Sep 2024 (2y) | |
| Gregory Wayne Dillard | Registered representative | CFP | Sep 2024 (2y) | |
| Justin Mitchell Brillhart | Registered representative | Sep 2024 (2y) | ||
| Matthew John Gazaway | Registered representative | CFP | Sep 2024 (2y) | |
| Denis Rafael Toth | Registered representative | Sep 2024 (2y) | ||
| Jennifer Cox Mann | Registered representative | CFP | Sep 2024 (2y) | |
| Michael Alan Rothfuss | Registered representative | Chartered Financial Consultant | Sep 2024 (2y) | |
| Amanda Marie Chartier | Registered representative | Sep 2024 (2y) | ||
| James Francis Ott | Registered representative | Sep 2024 (2y) | ||
| Peter Derek Ten Broeck Jr. | Registered representative | Sep 2024 (2y) | ||
| Kylee Beth Nemeth | Registered representative | Sep 2024 (2y) | ||
| Christopher John Merchant | Registered representative | CFP | Sep 2024 (2y) | |
| Felix S Gumina | Registered representative | Sep 2024 (2y) | ||
| George Clayton Nardone | Registered representative | Chartered Financial Consultant | Sep 2024 (2y) | |
| Jeffrey Michael Swygert | Registered representative | CFP | Sep 2024 (2y) | |
| Katelyn M Kriesel | Registered representative | Sep 2024 (2y) | ||
| Kevin Anthony Visconti | Registered representative | CFP | Sep 2024 (2y) | |
| Michael George Davirro | Registered representative | Sep 2024 (2y) | ||
| William Thomas Kriesel | Registered representative | CFP | Sep 2024 (2y) | |
| John P Corron | Registered representative | CFP | Oct 2024 (2y) | |
| Tara Garcia | Registered representative | Oct 2024 (2y) | ||
| Azadeh Ward | Registered representative | Oct 2024 (2y) | ||
| Joseph Michael Sullivan | Registered representative | Oct 2024 (2y) | ||
| Joseph Ryan Stronach | Registered representative | Oct 2024 (2y) | ||
| David Robert Kempton | Registered representative | Oct 2024 (2y) | ||
| Evan Robert Horn | Registered representative | Oct 2024 (2y) | ||
| Michael Anthony Pasvantis | Registered representative | Oct 2024 (2y) | ||
| Gregory T Monaco | Registered representative | Oct 2024 (2y) | ||
| Andrew Micheal Keener | Registered representative | Oct 2024 (2y) | ||
| Andrew Cumbee | Registered representative | Oct 2024 (2y) | ||
| John Gildersleeve Meakin | Registered representative | Oct 2024 (2y) | ||
| Kelsey Anne Neal | Registered representative | Oct 2024 (2y) | ||
| Scott Allen Brandt | Registered representative | Oct 2024 (2y) | ||
| Blaine Shira | Registered representative | Oct 2024 (2y) | ||
| Lauren Mac Donald | Registered representative | Oct 2024 (2y) | ||
| Mathew Cremeans | Registered representative | Oct 2024 (2y) | ||
| Connor Terry Nordgren | Registered representative | Oct 2024 (2y) | ||
| Charlotte N Fox | Registered representative | CFP | Oct 2024 (2y) | |
| Jennifer Christine Rose | Registered representative | Chartered Financial Consultant | Oct 2024 (2y) | |
| Russell Rawlings Cumbea | Registered representative | Oct 2024 (2y) | ||
| Russell Rawlings Cumbea | Registered representative | Oct 2024 (2y) | ||
| Jack Nicholas Woods | Registered representative | Oct 2024 (2y) | ||
| Peter Lang Stevens | Registered representative | Oct 2024 (2y) | ||
| Jennifer Marie Wicks | Registered representative | Oct 2024 (2y) | ||
| Randall Scott Savicki | Registered representative | Oct 2024 (2y) | ||
| Laurie Jean Podvin | Registered representative | Oct 2024 (2y) | ||
| Andrew Karl Maron | Registered representative | Nov 2024 (2y) | ||
| Anees Ahmed Akhund | Registered representative | Nov 2024 (2y) | ||
| Christopher Ryan Jones | Registered representative | CFP | Nov 2024 (2y) | |
| John Joseph Carbonara | Registered representative | CFP | Nov 2024 (2y) | |
| Pascal George Lanotte | Registered representative | CFP | Nov 2024 (2y) | |
| Paul Alexander Michaluk | Registered representative | Nov 2024 (2y) | ||
| Thomas Parker Westers | Registered representative | Nov 2024 (2y) | ||
| Kevin David Patterson | Registered representative | CFP | Nov 2024 (2y) | |
| Gerald J Smith | Registered representative | Nov 2024 (2y) | ||
| Kelly Lynne Ryan | Registered representative | Nov 2024 (2y) | ||
| Madelyn Ambrose | Registered representative | Nov 2024 (2y) | ||
| Francis Joseph Niehaus | Registered representative | CFP | Nov 2024 (2y) | |
| Kevin Joseph Walsh | Registered representative | CFP | Nov 2024 (2y) | |
| Laura Ann Davitt | Registered representative | CFP | Nov 2024 (2y) | |
| Michael Wayne Jarrold Grapes | Registered representative | CFP | Nov 2024 (2y) | |
| Christina Maria De Sario | Registered representative | Nov 2024 (2y) | ||
| Jason S Fitz | Registered representative | CFP | Nov 2024 (2y) | |
| Michael James Murray | Registered representative | Nov 2024 (2y) | ||
| Michael Scott Byrom | Registered representative | CFP | Nov 2024 (2y) | |
| Franklin Delano Butler | Registered representative | CFP | Nov 2024 (2y) | |
| Courtney Sophia Gauthier | Registered representative | Nov 2024 (2y) | ||
| Misty M. Newman | Registered representative | Nov 2024 (2y) | ||
| Chad Michael White | Registered representative | Dec 2024 (2y) | ||
| Elizabeth A Mara | Registered representative | Dec 2024 (2y) | ||
| Lauren Mueller | Registered representative | Dec 2024 (2y) | ||
| Melanie Leon | Registered representative | Dec 2024 (2y) | ||
| Robert Richard Hannam | Registered representative | Dec 2024 (2y) | ||
| Mark Manetta | Registered representative | Dec 2024 (2y) | ||
| Kaitlin W Cochran | Registered representative | Dec 2024 (2y) | ||
| Nathan Louis Sabattini | Registered representative | Dec 2024 (2y) | ||
| Justin Paul Schmoyer | Registered representative | Dec 2024 (2y) | ||
| Kaylie Gabrielle Shepard | Registered representative | Dec 2024 (2y) | ||
| Kenneth W Gallagher | Registered representative | CFP | Dec 2024 (2y) | |
| Hannah Marie Coulling Beckley | Registered representative | Dec 2024 (2y) | ||
| John Fritz Gerry | Registered representative | Dec 2024 (2y) | ||
| Edward Philip Lewis | Registered representative | Dec 2024 (2y) | ||
| Dana R Gesford | Registered representative | Dec 2024 (2y) | ||
| Jack Michael Miciak | Registered representative | Dec 2024 (2y) | ||
| Joseph Emme | Registered representative | Dec 2024 (2y) | ||
| Brennan Masterson | Registered representative | Dec 2024 (2y) | ||
| Jeremy Robert Williamson | Registered representative | Dec 2024 (2y) | ||
| Janice Powers Williams | Registered representative | CFA | Jan 2025 (2y) | |
| Jessica La Chance | Registered representative | Jan 2025 (2y) | ||
| Jonathan Mathews | Registered representative | Jan 2025 (2y) | ||
| Kelby Thomas Jennissen | Registered representative | Jan 2025 (2y) | ||
| Pamm Louise Kuhl | Registered representative | Jan 2025 (2y) | ||
| Robert Kenneth Watkins | Registered representative | Jan 2025 (2y) | ||
| William Brian Read | Registered representative | Jan 2025 (2y) | ||
| Clinelle A Jean | Registered representative | Jan 2025 (2y) | ||
| Ealon Sidney Thompson | Registered representative | Jan 2025 (2y) | ||
| Elise Ann Hartwig | Registered representative | CFP | Jan 2025 (2y) | |
