AUMdb

Retail Specialists 401(k) Plan

Sponsored by Empire Marketing Strategies, Inc. · EIN 311133276 · Plan #001

Total assets
$75.2M
Net assets
$75.2M
Active participants
1,332
With balances
1,366

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Empower Advisory Group, Llc CRD 112058 deterministic · 100% 2024
Creative Planning, Llc CRD 105348 deterministic · 100% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Empower Annuity Insurance Company O Recordkeeping fees $134,871
Empower Advisory Group, Llc Investment management $40,474
Creative Planning Llc Investment advisory (plan) $40,000
Barnes, Dennig And Co. Ltd Accounting $15,000
Empire Marketing Strategies Inc Other fees $444