JW
James William Humphries
CRD 5829072
Firms
| Firm | Role | As of |
|---|---|---|
| Mindset Wealth Management, Llc | Registered representative | 07/20/2026 |
| Mindset Asset Management, Llc | Registered representative | 07/20/2026 |
Roster data from IAPD; titles from the firms' websites where enriched.
Ownership stakes
-
Mindset Wealth Management, Llc
Managing Partner · 25% – 50% · Sep 2024
From Form ADV Schedule A/B filings.
Source
Registration data from IAPD (investment adviser representatives feed). View on IAPD ↗