| Guy Anthony Tomase | Registered representative | CFP | Jan 2025 (2y) | |
| Randon Noah Ho'okano Arima | Registered representative | Jan 2025 (2y) | ||
| Staci Marie Murphy | Registered representative | Jan 2025 (2y) | ||
| Adamantios Julian Moraitis | Registered representative | Jan 2025 (2y) | ||
| Daniel F Flynn | Registered representative | CFP | Jan 2025 (2y) | |
| Gregg Gerard Reutter | Registered representative | Jan 2025 (2y) | ||
| Michael Francis Egan | Registered representative | Jan 2025 (2y) | ||
| Philip Karre | Registered representative | Jan 2025 (2y) | ||
| Eugene Roland Newton | Registered representative | Jan 2025 (2y) | ||
| Michael David Bianchi | Registered representative | Jan 2025 (2y) | ||
| David Allen Schneider | Registered representative | CFP | Jan 2025 (2y) | |
| James Francis Davis | Registered representative | Jan 2025 (2y) | ||
| Jessica Abrams | Registered representative | CFP | Jan 2025 (2y) | |
| Lawrence Joseph Papola | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Andrew James Lomanto | Registered representative | Jan 2025 (2y) | ||
| Hannah C Provost | Registered representative | CFP | Jan 2025 (2y) | |
| Christy B Roe | Registered representative | Jan 2025 (2y) | ||
| Jonathan Scott Simpson | Registered representative | CFP | Jan 2025 (2y) | |
| Mary Ann Gubler | Registered representative | Jan 2025 (2y) | ||
| Wesley Juan Shields | Registered representative | CFP | Jan 2025 (2y) | |
| Carol Elizabeth Beloin | Registered representative | Jan 2025 (2y) | ||
| Ransen Lat | Registered representative | Jan 2025 (2y) | ||
| Robert Law Hill | Registered representative | CFP | Jan 2025 (2y) | |
| Bryan Lane Spigner | Registered representative | CFP | Jan 2025 (2y) | |
| Bradford J. A. Byrns | Registered representative | Jan 2025 (2y) | ||
| Timothy Chandler Atkins | Registered representative | CFP | Jan 2025 (2y) | |
| James Morris Bell | Registered representative | CFP | Jan 2025 (2y) | |
| Jacob Isaiah Udermann | Registered representative | Jan 2025 (2y) | ||
| Stephen Berry | Registered representative | Jan 2025 (2y) | ||
| Grace Sun | Registered representative | CFP | Jan 2025 (2y) | |
| Nicholas John Offenburger | Registered representative | Jan 2025 (2y) | ||
| Andrew William Chapel | Registered representative | Feb 2025 (1y) | ||
| Nicole Phui Vong | Registered representative | Feb 2025 (1y) | ||
| Scot Bradley Landborg | Registered representative | CFP | Feb 2025 (1y) | |
| John Stephen Beloin | Registered representative | Feb 2025 (1y) | ||
| Patrick Allen Funke | Registered representative | Chartered Financial Consultant | Feb 2025 (1y) | |
| Jonathan Mitchel Lipchin | Registered representative | Feb 2025 (1y) | ||
| Michael Thomas Ball | Registered representative | Feb 2025 (1y) | ||
| William Bordelon | Registered representative | Feb 2025 (1y) | ||
| Leo Anthony Pitre | Registered representative | CFP | Feb 2025 (1y) | |
| Trevor Louis Talbot | Registered representative | Feb 2025 (1y) | ||
| John Peter Grimes | Registered representative | Feb 2025 (1y) | ||
| Zachary W Reid | Registered representative | Feb 2025 (1y) | ||
| Matthew Patrick Murphy | Registered representative | CFP | Feb 2025 (1y) | |
| Joseph Ray Duca | Registered representative | Feb 2025 (1y) | ||
| John Paul Stevens | Registered representative | Feb 2025 (1y) | ||
| Travis Shawn Lewis | Registered representative | Feb 2025 (1y) | ||
| Chad Lloyd Berg | Registered representative | Feb 2025 (1y) | ||
| David Edward Fruh | Registered representative | Feb 2025 (1y) | ||
| Brooke Yvonne Smith | Registered representative | Feb 2025 (1y) | ||
| Cameron Travis Holland | Registered representative | Feb 2025 (1y) | ||
| Allene Rose Johnson | Registered representative | Mar 2025 (1y) | ||
| Broderick A Yates | Registered representative | Mar 2025 (1y) | ||
| Tyrone Ball | Registered representative | Mar 2025 (1y) | ||
| Jonathon D Rossi | Registered representative | Mar 2025 (1y) | ||
| Sunshine Lee Marsh | Registered representative | Mar 2025 (1y) | ||
| Charis Elizabeth Ellis | Registered representative | CFP | Mar 2025 (1y) | |
| Sara Katherine Lasher | Registered representative | CFP | Mar 2025 (1y) | |
| Geraldine Ann Raymond | Registered representative | CFP | Mar 2025 (1y) | |
| Victoria E Martinez | Registered representative | CFP | Mar 2025 (1y) | |
| Joseph Cote | Registered representative | CFP | Mar 2025 (1y) | |
| Michael Charles Curtis | Registered representative | CFP Chartered Financial Consultant | Mar 2025 (1y) | |
| John Quincy Akins | Registered representative | CFP | Mar 2025 (1y) | |
| Connie Lynn Gilderhus | Registered representative | Mar 2025 (1y) | ||
| Daniel Masino | Registered representative | Mar 2025 (1y) | ||
| Elliott Robert Morse | Registered representative | Mar 2025 (1y) | ||
| John Nathan Podleski | Registered representative | CFP | Mar 2025 (1y) | |
| Joseph D Palma | Registered representative | Mar 2025 (1y) | ||
| Kyle Robert Downey | Registered representative | Mar 2025 (1y) | ||
| Lawrence Joseph Giangreco | Registered representative | Mar 2025 (1y) | ||
| Mark Joseph Zraunig | Registered representative | Mar 2025 (1y) | ||
| Matthew Sheldon Fischer | Registered representative | Mar 2025 (1y) | ||
| Nicholas Kenneth Olson | Registered representative | Mar 2025 (1y) | ||
| Peter Martin Knittle | Registered representative | Mar 2025 (1y) | ||
| Robert Andrew Dornan | Registered representative | Mar 2025 (1y) | ||
| Robert C Conderman | Registered representative | Mar 2025 (1y) | ||
| Robert P. Morse | Registered representative | CFP Chartered Financial Consultant | Mar 2025 (1y) | |
| Sarah Beth Fuller | Registered representative | CFP | Mar 2025 (1y) | |
| Todd Ellsworth Harris | Registered representative | Mar 2025 (1y) | ||
| Zachary Koch | Registered representative | Mar 2025 (1y) | ||
| Ralph Keith Angelo | Registered representative | Apr 2025 (1y) | ||
| Nicolas Kirsch | Registered representative | Apr 2025 (1y) | ||
| Rachel Marie Wendt | Registered representative | Apr 2025 (1y) | ||
| Ryan Christopher Wolk | Registered representative | Apr 2025 (1y) | ||
| Connor Schaefbauer | Registered representative | Apr 2025 (1y) | ||
| Sean P Hannon | Registered representative | Apr 2025 (1y) | ||
| Bradley William Harrill | Registered representative | Apr 2025 (1y) | ||
| Francis Xavier Becker | Registered representative | CFP Chartered Financial Consultant | Apr 2025 (1y) | |
| Douglas Lynn Crowe | Registered representative | Apr 2025 (1y) | ||
| Derek D Thorp | Registered representative | Apr 2025 (1y) | ||
| Kyle Daniel Ryan | Registered representative | Apr 2025 (1y) | ||
| Mark Elwood Meservey | Registered representative | Apr 2025 (1y) | ||
| Thomas Michael Artz | Registered representative | Apr 2025 (1y) | ||
| Scott Alan Fishman | Registered representative | Apr 2025 (1y) | ||
| Anne Elizabeth Ambrosetti | Registered representative | Apr 2025 (1y) | ||
| Marianne Margit Tully Bolton | Registered representative | Apr 2025 (1y) | ||
