DA
Dale Alan Anich
CRD 1283578
Firms
| Firm | Role | As of |
|---|---|---|
| Split Rock Private Trading And Wealth Management Llc | Registered representative | 07/20/2026 |
Roster data from IAPD; titles from the firms' websites where enriched.
Ownership stakes
-
North Compass Financial Advisors, Llc
Chief Compliance Officer · Less than 5% · Mar 2012
-
North Compass Financial Advisors, Llc
Owner · 50% – 75% · Mar 2012
From Form ADV Schedule A/B filings.
Source
Registration data from IAPD (investment adviser representatives feed). View on IAPD ↗