CW
Cliff Wingyin Shum
CRD 2973780
Certified Financial Planner
Has disclosures
Firms
| Firm | Role | As of |
|---|---|---|
| Shum Financial Group, Inc. | Registered representative | 07/20/2026 |
Roster data from IAPD; titles from the firms' websites where enriched.
Ownership stakes
-
Shum Financial Group, Inc.
President/Chief Compliance Officer · 75% or more · Feb 2024
From Form ADV Schedule A/B filings.
Source
Registration data from IAPD (investment adviser representatives feed). View on IAPD ↗