| Patrick Christopher Kelly | Registered representative | Apr 2025 (1y) | ||
| Alan Thomas Topolski | Registered representative | Apr 2025 (1y) | ||
| Matthew Sheehan | Registered representative | Apr 2025 (1y) | ||
| Philip Loyd Guinn | Registered representative | Apr 2025 (1y) | ||
| Thomas Kevin Sheehan | Registered representative | Apr 2025 (1y) | ||
| Treven Anderson | Registered representative | Apr 2025 (1y) | ||
| Joyce Jakubowsky Oaks | Registered representative | CFP | Apr 2025 (1y) | |
| Jeffrey Bloom | Registered representative | Apr 2025 (1y) | ||
| Staci Sue Gaiser | Registered representative | Apr 2025 (1y) | ||
| Bradford Thorne | Registered representative | Apr 2025 (1y) | ||
| Maxwell Scott Licary | Registered representative | Apr 2025 (1y) | ||
| Tracy Armstrong Faucette | Registered representative | Apr 2025 (1y) | ||
| Jason E Lang | Registered representative | Apr 2025 (1y) | ||
| Daniel Richard Safranek | Registered representative | May 2025 (1y) | ||
| David Samuel Licary | Registered representative | May 2025 (1y) | ||
| Justin Joseph Stone | Registered representative | May 2025 (1y) | ||
| Matthew Brian Safranek | Registered representative | May 2025 (1y) | ||
| Jaime Jennifer Dowell | Registered representative | May 2025 (1y) | ||
| Benjamin Davis Bryan | Registered representative | CFP | May 2025 (1y) | |
| Jordan A Morris | Registered representative | May 2025 (1y) | ||
| Lauren Ashley Degroot | Registered representative | May 2025 (1y) | ||
| Cody Michael Nigh | Registered representative | CFP | May 2025 (1y) | |
| Michael Christopher Restivo | Registered representative | May 2025 (1y) | ||
| Robert Kyle Gabhart | Registered representative | May 2025 (1y) | ||
| Stephen T. Hicks | Registered representative | May 2025 (1y) | ||
| Tyler Justin Wright | Registered representative | CFP | May 2025 (1y) | |
| Laura Donovan | Registered representative | May 2025 (1y) | ||
| Christian Shipman | Registered representative | May 2025 (1y) | ||
| Seth Burnham | Registered representative | May 2025 (1y) | ||
| Dorian Matthews Aiello | Registered representative | May 2025 (1y) | ||
| Carter Scheetz | Registered representative | CFP | May 2025 (1y) | |
| Bernard John Lynch | Registered representative | Jun 2025 (1y) | ||
| David William Poland | Registered representative | CFP | Jun 2025 (1y) | |
| Elizabeth Williams Reeves | Registered representative | Jun 2025 (1y) | ||
| Edward Scribner | Registered representative | Jun 2025 (1y) | ||
| Micheal Allen Byers | Registered representative | Jun 2025 (1y) | ||
| Richard Lawrence Totman | Registered representative | Chartered Financial Consultant | Jun 2025 (1y) | |
| Erik Dickinson | Registered representative | Jun 2025 (1y) | ||
| Brian Norman | Registered representative | Jun 2025 (1y) | ||
| Jennifer L Kross | Registered representative | Jun 2025 (1y) | ||
| Whitney Ann Cadagin | Registered representative | Jun 2025 (1y) | ||
| Broc Schaefbauer | Registered representative | Jun 2025 (1y) | ||
| Claire Elizabeth Vallejo | Registered representative | Jun 2025 (1y) | ||
| Jadyn Caroline Watson | Registered representative | Jun 2025 (1y) | ||
| Kayla Arline Dillon | Registered representative | Jun 2025 (1y) | ||
| Stephanie Ann Rice | Registered representative | Jun 2025 (1y) | ||
| Jeremy Ryan Walter | Registered representative | Jun 2025 (1y) | ||
| Mariah L Hanson | Registered representative | Jun 2025 (1y) | ||
| Steven Fafel | Registered representative | Jun 2025 (1y) | ||
| Jamieson B Thayer | Registered representative | Jun 2025 (1y) | ||
| Chad A Erceg | Registered representative | Chartered Financial Consultant | Jun 2025 (1y) | |
| Gregory Alan Herzog | Registered representative | Jun 2025 (1y) | ||
| Justin Hartman | Registered representative | Jun 2025 (1y) | ||
| Robert Howard Brown | Registered representative | Chartered Financial Consultant | Jun 2025 (1y) | |
| Hannah Mackenzie Flynn Webb | Registered representative | Jun 2025 (1y) | ||
| Joseph Tyler | Registered representative | CFP | Jun 2025 (1y) | |
| Christopher A Laura Tenecela | Registered representative | Jun 2025 (1y) | ||
| Jason Eric Bolduc | Registered representative | Jun 2025 (1y) | ||
| Lydia Thompson Durski | Registered representative | CFP | Jun 2025 (1y) | |
| Thomas Justin Galante | Registered representative | Jun 2025 (1y) | ||
| Evan Robert Klump | Registered representative | Jul 2025 (1y) | ||
| Dylan Mills | Registered representative | Jul 2025 (1y) | ||
| Drew Joseph Inglesi | Registered representative | CFP Chartered Financial Consultant | Jul 2025 (1y) | |
| Thomas Charles Brennan | Registered representative | Jul 2025 (1y) | ||
| Austin Hunter Brown | Registered representative | Jul 2025 (1y) | ||
| Joshua Schmalz | Registered representative | Jul 2025 (1y) | ||
| Matthew Richard Bouthillette | Registered representative | CFP | Jul 2025 (1y) | |
| Sarah Marie Schultz | Registered representative | Jul 2025 (1y) | ||
| Walker Smithson | Registered representative | Jul 2025 (1y) | ||
| Caleb Staton | Registered representative | Jul 2025 (1y) | ||
| David T. Skelly | Registered representative | CFP | Jul 2025 (1y) | |
| Andrew Jake Convery | Registered representative | CFP | Jul 2025 (1y) | |
| Heather Jane Cramer | Registered representative | Jul 2025 (1y) | ||
| Venzon Vicencio Aromin | Registered representative | CFP | Jul 2025 (1y) | |
| Henry Michael Stouffer | Registered representative | Jul 2025 (1y) | ||
| Darren Mark Howcroft | Registered representative | Jul 2025 (1y) | ||
| Michael David Baker | Registered representative | Jul 2025 (1y) | ||
| Brian James Sanford | Registered representative | CFP | Jul 2025 (1y) | |
| Thomas George Kinslow | Registered representative | Jul 2025 (1y) | ||
| Andrew John Heffernon | Registered representative | CFP | Jul 2025 (1y) | |
| Jeannette Ann Raypholtz | Registered representative | Jul 2025 (1y) | ||
| Logan Dorey Lum | Registered representative | Jul 2025 (1y) | ||
| Quinn Rickert | Registered representative | Jul 2025 (1y) | ||
| Bonnie Marie Boyce | Registered representative | CFP | Jul 2025 (1y) | |
| Cameron Victoria Corsi | Registered representative | Jul 2025 (1y) | ||
| Lysa Garcia | Registered representative | Jul 2025 (1y) | ||
| Cory Matthew Larmour | Registered representative | Jul 2025 (1y) | ||
| David Michael Dunning | Registered representative | CFP | Jul 2025 (1y) | |
| Jeffrey Charles Vahanian | Registered representative | CFP | Jul 2025 (1y) | |
| Melinda B Gaertner | Registered representative | Jul 2025 (1y) | ||
| Christopher Gerald Anderson | Registered representative | CFP | Jul 2025 (1y) | |
| Alexander Joseph Figueiredo | Registered representative | Jul 2025 (1y) | ||
| Amanda Pacifico Vasta | Registered representative | Jul 2025 (1y) | ||
| Nathan Upton | Registered representative | Jul 2025 (1y) | ||
| Christina Jean Downey | Registered representative | CFP | Jul 2025 (1y) | |
| Patricia A Weir | Registered representative | Jul 2025 (1y) | ||
| Peter Alphonso Patrakis | Registered representative | Aug 2025 (1y) | ||
