Mindset Asset Management, Llc
SEC-registered
Investment Adviser · Boutique (under $100M)
CRD 338530
· SEC file 801-134452
· Indianapolis, IN
· WWW.MINDSET-AM.COM
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ADV data as of Jun 17, 2026
- Regulatory AUM
- $0
- Discretionary
- $0
- Clients
- —
- Avg AUM / client
- —
- Accounts
- 0
- Employees
- 4
AUM over time
$0
$0
Aug 2025
Jun 2026
Annual snapshots from Form ADV filings · as of Jun 17, 2026
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mark Allen Vandygriff | Registered representative | Oct 2025 (1y) | ||
| Peter Gorman Bjelopetrovich | Registered representative | Oct 2025 (1y) | ||
| James William Humphries | Registered representative | Nov 2025 (1y) | ||
| Seth William Webb Hickle | Registered representative | Nov 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/17/2026 | 1.37 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Other fees
- • ONE-TIME CONSULTING FEE
Services
- • Portfolio management for businesses/institutional clients
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 17, 2026.
View current Form ADV (SEC/IAPD) ↗