| Leonard Christopher Larson | Registered representative | Aug 2025 (1y) | ||
| Benjamin Hallowell Hintz | Registered representative | Aug 2025 (1y) | ||
| Andrew Reed Phillips | Registered representative | Aug 2025 (1y) | ||
| Davin Patrick Sweeney | Registered representative | Aug 2025 (1y) | ||
| Maxwell Jefferson Mercando | Registered representative | Aug 2025 (1y) | ||
| Ryan Joseph Kelley | Registered representative | Aug 2025 (1y) | ||
| Henry Thomas Fessler | Registered representative | Aug 2025 (1y) | ||
| Ian James Ott | Registered representative | Aug 2025 (1y) | ||
| Robert Eark Otwell | Registered representative | Aug 2025 (1y) | ||
| Shannon Rose Devita | Registered representative | Aug 2025 (1y) | ||
| Gregory Thomas Tellex | Registered representative | Aug 2025 (1y) | ||
| Lily Jayne Khoury | Registered representative | Aug 2025 (1y) | ||
| Aleesha K. Graham | Registered representative | Aug 2025 (1y) | ||
| Aline A Tellstone | Registered representative | Aug 2025 (1y) | ||
| Arin Hovanesian | Registered representative | Aug 2025 (1y) | ||
| Sean Anthony Roth | Registered representative | Aug 2025 (1y) | ||
| Nelson Dempsey Willard | Registered representative | Sep 2025 (1y) | ||
| Michael Alexander Herman | Registered representative | Sep 2025 (1y) | ||
| Thomas Patrick Flynn | Registered representative | CFP | Sep 2025 (1y) | |
| Leo Pui Hong Wai | Registered representative | Sep 2025 (1y) | ||
| Evan Robert Potts | Registered representative | Sep 2025 (1y) | ||
| Hannah Elizabeth Ahmed | Registered representative | CFP | Sep 2025 (1y) | |
| Cullan Ryan Schriever | Registered representative | Sep 2025 (1y) | ||
| Cayden Roy Duhaime | Registered representative | Sep 2025 (1y) | ||
| Elva Fako | Registered representative | Sep 2025 (1y) | ||
| Stephen Ray Groover | Registered representative | Sep 2025 (1y) | ||
| Kelly Lynn Vinopal | Registered representative | Sep 2025 (1y) | ||
| Angela Renee Alexander | Registered representative | Sep 2025 (1y) | ||
| Levi Cole Trueblood | Registered representative | Sep 2025 (1y) | ||
| Thomas Robert Beeby | Registered representative | Sep 2025 (1y) | ||
| David A Youngwirth | Registered representative | Sep 2025 (1y) | ||
| Francisco A Arevalo | Registered representative | CFP Chartered Financial Consultant | Sep 2025 (1y) | |
| Michael Robert Langer | Registered representative | Oct 2025 (1y) | ||
| Brian Michael Mahoney | Registered representative | Oct 2025 (1y) | ||
| Nicholas Rocco Rossetti | Registered representative | CFP | Oct 2025 (1y) | |
| Watson H. Brown | Registered representative | Oct 2025 (1y) | ||
| Gregory J Eissner | Registered representative | CFP | Oct 2025 (1y) | |
| Rudy Martinez | Registered representative | CFP | Oct 2025 (1y) | |
| Ty Onile Rocheleau | Registered representative | CFP | Oct 2025 (1y) | |
| Robin Lee | Registered representative | Oct 2025 (1y) | ||
| Jamie Keller Kertis | Registered representative | Oct 2025 (1y) | ||
| Lauren Campbell | Registered representative | Oct 2025 (1y) | ||
| Michelle Marie Fuller | Registered representative | Oct 2025 (1y) | ||
| Nina Bond | Registered representative | Oct 2025 (1y) | ||
| Shaun Pattison Griffin | Registered representative | Oct 2025 (1y) | ||
| Drew Totland | Registered representative | Oct 2025 (1y) | ||
| Jacob Andrew Augustine | Registered representative | Oct 2025 (1y) | ||
| Zachary Brown | Registered representative | Oct 2025 (1y) | ||
| Catherine Gulish | Registered representative | Oct 2025 (1y) | ||
| Jared Mikeal Brown | Registered representative | CFP | Oct 2025 (1y) | |
| Kevin Michael Mc Kinney | Registered representative | Oct 2025 (1y) | ||
| Leah Anne Wheeler | Registered representative | Oct 2025 (1y) | ||
| Wyatt James Webster | Registered representative | Oct 2025 (1y) | ||
| Alaina Coscia | Registered representative | Oct 2025 (1y) | ||
| Lucius G Milam | Registered representative | Oct 2025 (1y) | ||
| Tyler Walters | Registered representative | Oct 2025 (1y) | ||
| Connor Mullen | Registered representative | Oct 2025 (1y) | ||
| Paul Michael Kowalski | Registered representative | CFP | Oct 2025 (1y) | |
| Shawn Michael Leonard | Registered representative | Oct 2025 (1y) | ||
| Ricardo Diaz | Registered representative | Oct 2025 (1y) | ||
| Andrew Antonio Augusto | Registered representative | Nov 2025 (1y) | ||
| Daniel Croll | Registered representative | Nov 2025 (1y) | ||
| Matthew Kelleher | Registered representative | CFP | Nov 2025 (1y) | |
| Jared Carl Kremer | Registered representative | Nov 2025 (1y) | ||
| John James Tyrrell | Registered representative | Nov 2025 (1y) | ||
| Ramsey Allan Bodeen | Registered representative | Nov 2025 (1y) | ||
| Zane Edwin Parrott | Registered representative | Nov 2025 (1y) | ||
| Douglas Edward Kramer | Registered representative | CFP | Nov 2025 (1y) | |
| Scott K Williams | Registered representative | Nov 2025 (1y) | ||
| William Shane Hunt | Registered representative | Nov 2025 (1y) | ||
| Mccarthy Crenshaw | Registered representative | Nov 2025 (1y) | ||
| Spencer Peter Le Claire | Registered representative | Nov 2025 (1y) | ||
| Collin Todd Schulz | Registered representative | Dec 2025 (1y) | ||
| Alison Wilcox | Registered representative | Dec 2025 (1y) | ||
| Ryan Luczynski | Registered representative | Dec 2025 (1y) | ||
| Patrick Ethan Boswell | Registered representative | Dec 2025 (1y) | ||
| Susan Pillen Levine | Registered representative | Dec 2025 (1y) | ||
| Gabrielle Marsanne Baker | Registered representative | CFP | Dec 2025 (1y) | |
| Isabela Miller | Registered representative | Dec 2025 (1y) | ||
| Faris Sabic | Registered representative | Dec 2025 (1y) | ||
| Michael James Feltz | Registered representative | Dec 2025 (1y) | ||
| Bryan Oliver Hickel | Registered representative | Jan 2026 (1y) | ||
| Michael Alan Critchfield | Registered representative | CFP | Jan 2026 (1y) | |
| Gregory W Kojak | Registered representative | Jan 2026 (1y) | ||
| Michael Edwin Paulson | Registered representative | Jan 2026 (1y) | ||
| Chomreun Pao | Registered representative | Jan 2026 (1y) | ||
| Zachary Brian Bitner | Registered representative | CFP | Jan 2026 (1y) | |
| Joshua Hendrick | Registered representative | Jan 2026 (1y) | ||
| Socrates George Leotsakos | Registered representative | CFP | Jan 2026 (1y) | |
| Wesley J Cope | Registered representative | Jan 2026 (1y) | ||
| Austin L Lackey | Registered representative | Jan 2026 (1y) | ||
| Brooke Iris Elizabeth Henry | Registered representative | Jan 2026 (1y) | ||
| Susan Carrie Leonard | Registered representative | Jan 2026 (1y) | ||
| Tanner Jacob Sargent | Registered representative | Jan 2026 (1y) | ||
| Mark Ebert | Registered representative | Jan 2026 (1y) | ||
| Isaac Joseph Bushen | Registered representative | CFP | Jan 2026 (1y) | |
| Louis Salvatore Glantz | Registered representative | Jan 2026 (1y) | ||
| Burt Cameron Mac Kenzie | Registered representative | Jan 2026 (1y) | ||
| Daniel Marcus Steinberg | Registered representative | Jan 2026 (1y) | ||
| Lisa M Ellingboe | Registered representative | Jan 2026 (1y) | ||
| Austin Flajnik | Registered representative | Jan 2026 (1y) | ||
| Matthew Ralph Ellsworth | Registered representative | Jan 2026 (1y) | ||
| Jay Michael Douglas | Registered representative | CFP Chartered Financial Consultant | Jan 2026 (1y) | |
| Jennifer Rae Tivnan | Registered representative | Jan 2026 (1y) | ||
| Kinley Harrison Reffitt | Registered representative | Jan 2026 (1y) | ||
| Michael Richard Ciccarelli | Registered representative | CFP | Jan 2026 (1y) | |
| George William Leppert | Registered representative | Jan 2026 (1y) | ||
| Jessica Renee Martin | Registered representative | Jan 2026 (1y) | ||
| Carlos Alexander Canto | Registered representative | Jan 2026 (1y) | ||
| Stephen Schneider | Registered representative | Jan 2026 (1y) | ||
| Charles M Finfgeld | Registered representative | Jan 2026 (1y) | ||
| David Lieblich | Registered representative | CFP | Jan 2026 (1y) | |
| Collin Sayler | Registered representative | Jan 2026 (1y) | ||
| Donald P Anderson | Registered representative | Feb 2026 (0y) | ||
| Hannah Ruth Wilson | Registered representative | Feb 2026 (0y) | ||
| Jonathan Runyambo | Registered representative | Feb 2026 (0y) | ||
| Theodore Michael Athans | Registered representative | CFP | Feb 2026 (0y) | |
| Daniel Kale Wilsford | Registered representative | Feb 2026 (0y) | ||
| John Aston Edmunds | Registered representative | CFP | Feb 2026 (0y) | |
| Ashley Camille Boone | Registered representative | CFP | Feb 2026 (0y) | |
| Daniel Michael Schmidt | Registered representative | Feb 2026 (0y) | ||
| Charlie Kantor | Registered representative | Feb 2026 (0y) | ||
| Dante Egidio | Registered representative | Feb 2026 (0y) | ||
| Emily Elizabeth Solomon | Registered representative | Feb 2026 (0y) | ||
| Dustin Cidorowich | Registered representative | Feb 2026 (0y) | ||
| Kritameth Pongcheewin | Registered representative | CFA | Feb 2026 (0y) | |
| Tracy Ann Miu | Registered representative | Feb 2026 (0y) | ||
| Mallory Ann Storrie | Registered representative | Feb 2026 (0y) | ||
| Ana Gabriela Ventura | Registered representative | Feb 2026 (0y) | ||
| Grant Bartlett | Registered representative | Mar 2026 (0y) | ||
| Kenneth Wayne Bane | Registered representative | CFP | Mar 2026 (0y) | |
| Lauretta A Burkhart | Registered representative | Mar 2026 (0y) | ||
| Lauren Gouffault | Registered representative | Mar 2026 (0y) | ||
| Aaron Tzion Livon Rein | Registered representative | Mar 2026 (0y) | ||
| Charles Romualdez | Registered representative | Mar 2026 (0y) | ||
| Dean Jackman | Registered representative | Mar 2026 (0y) | ||
| Magdeleine Nheb Guiney | Registered representative | Mar 2026 (0y) | ||
| Shannon Clancy | Registered representative | Mar 2026 (0y) | ||
| Henry Karl Scalzo | Registered representative | Mar 2026 (0y) | ||
| John Nairn Schutzius | Registered representative | CFP | Mar 2026 (0y) | |
| Jason Dayo Adams | Registered representative | Mar 2026 (0y) | ||
| Robert Danner | Registered representative | Mar 2026 (0y) | ||
| Matthew Coviello | Registered representative | Mar 2026 (0y) | ||
| Brian Guenard | Registered representative | Mar 2026 (0y) | ||
| Emma Josephine Brezler | Registered representative | Mar 2026 (0y) | ||
| Lexus Stephen Thomas Shannon Hummer | Registered representative | Mar 2026 (0y) | ||
| Christopher James Rivers | Registered representative | CFP | Mar 2026 (0y) | |
| James Oliver Smith | Registered representative | Mar 2026 (0y) | ||
| Brady Dow | Registered representative | Mar 2026 (0y) | ||
| Gavin T Judge | Registered representative | Mar 2026 (0y) | ||
| Mary Louise Moore | Registered representative | CFP | Mar 2026 (0y) | |
| Jackson Brett King | Registered representative | Mar 2026 (0y) | ||
| Jamie Lynne Disterhaupt | Registered representative | Mar 2026 (0y) | ||
| Joseph Michael Bach | Registered representative | Mar 2026 (0y) | ||
| Chad Michael Slate | Registered representative | CFP | Apr 2026 (0y) | |
| Jason Thomas Wheeler | Registered representative | CFP Chartered Financial Consultant | Apr 2026 (0y) | |
| John Brantley Zachary | Registered representative | CFP | Apr 2026 (0y) | |
| Nelly Nguyen Warner | Registered representative | Apr 2026 (0y) | ||
| Alexander Greer | Registered representative | CFP | Apr 2026 (0y) | |
| Brice Sawyer Gibson | Registered representative | Apr 2026 (0y) | ||
| Christopher James Walsh | Registered representative | CFP | Apr 2026 (0y) | |
| Pantelis Emanuel Miliotis | Registered representative | CFP | Apr 2026 (0y) | |
| Ryan Patrick O'toole | Registered representative | Apr 2026 (0y) | ||
| Samuel Davis Byrd | Registered representative | Apr 2026 (0y) | ||
| Tyler Zieker | Registered representative | Apr 2026 (0y) | ||
| Walter G Hutsell | Registered representative | Apr 2026 (0y) | ||
| Jason John Villano | Registered representative | Apr 2026 (0y) | ||
| Karen Harris Brock | Registered representative | CFP | Apr 2026 (0y) | |
| Michael Franklin Kusick | Registered representative | Apr 2026 (0y) | ||
| Adam Gawreluk | Registered representative | Apr 2026 (0y) | ||
| Trevor James Leverington | Registered representative | Apr 2026 (0y) | ||
| Evan Langstaff | Registered representative | Apr 2026 (0y) | ||
| Kelly Beth Marshall | Registered representative | Apr 2026 (0y) | ||
| Jonathan Evan Caplan | Registered representative | CFP | Apr 2026 (0y) | |
| Matthew William Reynolds | Registered representative | Apr 2026 (0y) | ||
| Erin Weible | Registered representative | Apr 2026 (0y) | ||
| Paul B Raccuglia | Registered representative | CFA | Apr 2026 (0y) | |
| Aaron Michael Vincent | Registered representative | Apr 2026 (0y) | ||
| Cole H Winship | Registered representative | Apr 2026 (0y) | ||
| Jason Douglas Reynolds | Registered representative | Apr 2026 (0y) | ||
| Parker Collins | Registered representative | Apr 2026 (0y) | ||
| Ryan James Risch | Registered representative | Apr 2026 (0y) | ||
| Meghan D'arcy O'brien | Registered representative | Apr 2026 (0y) | ||
| Trysten George | Registered representative | Apr 2026 (0y) | ||
| Troy Jeffrey Morin | Registered representative | Apr 2026 (0y) | ||
| Hayden Patrick Adams | Registered representative | Apr 2026 (0y) | ||
| Jose Aramis Arevalo | Registered representative | Apr 2026 (0y) | ||
| Jacob Richard Hoyumpa | Registered representative | Apr 2026 (0y) | ||
| Alex C Bergsma | Registered representative | Apr 2026 (0y) | ||
| Curtis Holbrook | Registered representative | Apr 2026 (0y) | ||
| Jamie Ann Swasey | Registered representative | May 2026 (0y) | ||
| Kristin Huber | Registered representative | May 2026 (0y) | ||
| George Erwin Cater | Registered representative | May 2026 (0y) | ||
| Giselle Marie Sada | Registered representative | May 2026 (0y) | ||
| Joshua Reed Kasowski | Registered representative | May 2026 (0y) | ||
| Ryan Michael Peterson | Registered representative | May 2026 (0y) | ||
| Benjamin Isaac Brieger | Registered representative | CFP | May 2026 (0y) | |
| Edward Scott Porter | Registered representative | May 2026 (0y) | ||
| Jackson Clements | Registered representative | May 2026 (0y) | ||
| Matthew Paul Hammaker | Registered representative | May 2026 (0y) | ||
| Kaylee Makel | Registered representative | May 2026 (0y) | ||
| Juliana Bell | Registered representative | May 2026 (0y) | ||
| Tyler Vincent | Registered representative | May 2026 (0y) | ||
| William Waldemar Johnson | Registered representative | May 2026 (0y) | ||
| Samuel Francis Niro | Registered representative | May 2026 (0y) | ||
| Samuel Joshua Prusinski | Registered representative | May 2026 (0y) | ||
| Harrison Tate Benedict | Registered representative | CFP | May 2026 (0y) | |
| Garrett Lendell Wilson | Registered representative | May 2026 (0y) | ||
| Benjamin Kastrul | Registered representative | May 2026 (0y) | ||
| Brian Kinzie | Registered representative | Jun 2026 (0y) | ||
| Casey Boyle Morey | Registered representative | Jun 2026 (0y) | ||
| Christine Akemi Marceau | Registered representative | Jun 2026 (0y) | ||
| Herbert Donald Perkins | Registered representative | Jun 2026 (0y) | ||
| Kade Huang Savino | Registered representative | Jun 2026 (0y) | ||
| Peter Pappalas | Registered representative | Jun 2026 (0y) | ||
| Kevin P. Boland | Registered representative | Jun 2026 (0y) | ||
| Linda Lemaster | Registered representative | Jun 2026 (0y) | ||
| Nicholas Lombardo | Registered representative | CFA | Jun 2026 (0y) | |
| Susan E Levi | Registered representative | Jun 2026 (0y) | ||
| Louise Lydia Carin Henningsson | Registered representative | Jun 2026 (0y) | ||
| Easton Knoll | Registered representative | Jun 2026 (0y) | ||
| Fay K Boland | Registered representative | Jun 2026 (0y) | ||
| Alexander Colin Lohrman | Registered representative | Jun 2026 (0y) | ||
| Mimie Yoon Lee | Registered representative | Jun 2026 (0y) | ||
| Rachel Ames Clayberg | Registered representative | Jun 2026 (0y) | ||
| Elijah John Geariety | Registered representative | Jun 2026 (0y) | ||
| Carin Elizabeth Barnes | Registered representative | Jul 2026 (0y) | ||
| Mary Elizabeth Chapman | Registered representative | CFP | Jul 2026 (0y) | |
| Michelle Rose Cote | Registered representative | Jul 2026 (0y) | ||
| Nicholas Edward Cooper | Registered representative | Jul 2026 (0y) | ||
| Ryan Lee Guglielmetti | Registered representative | Jul 2026 (0y) | ||
| Beau T Tillinghast | Registered representative | CFP | Jul 2026 (0y) | |
| Ashley Brown Bairos | Registered representative | Jul 2026 (0y) | ||
| Mark Schlumpberger | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| 1979 Holding Company, Llc | Shareholder | Aug 2017 | A | 75% or more |
| Mcmillan, William Bradford | Managing Principal, Chief Investment Officer | Feb 2009 | A | Less than 5% |
| Cfn Ventures, Llc | Shareholder | Aug 2017 | B | ≈ 56.25% – 100% via 1979 Holding Company, Llc |
| Cfn Holding Company, Llc | Shareholder | Aug 2017 | B | ≈ 42.19% – 100% via Cfn Ventures, Llc |
| Gratitude Holdings, Inc. | Shareholder | Aug 2021 | B | ≈ 31.64% – 100% via Cfn Holding Company, Llc |
| Joseph S. Deitch 2000 Revocable Trust | Shareholder | Mar 2024 | B | ≈ 7.91% – 50% via Gratitude Holdings, Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Deitch, Joseph Samuel: 75% – 100% of Joseph S. Deitch 2000 Revocable Trust × 25% – 50% of Gratitude Holdings, Inc. × 75% – 100% of Cfn Holding Company, Llc × 75% – 100% of Cfn Ventures, Llc × 75% – 100% of 1979 Holding Company, Llc × 75% – 100% direct ≈ 5.93% – 50% of the firm
- Cfn Ventures, Llc: 75% – 100% of 1979 Holding Company, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Cfn Holding Company, Llc: 75% – 100% of Cfn Ventures, Llc × 75% – 100% of 1979 Holding Company, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Gratitude Holdings, Inc.: 75% – 100% of Cfn Holding Company, Llc × 75% – 100% of Cfn Ventures, Llc × 75% – 100% of 1979 Holding Company, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Joseph S. Deitch 2000 Revocable Trust: 25% – 50% of Gratitude Holdings, Inc. × 75% – 100% of Cfn Holding Company, Llc × 75% – 100% of Cfn Ventures, Llc × 75% – 100% of 1979 Holding Company, Llc × 75% – 100% direct ≈ 7.91% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (100)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Doc Maintenance, Inc. 401(k) Plan | Doc Maintenance, Inc. | 0 | $0 | 01/01/2025 |
| Glenmeadow, Inc. 403(b) Retirement Plan | Glenmeadow, Inc. | 234 | $7.2M | 10/01/2024 |
| John Bouchard & Sons Co. 401(k) Profit Sharing Plan | John Bouchard & Sons Co. | 154 | $46.7M | 10/01/2024 |
| The Master's Academy 401(k) Plan | The Master's Academy Of Central Florida, Inc. | 142 | $5.2M | 09/01/2024 |
| Plumbers And Pipefitters Local No 104 Annuity Fund | Plumbers And Pipefitters Local No 104 | 346 | $86.8M | 08/01/2024 |
| Guidewire, Inc. 401(k) Plan | Guidewire, Inc. | 425 | $6.9M | 07/01/2024 |
| Senvias, Inc. 401(k) Plan | Senvias, Inc. | 182 | $10.0M | 07/01/2024 |
| Geil Enterprises, Inc. 401(k) Profit Sharing Plan | Geil Enterprises, Inc. | 285 | $2.7M | 07/01/2024 |
| Community Alliance 401(k) Plan | Community Alliance, Inc. | 235 | $7.2M | 07/01/2024 |
| Landmark School 401(k) Plan | Landmark School, Inc. | 329 | $52.5M | 07/01/2024 |
| Sheet Metal Workers International Assoc., Local 3 401(k) Plan | Sheet Metal Workers International Assoc., Local 3 | 770 | $52.0M | 07/01/2024 |
| Child Development Associates, Inc. 401(k) Profit Sharing Plan | Child Development Associates, Inc. | 317 | $51.9M | 07/01/2024 |
| Coastline Employees 403(b) Plan | Coastline Elderly Services, Inc. | 164 | $6.6M | 07/01/2024 |
| Children's Home Society Of South Dakota Retirement Plan | Childrens Home Society Of South Dakota | 335 | $20.3M | 07/01/2024 |
| Four Oaks Enterprise Retirement Plan | Four Oaks Family And Children Services | 753 | $22.0M | 07/01/2024 |
| Heritage Christian Schools, Inc. 401(k) Plan | Heritage Christian Schools, Inc. | 240 | $7.1M | 07/01/2024 |
| Spurwink Services 403(b) Plan | Spurwink Services, Inc. | 1,162 | $34.8M | 07/01/2024 |
| Boston Senior Home Care, Inc 403(b) Retirement Plan | Boston Senior Home Care, Inc. | 178 | $10.8M | 07/01/2024 |
| Visionquest National, Ltd. Ee 401(k) Plan | Visonquest National, Ltd. | 639 | $14.0M | 07/01/2024 |
| Community Resources For Justice, Inc. 401(k) Retirement Plan | Community Resources For Justice, Inc. | 913 | $20.3M | 07/01/2024 |
| Tiegerman School Employees Retirement Plan | Tiegerman School | 378 | $48.0M | 07/01/2024 |
| Tiegerman School 403(b) Retirement Plan | Tiegerman School | 568 | $51.3M | 07/01/2024 |
| Hansen's Iga Corporation 401(k) Plan | Hansens Iga Corporation, Inc. | 278 | $3.5M | 07/01/2024 |
| Mental Health Association, Inc. 403(b) Retirement Plan | Mental Health Association, Inc. | 734 | $7.8M | 07/01/2024 |
| Ees 401(k) Retirement Plan | Educational Enrichment Systems, Inc. | 219 | $20.7M | 07/01/2024 |
Top 25 of 100 plans by assets.
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/19/2026 | 86.4 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Civil judicial
as of Dec 05, 2024
Allegations: THE SEC ALLEGES THAT THE FIRM, IN ITS ROLE AS A REGISTERED INVESTMENT ADVISER, FAILED TO DISCLOSE MATERIAL CONFLICTS OF INTEREST RELATED TO CERTAIN REVENUE SHARING ARRANGEMENTS WITH ITS CLEARING FIRM IN VIOLATION OF THE PROVISIONS OF SECTION 206(2) OF THE ADVISERS ACT AND FAILED TO ADOPT AND IMPLEMENT WRITTEN POLICIES AND PROCEDURES REASONABLY DESIGNED TO IDENTIFY AND TO ENSURE THE DISCLOSURE OF MATERIAL CONFLICTS OF INTEREST ARISING FROM ITS REVENUE SHARING ARRANGEMENT WITH ITS CLEARING FIRM IN VIOLATION OF SECTION 206(4) OF THE ADVISERS ACT AND RULE 206(4)-7 THEREUNDER. Status: On Appeal Summary: THE SEC ALLEGED THAT THE FIRM, IN ITS ROLE AS A REGISTERED INVESTMENT ADVISER FOR THE PERIOD JULY 2014 THROUGH DECEMBER 2018, FAILED TO DISCLOSE MATERIAL CONFLICTS OF INTEREST RELATED TO CERTAIN REVENUE SHARING ARRANGEMENTS WITH ITS CLEARING FIRM IN VIOLATION OF THE PROVISIONS OF SECTION 206(2) OF THE ADVISERS ACT AND FAILED TO ADOPT AND IMPLEMENT WRITTEN POLICIES AND PROCEDURES REASONABLY DESIGNED TO IDENTIFY AND TO ENSURE THE DISCLOSURE OF MATERIAL CONFLICTS OF INTEREST ARISING FROM ITS REVENUE SHARING ARRANGEMENT WITH ITS CLEARING FIRM IN VIOLATION OF SECTION 206(4) OF THE ADVISERS ACT AND RULE 206(4)-7 THEREUNDER. ON APRIL 7, 2023, IN SECURITIES AND EXCHANGE COMMISSION VS. COMMONWEALTH EQUITY SECURITIES, LLC, COMMONWEALTH WAS FOUND BY THE U.S. DISTRICT COURT DISTRICT OF MASSACHUSETTS TO HAVE VIOLATED SECTION 206(2) OF THE ADVISERS ACT BECAUSE IT WAS NEGLIGENT IN ITS FAILURE TO FULLY DISCLOSE CONFLICTS OF INTEREST FROM REVENUE SHARING IT RECEIVED WITH RESPECT TO CERTAIN MUTUAL FUND SHARE CLASSES DURING THE PERIOD 2014 TO 2018. THE COURT ALSO FOUND THAT COMMONWEALTH VIOLATED SECTION 206(4) AND RULE 206(4)-(7) IN FAILING TO ADOPT AND IMPLEMENT WRITTEN POLICIES AND PROCEDURES TO DISCLOSE THE REVENUE SHARING COMPENSATION. ON MARCH 29, 2024, THE COURT ORDERED COMMONWEALTH TO PAY $65,588,906 IN DISGORGEMENT, $21,185,162 IN INTEREST, AND A FINE OF $6,500,000.
Regulatory · Item 11.E(2)
as of Dec 05, 2024
Allegations: WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT IT DISADVANTAGED CERTAIN RETIREMENT PLAN AND CHARITABLE ORGANIZATION CUSTOMERS THAT WERE ELIGIBLE TO PURCHASE CLASS A SHARES IN CERTAIN MUTUAL FUNDS WITHOUT A FRONT-END SALES CHARGE. THE FINDINGS STATED THAT THESE ELIGIBLE CUSTOMERS WERE INSTEAD SOLD CLASS A SHARES WITH A FRONT-END SALES CHARGE, OR CLASS B OR C SHARES WITH BACK-END SALES CHARGES, AND HIGHER ONGOING FEES AND EXPENSES. THESE SALES DISADVANTAGED ELIGIBLE CUSTOMERS BY CAUSING SUCH CUSTOMERS TO PAY HIGHER FEES THAN THEY WERE ACTUALLY REQUIRED TO PAY. THE FINDINGS ALSO STATED THAT THE FIRM FAILED TO REASONABLY SUPERVISE THE APPLICATION OF SALES CHARGE WAIVERS TO ELIGIBLE MUTUAL FUND SALES. THE FIRM RELIED ON ITS FINANCIAL ADVISORS TO DETERMINE THE APPLICABILITY OF SALES CHARGE WAIVERS, BUT FAILED TO MAINTAIN WSPS REASONABLY DESIGNED TO ASSIST FINANCIAL ADVISORS IN MAKING THIS DETERMINATION. IN ADDITION, THE FIRM FAILED TO TRAIN ITS FINANCIAL ADVISORS REGARDING THE AVAILABILITY OF MUTUAL FUND SALES-CHARGE WAIVERS FOR ELIGIBLE CUSTOMERS. THE FIRM FAILED TO ADOPT CONTROLS REASONABLY DESIGNED TO DETECT INSTANCES IN WHICH THEY DID NOT PROVIDE SALES-CHARGE WAIVERS TO ELIGIBLE CUSTOMERS IN CONNECTION WITH THEIR MUTUAL FUND PURCHASES. AS A RESULT OF THE FIRM'S FAILURE TO APPLY AVAILABLE SALES CHARGE WAIVERS, THE FIRM ESTIMATES THAT ELIGIBLE CUSTOMERS WERE OVERCHARGED BY $766,295 FOR MUTUAL FUND PURCHASES MADE SINCE JULY 1, 2009. Status: Final Sanction Detail: THE FIRM WAS CENSURED AND REQUIRED TO PROVIDE FINRA WITH A REMEDIATION PLAN. AS PART OF THIS SETTLEMENT, THE FIRM AGREES TO PAY RESTITUTION TO ELIGIBLE CUSTOMERS, WHICH IS ESTIMATED TO TOTAL $888,337 (THE AMOUNT ELIGIBLE CUSTOMERS WERE OVERCHARGED, INCLUSIVE OF INTEREST). Summary: FINRA HAS RECOGNIZED THE EXTRAORDINARY COOPERATION OF THE FIRM FOR HAVING: (1) INITIATED, PRIOR TO DETECTION OR INTERVENTION BY A REGULATOR, AN INVESTIGATION TO IDENTIFY WHETHER ELIGIBLE CUSTOMERS RECEIVED SALES CHARGE WAIVERS DURING THE RELEVANT PERIOD; (2) VOLUNTARILY EXPANDED THE RELEVANT PERIOD OF APPLICABLE TRANSACTIONS, RESULTING IN ADDITIONAL RESTITUTION TO ADDITIONAL CUSTOMERS; (3) PROMPTLY ESTABLISHED A PLAN OF REMEDIATION FOR ELIGIBLE CUSTOMERS WHO DID NOT RECEIVE APPROPRIATE SALES CHARGE WAIVERS; (4) PROMPTLY TAKEN ACTION AND REMEDIAL STEPS TO CORRECT THE VIOLATIVE CONDUCT; AND (5) EMPLOYED SUBSEQUENT CORRECTIVE MEASURES, PRIOR TO DETECTION OR INTERVENTION BY A REGULATOR, TO REVISE ITS PROCEDURES TO AVOID RECURRENCE OF THE MISCONDUCT.
Regulatory · Item 11.E(2)
as of Dec 05, 2024
Allegations: WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT IT DISADVANTAGED CERTAIN RETIREMENT PLAN AND CHARITABLE ORGANIZATION CUSTOMERS THAT WERE ELIGIBLE TO PURCHASE CLASS A SHARES IN CERTAIN MUTUAL FUNDS WITHOUT A FRONT-END SALES CHARGE. THE FINDINGS STATED THAT THESE ELIGIBLE CUSTOMERS WERE INSTEAD SOLD CLASS A SHARES WITH A FRONT-END SALES CHARGE, OR CLASS B OR C SHARES WITH BACK-END SALES CHARGES, AND HIGHER ONGOING FEES AND EXPENSES. THESE SALES DISADVANTAGED ELIGIBLE CUSTOMERS BY CAUSING SUCH CUSTOMERS TO PAY HIGHER FEES THAN THEY WERE ACTUALLY REQUIRED TO PAY. THE FINDINGS ALSO STATED THAT THE FIRM FAILED TO REASONABLY SUPERVISE THE APPLICATION OF SALES CHARGE WAIVERS TO ELIGIBLE MUTUAL FUND SALES. THE FIRM RELIED ON ITS FINANCIAL ADVISORS TO DETERMINE THE APPLICABILITY OF SALES CHARGE WAIVERS, BUT FAILED TO MAINTAIN WSPS REASONABLY DESIGNED TO ASSIST FINANCIAL ADVISORS IN MAKING THIS DETERMINATION. IN ADDITION, THE FIRM FAILED TO TRAIN ITS FINANCIAL ADVISORS REGARDING THE AVAILABILITY OF MUTUAL FUND SALES-CHARGE WAIVERS FOR ELIGIBLE CUSTOMERS. THE FIRM FAILED TO ADOPT CONTROLS REASONABLY DESIGNED TO DETECT INSTANCES IN WHICH THEY DID NOT PROVIDE SALES-CHARGE WAIVERS TO ELIGIBLE CUSTOMERS IN CONNECTION WITH THEIR MUTUAL FUND PURCHASES. AS A RESULT OF THE FIRM'S FAILURE TO APPLY AVAILABLE SALES CHARGE WAIVERS, THE FIRM ESTIMATES THAT ELIGIBLE CUSTOMERS WERE OVERCHARGED BY $766,295 FOR MUTUAL FUND PURCHASES MADE SINCE JULY 1, 2009. Status: Final Sanction Detail: IN FEBRUARY 2016 THE FIRM BEGAN TO MAKE RESTITUTION, WHICH IS ESTIMATED TO TOTAL $888,337 (THE AMOUNT ELIGIBLE CUSTOMERS WERE OVERCHARGED, INCLUSIVE OF INTEREST). EACH ELIGIBLE CUSTOMER HAS RECEIVED RESTITUTION, PLUS INTEREST. Summary: FINRA HAS RECOGNIZED THE EXTRAORDINARY COOPERATION OF THE FIRM FOR HAVING: (1) INITIATED, PRIOR TO DETECTION OR INTERVENTION BY A REGULATOR, AN INVESTIGATION TO IDENTIFY WHETHER ELIGIBLE CUSTOMERS RECEIVED SALES CHARGE WAIVERS DURING THE RELEVANT PERIOD; (2) VOLUNTARILY EXPANDED THE RELEVANT PERIOD OF APPLICABLE TRANSACTIONS, RESULTING IN ADDITIONAL RESTITUTION TO ADDITIONAL CUSTOMERS; (3) PROMPTLY ESTABLISHED A PLAN OF REMEDIATION FOR ELIGIBLE CUSTOMERS WHO DID NOT RECEIVE APPROPRIATE SALES CHARGE WAIVERS; (4) PROMPTLY TAKEN ACTION AND REMEDIAL STEPS TO CORRECT THE VIOLATIVE CONDUCT; AND (5) EMPLOYED SUBSEQUENT CORRECTIVE MEASURES, PRIOR TO DETECTION OR INTERVENTION BY A REGULATOR, TO REVISE ITS PROCEDURES TO AVOID RECURRENCE OF THE MISCONDUCT.
Regulatory · Item 11.D(4)
as of Dec 05, 2024
Allegations: COMMONWEALTH, THROUGH ITS EXECUTION OF THE CONSENT ORDER, ACKNOWLEDGED THE ALLEGATION OF THE COMMISSIONER THAT THERE WERE SUFFICIENT FACTS UPON WHICH THE FIRM COULD HAVE BEEN FOUND TO HAVE VIOLATED SEC. 36B-31-6F(B) OF THE REGULATIONS OF THE CONNECTICUT STATE AGENCIES BY FAILING TO ESTABLISH, ENFORCE AND MAINTAIN A SYSTEM FOR SUPERVISING THE ACTIVITIES OF ITS AGENTS THAT WAS REASONABLY DESIGNED TO ACHIEVE COMPLIANCE WITH APPLICABLE SECURITIES LAWS AND REGULATIONS. Status: Final Sanction Detail: MONETARY FINE ($20K) PAID PRIOR TO ORDER ISSUED AND CEASE AND DESIST Summary: CEASE AND DESIST FROM ENGAGING IN CONDUCT CONSTITUTING OR WHICH WOULD CONSTITUTE A VIOLATION OF THE ACT OR ANY REGULATION, RULE OR ORDER ADOPTED OR ISSUED UNDER THE ACT, EITHER DIRECTLY OR THROUGH ANY PERSON, ORGANIZATION OR OTHER DEVICE, INCLUDING WITHOUT LIMITATION ENGAGING IN ANY ACTIVITY IN OR FROM CONNECTICUT THAT VIOLATES SECTION 36B-31-6F(B) OF THE REGULATIONS AND PAY A $20,000 ADMINISTRATIVE FINE.
Regulatory · Item 11.D(2)
as of Dec 05, 2024
Allegations: COMMONWEALTH FAILED TO REGISTER ITS INVESTMENT ADVISER REPRESENTATIVE WHO HAS A PLACE OF BUSINESS IN MASSACHUSETTS AND ENSURE THAT ITS INVESTMENT ADVISER REPRESENTATIVE WAS PROPERLY REGISTERED IN MASSACHUSETTS PRIOR TO PROVIDING INVESTMENT ADVISORY SERVICES. Status: Final Sanction Detail: COMMONWEALTH SHALL PERMANENTLY CEASE AND DESIST FROM VIOLATIONS OF MASS. GEN. LAWS C. 110A, §§ 201(C) AND 201(D). COMMONWEALTH SHALL ALSO REGISTER AND MAINTAIN REGISTRATION OF ITS INVESTMENT ADVISER REPRESENTATIVES WHO PROVIDE INVESTMENT ADVISORY SERVICES AND HAVE A PLACE OF BUSINESS IN MASSACHUSETTS PRIOR TO THEM PROVIDING INVESTMENT ADVISORY SERVICES.
Regulatory
as of Dec 05, 2024
Allegations: DURING THE PERIOD JANUARY 1, 2014, TO MARCH 27, 2014, COMMONWEALTH PURCHASED, RECOMMENDED, OR HELD FOR ADVISORY CLIENTS MUTUAL FUND SHARE CLASSES THAT CHARGED 12B-1 FEES INSTEAD OF LOWER-COST SHARE CLASSES OF THE SAME FUNDS FOR WHICH THE CLIENTS WERE ELIGIBLE. COMMONWEALTH AND ITS ASSOCIATED PERSONS RECEIVED 12B-1 FEES IN CONNECTION WITH THESE INVESTMENTS. THE SECURITIES AND EXCHANGE COMMISSION ("SEC") FOUND THAT COMMONWEALTH FAILED TO DISCLOSE IN ITS FORM ADV OR OTHERWISE THE CONFLICTS OF INTEREST RELATED TO ITS RECEIPT OF 12B-1 FEES AND/OR ITS SELECTION OF MUTUAL FUND SHARE CLASSES THAT PAY SUCH FEES. AS A RESULT OF THESE DISCLOSURE FAILURES, THE SEC FOUND THAT COMMONWEALTH VIOLATED SECTIONS 206(2) AND 207 OF THE ADVISERS ACT. Status: Final Sanction Detail: WITHOUT ADMITTING OR DENYING GUILT COMMONWEALTH CONSENTED TO A CEASE AND DESIST, CENSURE, AND DISGORGEMENT OF $1,426,700.16 AND PREJUDGMENT INTEREST OF $210,603.29. Summary: PURSUANT TO THE DIVISION OF ENFORCEMENT'S SHARE CLASS SELECTION DISCLOSURE INITIATIVE, COMMONWEALTH SELF-REPORTED THESE VIOLATIONS TO THE SEC. ON MARCH 11, 2019, THE SEC ACCEPTED COMMONWEALTH'S OFFER OF SETTLEMENT AND ENTERED AN ADMINISTRATIVE ORDER.
Regulatory · Item 11.E(2)
as of Dec 05, 2024
Allegations: WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT IT FAILED TO IDENTIFY AND APPLY SALES CHARGE DISCOUNTS TO CERTAIN CUSTOMERS' ELIGIBLE PURCHASES OF UNIT INVESTMENT TRUSTS (UITS) RESULTING IN CUSTOMERS PAYING EXCESSIVE SALES CHARGES OF APPROXIMATELY $320,917. THE FINDINGS STATED THAT THE FIRM HAS PAID RESTITUTION TO ALL AFFECTED CUSTOMERS. THE FINDINGS ALSO STATED THAT THE FIRM FAILED TO ESTABLISH, MAINTAIN AND ENFORCE A SUPERVISORY SYSTEM AND WRITTEN SUPERVISORY PROCEDURES REASONABLY DESIGNED TO ENSURE THAT CUSTOMERS RECEIVED SALES CHARGE DISCOUNTS ON ALL ELIGIBLE UIT PURCHASES. THE FIRM RELIED PRIMARILY ON ITS REGISTERED REPRESENTATIVES TO ENSURE THAT CUSTOMERS RECEIVED SALES CHARGE DISCOUNTS ON ALL ELIGIBLE UIT ROLLOVER AND EXCHANGE PURCHASES, DESPITE THE FACT THAT THE FIRM DID NOT EFFECTIVELY TRAIN REPRESENTATIVES AND THEIR SUPERVISORS TO IDENTIFY AND APPLY SUCH SALES CHARGE DISCOUNTS. Status: Final Sanction Detail: THE FIRM WAS CENSURED, FINED $225,000, AND PAID RESTITUTION OF $357,521.04 TO CUSTOMERS. Summary: UPON DISCOVERING THIS ISSUE, COMMONWEALTH PROACTIVELY REVISED THE APPLICABLE SUPERVISORY SYSTEMS AND PROCEDURES FOR UIT ROLLOVER AND EXCHANGE PURCHASES AND REIMBURSED ALL AFFECTED CUSTOMERS FOR THE DISCOUNTS, PLUS INTEREST.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- National Financial Services (Fidelity) $206B (97% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 19, 2026.
View current Form ADV (SEC/IAPD) ↗